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Havens Advisors Portfolio holdings

AUM $39.3M
1-Year Est. Return 80.07%
This Fund
S&P 500
This Quarter Est. Return
+15.09%
1 Year Est. Return
+80.07%
3 Year Est. Return
+460.15%
5 Year Est. Return
+1,430.14%
10 Year Est. Return
–
AUM
$126M
AUM Growth
-$53.5M
Cap. Flow
-$67.8M
Cap. Flow %
-53.84%
Top 10 Hldgs %
49.77%
Holding
67
New
16
Increased
2
Reduced
9
Closed
31

Top Buys

Rank Stock Value
1
BPO
BROOKFIELD OFFICE PROPERTIES. INC
BPO
+$5.95M
2
HMA
HEALTH MGMT ASSOC INC CL-A
HMA
+$5.69M
3
RDA
RDA MICROELECTRONICS INC SPONSORED ADR
RDA
+$4.8M
4
JOSB
JOS A BANK CLOTHIERS INC
JOSB
+$4.66M
5
MW
THE MENS WAREHOUSE INC
MW
+$4.64M

Top Sells

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$17.2M
2
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$10.5M
3
NYX
NYSE EURONEXT INC
NYX
+$9.57M
4
SPRD
SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS)
SPRD
+$7.49M
5
DELL
DELL INC
DELL
+$6.88M

Sector Composition

Rank Sector Weight
1 Real Estate 11.53%
2 Financials 11.04%
3 Industrials 7.42%
4 Healthcare 7.35%
5 Consumer Discretionary 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NYX
51
DELISTED
NYSE EURONEXT INC
NYX
– –
-228,000
Closed -$9.57M
OPAY
52
DELISTED
OFFICIAL PAYMENTS HLDGS INC
OPAY
– –
-274,470
Closed -$2.28M
GWAY
53
DELISTED
GREENWAY MED TECHNOLOGIES INC CPM STK (DE)
GWAY
– –
-120,000
Closed -$2.48M
SKS
54
DELISTED
SAKS INCORPORATED
SKS
– –
-225,000
Closed -$3.59M
DELL
55
DELISTED
DELL INC
DELL
– –
-500,000
Closed -$6.88M
BZ
56
DELISTED
BOISE INC COM STK (DE)
BZ
– –
-277,065
Closed -$3.49M
TMS
57
DELISTED
TMS INTERNATIONAL CORP CLASS A COM STK
TMS
– –
-141,076
Closed -$2.46M
ASTX
58
DELISTED
ASTEX PHARMACEUTICALS, INC COM
ASTX
– –
-290,000
Closed -$2.46M
FIRE
59
DELISTED
SOURCEFIRE INC COM STK
FIRE
– –
-73,000
Closed -$5.54M
MFB
60
DELISTED
MAIDENFORM BRANDS, INC
MFB
– –
-127,000
Closed -$2.98M
ONXX
61
CALL
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
– –
-10,000
Closed -$1.25M
ONXX
62
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
– –
-138,000
Closed -$17.2M
VLTR
63
DELISTED
VOLTERRA SEMCONDUCTOR CORP
VLTR
– –
-140,000
Closed -$3.22M
SFD
64
CALL
DELISTED
SMITHFIELD FOODS,INC
SFD
– –
-100,000
Closed -$3.4M
MOLXA
65
DELISTED
MOLEX INC CL-A
MOLXA
– –
-128,000
Closed -$4.9M
WWAV
66
DELISTED
The WhiteWave Foods Company
WWAV
– –
-173,300
Closed -$3.46M
1 2
3

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NRC
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Havens Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Havens Advisors held 67 positions worth $126M, down 30% from $180M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Havens Advisors withdrew a net $67.8M in Q4 2013, closing 31 positions and reducing 9 holdings. Its most notable exit was ONYX PHARMACEUTICALS INC, an estimated $17.2M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 12% of assets, up from 0% a quarter earlier, followed by Financials and Industrials.

Against the trend, Havens Advisors opened a new position in BROOKFIELD OFFICE PROPERTIES. INC worth $6.01M.

  • Havens Advisors's largest Q4 2013 buy was BROOKFIELD OFFICE PROPERTIES. INC: 312,000 shares worth $6.01M.
  • Havens Advisors added most to HUDSON CITY BANCORP INC in Q4 2013, an estimated $2.56M increase.
  • Havens Advisors's biggest Q4 2013 reduction was CAPITALSOURCE INC, cutting an estimated $2.06M.
  • Havens Advisors fully exited ONYX PHARMACEUTICALS INC in Q4 2013, selling an estimated $17.2M.
  • Havens Advisors's ten largest holdings make up 50% of its $126M portfolio in Q4 2013.
  • Havens Advisors opened 16 new positions and closed 31 in Q4 2013.
  • Havens Advisors's portfolio value fell 30% quarter-over-quarter to $126M.

Based on Havens Advisors's 13F filing for Q4 2013, filed 29 Jan 2014.