HA

Havens Advisors Portfolio holdings

AUM $39.3M
This Quarter Return
+12.52%
1 Year Return
+80.25%
3 Year Return
+459.2%
5 Year Return
+1,415.43%
10 Year Return
–
AUM
$126M
AUM Growth
+$126M
Cap. Flow
+$6.85M
Cap. Flow %
5.44%
Top 10 Hldgs %
68.83%
Holding
62
New
13
Increased
8
Reduced
8
Closed
14

Top Buys

1
PFPT
Proofpoint, Inc.
PFPT
$8.69M
2
NUAN
Nuance Communications, Inc.
NUAN
$7.51M
3
KSU
Kansas City Southern
KSU
$5.95M
4
WBT
Welbilt, Inc.
WBT
$3.38M
5
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$3.12M

Top Sells

1
VAR
Varian Medical Systems, Inc.
VAR
$7.41M
2
IPHI
INPHI CORPORATION
IPHI
$5.83M
3
RP
RealPage, Inc.
RP
$5.47M
4
CLGX
Corelogic, Inc.
CLGX
$4.48M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$3.69M

Sector Composition

1 Technology 24.12%
2 Healthcare 19.75%
3 Industrials 16.77%
4 Financials 11.48%
5 Communication Services 4.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RAVN
26
DELISTED
Raven Industries Inc
RAVN
$579K 0.46%
+10,000
New +$579K
NAV
27
DELISTED
Navistar International
NAV
$445K 0.35%
10,000
-14,000
-58% -$623K
STL
28
DELISTED
Sterling Bancorp
STL
$372K 0.3%
+15,000
New +$372K
HIG icon
29
Hartford Financial Services
HIG
$37.2B
$248K 0.2%
4,000
-4,000
-50% -$248K
HLMN icon
30
Hillman Solutions
HLMN
$1.95B
$248K 0.2%
20,000
– –
OCA
31
DELISTED
Omnichannel Acquisition Corp.
OCA
$216K 0.17%
22,000
– –
HCICU
32
DELISTED
Hennessy Capital Investment Corp. V Units
HCICU
$214K 0.17%
20,000
– –
RDW icon
33
Redwire
RDW
$1.28B
$206K 0.16%
20,000
– –
SDACU
34
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$204K 0.16%
20,000
– –
LWACU
35
DELISTED
Locust Walk Acquisition Corp. Unit
LWACU
$204K 0.16%
20,000
– –
CMPO icon
36
CompoSecure
CMPO
$1.96B
$202K 0.16%
20,000
– –
COLIU
37
DELISTED
Colicity Inc. Units
COLIU
$201K 0.16%
20,000
– –
OTRA
38
DELISTED
OTR Acquisition Corp. Class A Common Stock
OTRA
$201K 0.16%
20,000
– –
AAC.U
39
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
$200K 0.16%
20,000
– –
BURU icon
40
Nuburu, Inc.
BURU
$12.9M
$199K 0.16%
20,000
– –
MSPR
41
MSP Recovery, Inc. Class A Common Stock
MSPR
$2.94M
$197K 0.16%
20,000
– –
GLS
42
DELISTED
Gelesis Holdings, Inc.
GLS
$196K 0.16%
20,000
– –
GOAC
43
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$196K 0.16%
20,000
– –
BPY
44
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$190K 0.15%
10,050
-3,950
-28% -$74.7K
WPCB.U
45
DELISTED
Warburg Pincus Capital Corporation I-B Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCB.U
$141K 0.11%
14,000
+1,000
+8% +$10.1K
LEGAU
46
DELISTED
Lead Edge Growth Opportunities, Ltd Units
LEGAU
$127K 0.1%
+12,700
New +$127K
AZN icon
47
AstraZeneca
AZN
$248B
– –
0
– –
CELU icon
48
Celularity
CELU
$94.4M
– –
-20,000
Closed -$202K
DOYU
49
DouYu International Holdings
DOYU
$233M
– –
-52,990
Closed -$552K
JAZZ icon
50
Jazz Pharmaceuticals
JAZZ
$7.75B
– –
0
– –
1
2
3