We are live on ! Find out more
HA

Havens Advisors Portfolio holdings

AUM $39.3M
1-Year Est. Return 80.07%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+80.07%
3 Year Est. Return
+460.15%
5 Year Est. Return
+1,430.14%
10 Year Est. Return
–
AUM
$161M
AUM Growth
-$19.4M
Cap. Flow
-$31.1M
Cap. Flow %
-19.33%
Top 10 Hldgs %
56.01%
Holding
68
New
14
Increased
13
Reduced
8
Closed
24

Top Buys

Rank Stock Value
1
CBST
CUBIST PHARMACEUTICALS INC
CBST
+$3.81M
2
DRC
DRESSER-RAND GROUP INC
DRC
+$3.66M
3
ROC
ROCKWOOD HLDGS INC
ROC
+$3.55M
4
AUXL
AUXILIUM PHARAMCEUTICALS INC
AUXL
+$3.1M
5
AMRE
AMREIT INC NEW COM STK
AMRE
+$2.74M

Top Sells

Rank Stock Value
1
BYI
BALLY TECHNOLOGIES, INC.
BYI
+$8.47M
2
MGAM
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
+$5.99M
3
SHPG
Shire pic
SHPG
+$5.69M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$4.21M
5
MW
THE MENS WAREHOUSE INC
MW
+$3.52M

Sector Composition

Rank Sector Weight
1 Healthcare 16.12%
2 Consumer Staples 12.24%
3 Consumer Discretionary 10.61%
4 Financials 9.49%
5 Communication Services 6.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRF
51
DELISTED
INTL RECTIFIER CORP
IRF
– –
-51,000
Closed -$2M
MGAM
52
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
– –
-166,467
Closed -$5.99M
CPWR
53
DELISTED
COMPUWARE CORP
CPWR
– –
-197,790
Closed -$2.02M
CNVR
54
DELISTED
CONVERSANT INC COM STK (DE)
CNVR
– –
-33,900
Closed -$1.16M
KOG
55
DELISTED
KODIAK OIL & GAS CORP
KOG
– –
-128,000
Closed -$1.74M
TAM
56
DELISTED
TAMINCO CORP COM
TAM
– –
-77,000
Closed -$2.01M
CNQR
57
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
– –
-27,000
Closed -$3.42M
BYI
58
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
– –
-105,000
Closed -$8.47M
BOLT
59
DELISTED
BOLT TECHNOLOGY CORPORATION
BOLT
– –
-92,000
Closed -$2.02M
ATHL
60
DELISTED
ATHLON ENERGY INC COM
ATHL
– –
-35,000
Closed -$2.04M
TWTC
61
DELISTED
TW TELECOM INC CL A COM
TWTC
– –
-51,000
Closed -$2.12M
BNNY
62
DELISTED
ANNIES INC COMMON STOCK (DE)
BNNY
– –
-44,000
Closed -$2.02M
URS
63
DELISTED
URS CORP
URS
– –
-39,900
Closed -$2.3M
MEAS
64
DELISTED
MEASUREMENT SPECIALTIES INC
MEAS
– –
-31,000
Closed -$2.65M
COV
65
PUT
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
– –
-40,000
Closed -$3.46M
FWLT
66
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
– –
-133,000
Closed -$4.21M
SHPG
67
PUT
DELISTED
Shire pic
SHPG
– –
-14,500
Closed -$3.76M
1 2
3

Similar funds

JI
Jeereddi Investments Los Angeles, California $38.1M AUM 12.15% 1-Year Est. Return
BGP
BrandyTrust Global Partners Hockessin, Delaware $35.4M AUM
NRC
North Run Capital Boston, Massachusetts $43.5M AUM 38.24% 1-Year Est. Return
EOCM
Energy Opportunities Capital Management Austin, Texas $34.4M AUM 54.2% 1-Year Est. Return
LN
Lewin Nick $31.5M AUM
ACM
Axel Capital Management New York $47.4M AUM 2.75% 1-Year Est. Return
CL
Chubb Ltd Zurich, Switzerland $29.9M AUM 48.89% 1-Year Est. Return
ECM
Evolution Capital Management Crystal Bay, Nevada $29M AUM 2.56% 1-Year Est. Return

Havens Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Havens Advisors held 68 positions worth $161M, down 11% from $180M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Havens Advisors withdrew a net $31.1M in Q4 2014, closing 24 positions and reducing 8 holdings. Its most notable exit was BALLY TECHNOLOGIES, INC., an estimated $8.47M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 16% of assets, up from 14% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

Against the trend, Havens Advisors opened a new position in CUBIST PHARMACEUTICALS INC worth $4.93M.

  • Havens Advisors's largest Q4 2014 buy was CUBIST PHARMACEUTICALS INC: 49,000 shares worth $4.93M.
  • Havens Advisors added most to DRESSER-RAND GROUP INC in Q4 2014, an estimated $3.66M increase.
  • Havens Advisors's biggest Q4 2014 reduction was Shire pic, cutting an estimated $5.69M.
  • Havens Advisors fully exited BALLY TECHNOLOGIES, INC. in Q4 2014, selling an estimated $8.47M.
  • Havens Advisors's ten largest holdings make up 56% of its $161M portfolio in Q4 2014.
  • Havens Advisors opened 14 new positions and closed 24 in Q4 2014.
  • Havens Advisors's portfolio value fell 11% quarter-over-quarter to $161M.

Based on Havens Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.