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Havens Advisors Portfolio holdings

AUM $39.3M
1-Year Est. Return 80.07%
This Fund
S&P 500
This Quarter Est. Return
+22.15%
1 Year Est. Return
+80.07%
3 Year Est. Return
+460.15%
5 Year Est. Return
+1,430.14%
10 Year Est. Return
–
AUM
$180M
AUM Growth
+$51.7M
Cap. Flow
+$45.3M
Cap. Flow %
25.22%
Top 10 Hldgs %
48.04%
Holding
71
New
28
Increased
6
Reduced
5
Closed
21

Top Buys

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$17.5M
2
SPRD
SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS)
SPRD
+$7.28M
3
CSE
CAPITALSOURCE INC
CSE
+$7.23M
4
NYX
NYSE EURONEXT INC
NYX
+$6.96M
5
FIRE
SOURCEFIRE INC COM STK
FIRE
+$5.22M

Top Sells

Rank Stock Value
1
SFD
SMITHFIELD FOODS,INC
SFD
+$12.1M
2
ET
EXACTTARGET INC COM STK (DE)
ET
+$6.07M
3
FON
SPRINT CORP FON COM
FON
+$5.18M
4
LEDR
MARKET LEADER INC COM STK (WA)
LEDR
+$4.82M
5
WWAV.B
THE WHITEWAVE FOODS COMPANY CLASS B COM STK
WWAV.B
+$2.71M

Sector Composition

Rank Sector Weight
1 Financials 14.78%
2 Healthcare 8.06%
3 Industrials 5.7%
4 Consumer Discretionary 5.11%
5 Communication Services 4.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STZ icon
51
PUT
Constellation Brands
STZ
$22.2B
– –
-84,500
Closed -$4.4M
TMUS icon
52
CALL
T-Mobile US
TMUS
$185B
– –
-60,000
Closed -$1.49M
AGN
53
CALL
DELISTED
Allergan plc
AGN
– –
-8,000
Closed -$1.01M
CDE.WS
54
DELISTED
COEUR MINING, INC CORP IDAHO WT EXP 04/16/2017 DELWARE
CDE.WS
– –
-28,300
Closed -$45K
BRY
55
DELISTED
BERRY PETROLEUM CO CL A
BRY
– –
-32,200
Closed -$1.36M
DELL
56
CALL
DELISTED
DELL INC
DELL
– –
-22,000
Closed -$293K
WCRX
57
CALL
DELISTED
WARNER CHILCOTT PLC ORD SHS CL A (IRL)
WCRX
– –
-48,000
Closed -$956K
SFD
58
DELISTED
SMITHFIELD FOODS,INC
SFD
– –
-360,000
Closed -$12.1M
WWAV.B
59
DELISTED
THE WHITEWAVE FOODS COMPANY CLASS B COM STK
WWAV.B
– –
-178,300
Closed -$2.71M
BKI
60
DELISTED
BUCKEYE TECHNOLOGY INC
BKI
– –
-68,000
Closed -$2.52M
LEDR
61
DELISTED
MARKET LEADER INC COM STK (WA)
LEDR
– –
-450,000
Closed -$4.82M
FSCI
62
DELISTED
FISHER COMMUNICATIONS INC
FSCI
– –
-60,000
Closed -$2.46M
PWER
63
DELISTED
POWER-ONE INC COM STK NEW (DE)
PWER
– –
-395,000
Closed -$2.5M
ET
64
DELISTED
EXACTTARGET INC COM STK (DE)
ET
– –
-180,000
Closed -$6.07M
AQ
65
DELISTED
Acquity Group Ltd
AQ
– –
-184,000
Closed -$2.38M
NTSP
66
DELISTED
NETSPEND HLDGS INC COM STK
NTSP
– –
-131,000
Closed -$2.09M
LUFK
67
DELISTED
LUFKIN IND INC
LUFK
– –
-28,000
Closed -$2.48M
NFP
68
DELISTED
NATIONAL FINANCIAL PARTNERS CORP
NFP
– –
-97,000
Closed -$2.46M
EBIX
69
PUT
DELISTED
Ebix Inc
EBIX
– –
-35,000
Closed -$324K
FON
70
DELISTED
SPRINT CORP FON COM
FON
– –
-738,000
Closed -$5.18M
MPG
71
DELISTED
MPG OFFICE TRUST, INC COM
MPG
– –
-728,000
Closed -$2.29M
1 2
3

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JI
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BGP
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NRC
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EOCM
Energy Opportunities Capital Management Austin, Texas $34.4M AUM 54.2% 1-Year Est. Return
LN
Lewin Nick $31.5M AUM
ACM
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CL
Chubb Ltd Zurich, Switzerland $29.9M AUM 48.89% 1-Year Est. Return
ECM
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Havens Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Havens Advisors held 71 positions worth $180M, up 40% from $128M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Havens Advisors deployed $45.3M of net new capital in Q3 2013, opening 28 new positions and adding to 6 existing holdings. Its largest new stake was ONYX PHARMACEUTICALS INC: 138,000 shares worth $17.2M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 10% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was DELL INC, an estimated $1.45M trimmed.

  • Havens Advisors's largest Q3 2013 buy was ONYX PHARMACEUTICALS INC: 138,000 shares worth $17.2M.
  • Havens Advisors added most to NYSE EURONEXT INC in Q3 2013, an estimated $6.96M increase.
  • Havens Advisors's biggest Q3 2013 reduction was DELL INC, cutting an estimated $1.45M.
  • Havens Advisors fully exited SMITHFIELD FOODS,INC in Q3 2013, selling an estimated $12.1M.
  • Havens Advisors's ten largest holdings make up 48% of its $180M portfolio in Q3 2013.
  • Havens Advisors opened 28 new positions and closed 21 in Q3 2013.
  • Havens Advisors's portfolio value rose 40% quarter-over-quarter to $180M.

Based on Havens Advisors's 13F filing for Q3 2013, filed 22 Oct 2013.