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HA

Havens Advisors Portfolio holdings

AUM $39.3M
1-Year Est. Return 80.07%
This Fund
S&P 500
This Quarter Est. Return
+11.16%
1 Year Est. Return
+80.07%
3 Year Est. Return
+460.15%
5 Year Est. Return
+1,430.14%
10 Year Est. Return
–
AUM
$180M
AUM Growth
+$42.5M
Cap. Flow
+$37.4M
Cap. Flow %
20.71%
Top 10 Hldgs %
45.48%
Holding
73
New
30
Increased
8
Reduced
8
Closed
20

Top Buys

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$13.2M
2
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$7.9M
3
BYI
BALLY TECHNOLOGIES, INC.
BYI
+$7.65M
4
SHPG
Shire pic
SHPG
+$7.2M
5
AMRE
AMREIT INC NEW COM STK
AMRE
+$6.51M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$10.4M
2
RDA
RDA MICROELECTRONICS INC SPONSORED ADR
RDA
+$6.43M
3
IDIX
IDENIX PHARMACEUTICALS INC
IDIX
+$6.05M
4
CHDX
CHINDEX INTL INC
CHDX
+$4.64M
5
HSH
HILLSHIRE BRANDS CO
HSH
+$3.89M

Sector Composition

Rank Sector Weight
1 Healthcare 13.68%
2 Consumer Staples 12.88%
3 Consumer Discretionary 10.35%
4 Technology 9.81%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDO
51
CALL
DELISTED
FAMILY DOLLAR STORES
FDO
$548K 0.3%
+7,100
New +$523K
OVTI
52
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
$291K 0.16%
+11,000
New +$275K
LPNT
53
DELISTED
LifePoint Health, Inc.
LPNT
$212K 0.12%
3,070
– –
AZN icon
54
AstraZeneca
AZN
$263B
– –
-4,000
Closed -$297K
CVEO icon
55
Civeo
CVEO
$345M
– –
-1,167
Closed -$350K
OIS icon
56
Oil States International
OIS
$489M
– –
-8,000
Closed -$513K
MNK
57
CALL
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-10,400
Closed -$832K
S
58
DELISTED
Sprint Corporation
S
– –
-300,000
Closed -$2.56M
S
59
PUT
DELISTED
Sprint Corporation
S
– –
-300,000
Closed -$2.56M
PF
60
DELISTED
Pinnacle Foods, Inc.
PF
– –
-70,000
Closed -$2.3M
CHDX
61
DELISTED
CHINDEX INTL INC
CHDX
– –
-196,000
Closed -$4.64M
ARX
62
DELISTED
Aeroflex Holding Corp (DE)
ARX
– –
-200,000
Closed -$2.1M
MCRS
63
DELISTED
MICROS SYSTEMS INC
MCRS
– –
-40,000
Closed -$2.72M
HSH
64
DELISTED
HILLSHIRE BRANDS CO
HSH
– –
-62,500
Closed -$3.89M
PLXT
65
DELISTED
PLX TECHNOLOGY INC
PLXT
– –
-325,000
Closed -$2.1M
NDZ
66
DELISTED
NORDION INC COM STK (CDA)
NDZ
– –
-82,000
Closed -$1.03M
IDIX
67
DELISTED
IDENIX PHARMACEUTICALS INC
IDIX
– –
-251,000
Closed -$6.05M
ESC
68
DELISTED
EMERITUS CORP
ESC
– –
-68,400
Closed -$2.17M
OPEN
69
DELISTED
OPENTABLE,INC COMMON STOCK
OPEN
– –
-23,000
Closed -$2.38M
HITT
70
DELISTED
HITTITE MICROWAVE CORP
HITT
– –
-27,000
Closed -$2.1M
RDA
71
DELISTED
RDA MICROELECTRONICS INC SPONSORED ADR
RDA
– –
-376,000
Closed -$6.43M
FRX
72
DELISTED
FOREST LABORATORIES INC
FRX
– –
-105,000
Closed -$10.4M
AGN
73
CALL
DELISTED
Allergan Inc
AGN
– –
-10,000
Closed -$1.69M
1 2
3

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JI
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BGP
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NRC
North Run Capital Boston, Massachusetts $43.5M AUM 38.24% 1-Year Est. Return
EOCM
Energy Opportunities Capital Management Austin, Texas $34.4M AUM 54.2% 1-Year Est. Return
LN
Lewin Nick $31.5M AUM
ACM
Axel Capital Management New York $47.4M AUM 2.75% 1-Year Est. Return
CL
Chubb Ltd Zurich, Switzerland $29.9M AUM 48.89% 1-Year Est. Return
ECM
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Havens Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Havens Advisors held 73 positions worth $180M, up 31% from $138M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Havens Advisors deployed $37.4M of net new capital in Q3 2014, opening 30 new positions and adding to 8 existing holdings. Its largest new stake was FAMILY DOLLAR STORES: 179,000 shares worth $13.8M.

By sector, the portfolio is most concentrated in Healthcare at 14% of assets, down from 22% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

On the sell side, the largest reduction was HUDSON CITY BANCORP INC, an estimated $2.43M trimmed.

  • Havens Advisors's largest Q3 2014 buy was FAMILY DOLLAR STORES: 179,000 shares worth $13.8M.
  • Havens Advisors added most to TIME WARNER CABLE INC NEW COM STK in Q3 2014, an estimated $1.04M increase.
  • Havens Advisors's biggest Q3 2014 reduction was HUDSON CITY BANCORP INC, cutting an estimated $2.43M.
  • Havens Advisors fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $10.4M.
  • Havens Advisors's ten largest holdings make up 45% of its $180M portfolio in Q3 2014.
  • Havens Advisors opened 30 new positions and closed 20 in Q3 2014.
  • Havens Advisors's portfolio value rose 31% quarter-over-quarter to $180M.

Based on Havens Advisors's 13F filing for Q3 2014, filed 31 Oct 2014.