HA

Havens Advisors Portfolio holdings

AUM $39.3M
This Quarter Return
+20.84%
1 Year Return
+80.25%
3 Year Return
+459.2%
5 Year Return
+1,415.43%
10 Year Return
–
AUM
$107M
AUM Growth
+$107M
Cap. Flow
-$4.04M
Cap. Flow %
-3.76%
Top 10 Hldgs %
68.03%
Holding
52
New
26
Increased
5
Reduced
7
Closed
12

Top Buys

1
XLNX
Xilinx Inc
XLNX
$9.07M
2
WORK
Slack Technologies, Inc.
WORK
$8.03M
3
IPHI
INPHI CORPORATION
IPHI
$4.77M
4
RP
RealPage, Inc.
RP
$3.23M
5
CLGX
Corelogic, Inc.
CLGX
$3.09M

Top Sells

1
WMGI
Wright Medical Group Inc
WMGI
$10.4M
2
IMMU
Immunomedics Inc
IMMU
$8.16M
3
ADSW
Advanced Disposal Services, Inc.
ADSW
$5.74M
4
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
$5.62M
5
BREW
Craft Brew Alliance, Inc.
BREW
$5.46M

Sector Composition

1 Technology 19.17%
2 Financials 15.86%
3 Industrials 7.29%
4 Consumer Discretionary 4.31%
5 Healthcare 3.64%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CKH
26
DELISTED
Seacor Holdings Inc.
CKH
$622K 0.58%
+15,000
New +$622K
PS
27
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
$419K 0.39%
+20,000
New +$419K
TLRY icon
28
Tilray
TLRY
$1.31B
$264K 0.25%
+32,000
New +$264K
FCNCA icon
29
First Citizens BancShares
FCNCA
$25.7B
$239K 0.22%
+417
New +$239K
PRVL
30
DELISTED
Prevail Therapeutics Inc. Common Stock
PRVL
$231K 0.22%
+10,000
New +$231K
LVOX
31
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$209K 0.19%
+20,000
New +$209K
BURU icon
32
Nuburu, Inc.
BURU
$13.6M
$208K 0.19%
+500
New +$208K
BOWX
33
DELISTED
BowX Acquisition Corp. Class A Common Stock
BOWX
$205K 0.19%
+20,000
New +$205K
GOAC
34
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$204K 0.19%
+20,000
New +$204K
GLS
35
DELISTED
Gelesis Holdings, Inc.
GLS
$203K 0.19%
+20,000
New +$203K
MSPR
36
MSP Recovery, Inc. Class A Common Stock
MSPR
$2.39M
$202K 0.19%
+5
New +$202K
CMPO icon
37
CompoSecure
CMPO
$1.94B
$202K 0.19%
+24,080
New +$202K
LIVK
38
DELISTED
LIV Capital Acquisition Corp. Class A Ordinary Shares
LIVK
$202K 0.19%
+20,000
New +$202K
BMY.RT
39
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$84K 0.08%
122,301
-349,699
-74% -$240K
GNW icon
40
Genworth Financial
GNW
$3.51B
$76K 0.07%
20,000
-442,000
-96% -$1.68M
PACB icon
41
Pacific Biosciences
PACB
$378M
– –
-56,000
Closed -$553K
TCO
42
DELISTED
Taubman Centers Inc.
TCO
– –
-30,000
Closed -$999K
HUD
43
DELISTED
Hudson Ltd. Class A Common Shares
HUD
– –
-651,170
Closed -$4.95M
WMGI
44
DELISTED
Wright Medical Group Inc
WMGI
– –
-340,000
Closed -$10.4M
ADSW
45
DELISTED
Advanced Disposal Services, Inc.
ADSW
– –
-190,000
Closed -$5.74M
LVGO
46
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
-25,718
Closed -$3.6M
IMMU
47
DELISTED
Immunomedics Inc
IMMU
– –
-96,000
Closed -$8.16M
AIMT
48
DELISTED
Aimmune Therapeutics, Inc.
AIMT
– –
-24,993
Closed -$861K
ETFC
49
DELISTED
E*Trade Financial Corporation
ETFC
– –
-24,689
Closed -$1.24M
DLPH
50
DELISTED
Delphi Technologies PLC Ordinary Shares
DLPH
– –
-51,000
Closed -$852K
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