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HA

Havens Advisors Portfolio holdings

AUM $39.3M
1-Year Est. Return 80.07%
This Fund
S&P 500
This Quarter Est. Return
+9.76%
1 Year Est. Return
+80.07%
3 Year Est. Return
+460.15%
5 Year Est. Return
+1,430.14%
10 Year Est. Return
–
AUM
$83.3M
AUM Growth
-$42.7M
Cap. Flow
-$43.9M
Cap. Flow %
-52.72%
Top 10 Hldgs %
66.69%
Holding
65
New
19
Increased
3
Reduced
9
Closed
21

Top Buys

Rank Stock Value
1
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$3.24M
2
CLDR
Cloudera, Inc.
CLDR
+$2.94M
3
XENT
Intersect ENT, Inc
XENT
+$2.25M
4
VNE
Veoneer, Inc.
VNE
+$1.97M
5
XLRN
Acceleron Pharma
XLRN
+$1.83M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$10M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$9.92M
3
PFPT
Proofpoint, Inc.
PFPT
+$8.69M
4
WORK
Slack Technologies, Inc.
WORK
+$8.14M
5
AJRD
Aerojet Rocketdyne Holdings
AJRD
+$5.05M

Sector Composition

Rank Sector Weight
1 Healthcare 19.88%
2 Industrials 17.4%
3 Technology 13.95%
4 Financials 11.8%
5 Communication Services 7.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCPL
26
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
$724K 0.87%
+34,978
New +$618K
KRA
27
DELISTED
Kraton Corporation
KRA
$557K 0.67%
+12,206
New +$485K
VEI
28
DELISTED
Vine Energy Inc.
VEI
$494K 0.59%
+30,000
New +$450K
CHNG
29
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$438K 0.53%
20,900
-169,100
-89% -$3.69M
OCA
30
DELISTED
Omnichannel Acquisition Corp.
OCA
$218K 0.26%
22,000
– –
HCICU
31
DELISTED
Hennessy Capital Investment Corp. V Units
HCICU
$204K 0.25%
20,000
– –
GPGI
32
GPGI Inc
GPGI
$3.83B
$202K 0.24%
24,080
– –
SDACU
33
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$202K 0.24%
20,000
– –
OTRA
34
DELISTED
OTR Acquisition Corp. Class A Common Stock
OTRA
$201K 0.24%
20,000
– –
MSPR
35
DELISTED
MSP Recovery Inc
MSPR
$198K 0.24%
5
– –
AAC.U
36
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
$198K 0.24%
20,000
– –
GLS
37
DELISTED
Gelesis Holdings, Inc.
GLS
$198K 0.24%
20,000
– –
COLIU
38
DELISTED
Colicity Inc. Units
COLIU
$198K 0.24%
20,000
– –
BURU
39
DELISTED
NUBURU INC
BURU
$196K 0.24%
100
– –
GOAC
40
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$196K 0.24%
20,000
– –
PPC icon
41
Pilgrim's Pride
PPC
$6.51B
$139K 0.17%
+4,788
New +$120K
WPCB.U
42
DELISTED
Warburg Pincus Capital Corporation I-B Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCB.U
$139K 0.17%
14,000
– –
ZSQR
43
Z Squared Inc
ZSQR
$254M
$128K 0.15%
+645
New +$127K
LEGAU
44
DELISTED
Lead Edge Growth Opportunities, Ltd Units
LEGAU
$127K 0.15%
12,700
– –
HIG icon
45
Hartford Financial Services
HIG
$38.9B
– –
-4,000
Closed -$248K
HLMN icon
46
Hillman Solutions
HLMN
$1.54B
– –
-20,000
Closed -$248K
RDW icon
47
Redwire
RDW
$2.06B
– –
-20,000
Closed -$206K
SPWH icon
48
Sportsman's Warehouse
SPWH
$44.5M
– –
-70,000
Closed -$1.24M
RAVN
49
DELISTED
Raven Industries Inc
RAVN
– –
-10,000
Closed -$579K
SOGO
50
DELISTED
Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share
SOGO
– –
-126,000
Closed -$1.07M
1
2
3

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BGP
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NRC
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EOCM
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LN
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ACM
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CL
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ECM
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Havens Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Havens Advisors held 65 positions worth $83.3M, down 34% from $126M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Havens Advisors withdrew a net $43.9M in Q3 2021, closing 21 positions and reducing 9 holdings. Its most notable exit was Maxim Integrated Products, an estimated $10M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 20% of assets, up from 20% a quarter earlier, followed by Industrials and Technology.

Against the trend, Havens Advisors opened a new position in HILL-ROM HOLDINGS, INC. worth $3.6M.

  • Havens Advisors's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 24,000 shares worth $3.6M.
  • Havens Advisors added most to IHS Markit Ltd. Common Shares in Q3 2021, an estimated $1.77M increase.
  • Havens Advisors's biggest Q3 2021 reduction was Aerojet Rocketdyne Holdings, cutting an estimated $5.05M.
  • Havens Advisors fully exited Maxim Integrated Products in Q3 2021, selling an estimated $10M.
  • Havens Advisors's ten largest holdings make up 67% of its $83.3M portfolio in Q3 2021.
  • Havens Advisors opened 19 new positions and closed 21 in Q3 2021.
  • Havens Advisors's portfolio value fell 34% quarter-over-quarter to $83.3M.

Based on Havens Advisors's 13F filing for Q3 2021, filed 7 Oct 2021.