HA

Havens Advisors Portfolio holdings

AUM $39.3M
This Quarter Return
+17.55%
1 Year Return
+80.25%
3 Year Return
+459.2%
5 Year Return
+1,415.43%
10 Year Return
–
AUM
$84.6M
AUM Growth
+$84.6M
Cap. Flow
-$1.77M
Cap. Flow %
-2.09%
Top 10 Hldgs %
64.35%
Holding
54
New
11
Increased
6
Reduced
12
Closed
11

Top Buys

1
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$5.19M
2
CONE
CyrusOne Inc Common Stock
CONE
$4.85M
3
NPTN
NEOPHOTONICS CORP
NPTN
$4.2M
4
ROG icon
Rogers Corp
ROG
$3.55M
5
GTS
Triple-S Management Corporation
GTS
$3.09M

Top Sells

1
KSU
Kansas City Southern
KSU
$5.82M
2
PPD
PPD, Inc. Common Stock
PPD
$4.45M
3
HRC
HILL-ROM HOLDINGS, INC.
HRC
$3.6M
4
XLNX
Xilinx Inc
XLNX
$2.99M
5
CLDR
Cloudera, Inc.
CLDR
$2.95M

Sector Composition

1 Technology 17.35%
2 Financials 14.64%
3 Healthcare 11.99%
4 Communication Services 9.89%
5 Industrials 9.69%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GRUB
26
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$597K 0.71%
55,500
-44,500
-45% -$479K
OCDX
27
DELISTED
Ortho Clinical Diagnostics Holdings plc Ordinary Shares
OCDX
$342K 0.4%
+16,000
New +$342K
SCPL
28
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
$276K 0.33%
20,000
-14,978
-43% -$207K
OCA
29
DELISTED
Omnichannel Acquisition Corp.
OCA
$219K 0.26%
22,000
– –
OTRA
30
DELISTED
OTR Acquisition Corp. Class A Common Stock
OTRA
$203K 0.24%
20,000
– –
SDACU
31
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$200K 0.24%
20,000
– –
MSPR
32
MSP Recovery, Inc. Class A Common Stock
MSPR
$22.1M
$199K 0.24%
20,000
– –
AAC.U
33
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
$199K 0.24%
20,000
– –
GLS
34
DELISTED
Gelesis Holdings, Inc.
GLS
$199K 0.24%
20,000
– –
HCICU
35
DELISTED
Hennessy Capital Investment Corp. V Units
HCICU
$199K 0.24%
20,000
– –
COLIU
36
DELISTED
Colicity Inc. Units
COLIU
$199K 0.24%
20,000
– –
BURU icon
37
Nuburu, Inc.
BURU
$12.9M
$197K 0.23%
20,000
– –
GOAC
38
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$197K 0.23%
20,000
– –
WPCB.U
39
DELISTED
Warburg Pincus Capital Corporation I-B Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCB.U
$139K 0.16%
14,000
– –
PPC icon
40
Pilgrim's Pride
PPC
$10.6B
$135K 0.16%
4,788
– –
COEP icon
41
Coeptis Therapeutics
COEP
$62.4M
$129K 0.15%
12,900
– –
CHNG
42
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$128K 0.15%
6,000
-14,900
-71% -$318K
LEGAU
43
DELISTED
Lead Edge Growth Opportunities, Ltd Units
LEGAU
$126K 0.15%
12,700
– –
KSU
44
DELISTED
Kansas City Southern
KSU
– –
-21,500
Closed -$5.82M
CMPO icon
45
CompoSecure
CMPO
$1.94B
– –
-20,000
Closed -$202K
FLOW
46
DELISTED
SPX FLOW, Inc.
FLOW
– –
-14,000
Closed -$1.02M
VRS
47
DELISTED
Verso Corporation
VRS
– –
-64,906
Closed -$1.35M
HRC
48
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
– –
-24,000
Closed -$3.6M
PPD
49
DELISTED
PPD, Inc. Common Stock
PPD
– –
-95,000
Closed -$4.45M
XLRN
50
DELISTED
Acceleron Pharma Inc.
XLRN
– –
-14,000
Closed -$2.41M
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