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HA

Havens Advisors Portfolio holdings

AUM $39.3M
1-Year Est. Return 80.07%
This Fund
S&P 500
This Quarter Est. Return
+17.55%
1 Year Est. Return
+80.07%
3 Year Est. Return
+460.15%
5 Year Est. Return
+1,430.14%
10 Year Est. Return
–
AUM
$84.6M
AUM Growth
+$1.32M
Cap. Flow
-$5.78M
Cap. Flow %
-6.83%
Top 10 Hldgs %
64.35%
Holding
55
New
11
Increased
6
Reduced
12
Closed
12

Top Buys

Rank Stock Value
1
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$4.74M
2
CONE
CyrusOne Inc Common Stock
CONE
+$4.58M
3
NPTN
NEOPHOTONICS CORP
NPTN
+$3.6M
4
ROG icon
Rogers Corp
ROG
+$3.16M
5
GTS
Triple-S Management Corporation
GTS
+$3.07M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$5.82M
2
PPD
PPD, Inc. Common Stock
PPD
+$4.45M
3
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$3.6M
4
CLDR
Cloudera, Inc.
CLDR
+$2.95M
5
XLNX
Xilinx Inc
XLNX
+$2.78M

Sector Composition

Rank Sector Weight
1 Technology 17.5%
2 Financials 14.64%
3 Healthcare 11.84%
4 Communication Services 9.89%
5 Industrials 9.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRUB
26
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$597K 0.71%
55,500
-44,500
-45% -$595K
OCDX
27
DELISTED
Ortho Clinical Diagnostics Holdings plc Ordinary Shares
OCDX
$342K 0.4%
+16,000
New +$315K
SCPL
28
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
$276K 0.33%
20,000
-14,978
-43% -$268K
OCA
29
DELISTED
Omnichannel Acquisition Corp.
OCA
$219K 0.26%
22,000
– –
OTRA
30
DELISTED
OTR Acquisition Corp. Class A Common Stock
OTRA
$203K 0.24%
20,000
– –
SDACU
31
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$200K 0.24%
20,000
– –
MSPR
32
DELISTED
MSP Recovery Inc
MSPR
$199K 0.24%
5
– –
AAC.U
33
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
$199K 0.24%
20,000
– –
GLS
34
DELISTED
Gelesis Holdings, Inc.
GLS
$199K 0.24%
20,000
– –
HCICU
35
DELISTED
Hennessy Capital Investment Corp. V Units
HCICU
$199K 0.24%
20,000
– –
COLIU
36
DELISTED
Colicity Inc. Units
COLIU
$199K 0.24%
20,000
– –
BURU
37
DELISTED
NUBURU INC
BURU
$197K 0.23%
100
– –
GOAC
38
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$197K 0.23%
20,000
– –
WPCB.U
39
DELISTED
Warburg Pincus Capital Corporation I-B Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCB.U
$139K 0.16%
14,000
– –
PPC icon
40
Pilgrim's Pride
PPC
$6.51B
$135K 0.16%
4,788
– –
ZSQR
41
Z Squared Inc
ZSQR
$254M
$129K 0.15%
645
– –
CHNG
42
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$128K 0.15%
6,000
-14,900
-71% -$312K
LEGAU
43
DELISTED
Lead Edge Growth Opportunities, Ltd Units
LEGAU
$126K 0.15%
12,700
– –
GPGI
44
GPGI Inc
GPGI
$3.83B
– –
-24,080
Closed -$202K
AJRD
45
CALL
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-20,000
Closed -$871K
FLOW
46
DELISTED
SPX FLOW, Inc.
FLOW
– –
-14,000
Closed -$1.02M
VRS
47
DELISTED
Verso Corporation
VRS
– –
-64,906
Closed -$1.35M
KSU
48
DELISTED
Kansas City Southern
KSU
– –
-21,500
Closed -$5.82M
HRC
49
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
– –
-24,000
Closed -$3.6M
PPD
50
DELISTED
PPD, Inc. Common Stock
PPD
– –
-95,000
Closed -$4.45M
1
2
3

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NRC
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EOCM
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LN
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ACM
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CL
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ECM
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Havens Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Havens Advisors held 55 positions worth $84.6M, up 1.6% from $83.3M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Havens Advisors withdrew a net $5.78M in Q4 2021, closing 12 positions and reducing 12 holdings. Its most notable exit was Kansas City Southern, an estimated $5.82M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Havens Advisors opened a new position in BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares) worth $5.19M.

  • Havens Advisors's largest Q4 2021 buy was BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares): 86,870 shares worth $5.19M.
  • Havens Advisors added most to Triple-S Management Corporation in Q4 2021, an estimated $3.07M increase.
  • Havens Advisors's biggest Q4 2021 reduction was Xilinx Inc, cutting an estimated $2.78M.
  • Havens Advisors fully exited Kansas City Southern in Q4 2021, selling an estimated $5.82M.
  • Havens Advisors's ten largest holdings make up 64% of its $84.6M portfolio in Q4 2021.
  • Havens Advisors opened 11 new positions and closed 12 in Q4 2021.
  • Havens Advisors's portfolio value rose 1.6% quarter-over-quarter to $84.6M.

Based on Havens Advisors's 13F filing for Q4 2021, filed 31 Jan 2022.