HA

Havens Advisors Portfolio holdings

AUM $39.3M
This Quarter Return
+9.66%
1 Year Return
+80.25%
3 Year Return
+459.2%
5 Year Return
+1,415.43%
10 Year Return
–
AUM
$82.4M
AUM Growth
+$82.4M
Cap. Flow
-$41.6M
Cap. Flow %
-50.45%
Top 10 Hldgs %
67.4%
Holding
64
New
18
Increased
3
Reduced
9
Closed
21

Top Buys

1
HRC
HILL-ROM HOLDINGS, INC.
HRC
$3.6M
2
CLDR
Cloudera, Inc.
CLDR
$2.95M
3
XENT
Intersect ENT, Inc
XENT
$2.48M
4
XLRN
Acceleron Pharma Inc.
XLRN
$2.41M
5
VNE
Veoneer, Inc.
VNE
$2.11M

Top Sells

1
MXIM
Maxim Integrated Products
MXIM
$10M
2
ALXN
Alexion Pharmaceuticals Inc
ALXN
$9.92M
3
PFPT
Proofpoint, Inc.
PFPT
$8.69M
4
WORK
Slack Technologies, Inc.
WORK
$8.14M
5
AJRD
Aerojet Rocketdyne Holdings, Inc.
AJRD
$4.93M

Sector Composition

1 Healthcare 20.25%
2 Industrials 17.59%
3 Technology 13.94%
4 Financials 11.92%
5 Communication Services 7.66%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KRA
26
DELISTED
Kraton Corporation
KRA
$557K 0.67%
+12,206
New +$557K
VEI
27
DELISTED
Vine Energy Inc.
VEI
$494K 0.59%
+30,000
New +$494K
CHNG
28
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$438K 0.53%
20,900
-169,100
-89% -$3.54M
OCA
29
DELISTED
Omnichannel Acquisition Corp.
OCA
$218K 0.26%
22,000
– –
HCICU
30
DELISTED
Hennessy Capital Investment Corp. V Units
HCICU
$204K 0.25%
20,000
– –
CMPO icon
31
CompoSecure
CMPO
$1.96B
$202K 0.24%
20,000
– –
SDACU
32
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$202K 0.24%
20,000
– –
OTRA
33
DELISTED
OTR Acquisition Corp. Class A Common Stock
OTRA
$201K 0.24%
20,000
– –
MSPR
34
MSP Recovery, Inc. Class A Common Stock
MSPR
$2.94M
$198K 0.24%
20,000
– –
AAC.U
35
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
$198K 0.24%
20,000
– –
GLS
36
DELISTED
Gelesis Holdings, Inc.
GLS
$198K 0.24%
20,000
– –
COLIU
37
DELISTED
Colicity Inc. Units
COLIU
$198K 0.24%
20,000
– –
BURU icon
38
Nuburu, Inc.
BURU
$12.9M
$196K 0.24%
20,000
– –
GOAC
39
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$196K 0.24%
20,000
– –
PPC icon
40
Pilgrim's Pride
PPC
$10.6B
$139K 0.17%
+4,788
New +$139K
WPCB.U
41
DELISTED
Warburg Pincus Capital Corporation I-B Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCB.U
$139K 0.17%
14,000
– –
COEP icon
42
Coeptis Therapeutics
COEP
$64.2M
$128K 0.15%
+12,900
New +$128K
LEGAU
43
DELISTED
Lead Edge Growth Opportunities, Ltd Units
LEGAU
$127K 0.15%
12,700
– –
HIG icon
44
Hartford Financial Services
HIG
$37.2B
– –
-4,000
Closed -$248K
HLMN icon
45
Hillman Solutions
HLMN
$1.95B
– –
-20,000
Closed -$248K
RDW icon
46
Redwire
RDW
$1.28B
– –
-20,000
Closed -$206K
SPWH icon
47
Sportsman's Warehouse
SPWH
$103M
– –
-70,000
Closed -$1.24M
RAVN
48
DELISTED
Raven Industries Inc
RAVN
– –
-10,000
Closed -$579K
SOGO
49
DELISTED
Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share
SOGO
– –
-126,000
Closed -$1.08M
PFPT
50
DELISTED
Proofpoint, Inc.
PFPT
– –
-50,000
Closed -$8.69M
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