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HA

Havens Advisors Portfolio holdings

AUM $39.3M
1-Year Est. Return 80.07%
This Fund
S&P 500
This Quarter Est. Return
+20.85%
1 Year Est. Return
+80.07%
3 Year Est. Return
+460.15%
5 Year Est. Return
+1,430.14%
10 Year Est. Return
–
AUM
$107M
AUM Growth
-$579K
Cap. Flow
-$10M
Cap. Flow %
-9.35%
Top 10 Hldgs %
68.03%
Holding
53
New
26
Increased
5
Reduced
7
Closed
13

Top Buys

Rank Stock Value
1
XLNX
Xilinx Inc
XLNX
+$8.32M
2
WORK
Slack Technologies, Inc.
WORK
+$6.42M
3
IPHI
INPHI CORPORATION
IPHI
+$4.17M
4
CLGX
Corelogic, Inc.
CLGX
+$2.99M
5
TIF
Tiffany & Co.
TIF
+$2.48M

Top Sells

Rank Stock Value
1
WMGI
Wright Medical Group Inc
WMGI
+$10.4M
2
IMMU
Immunomedics Inc
IMMU
+$8.16M
3
ADSW
Advanced Disposal Services Inc
ADSW
+$5.74M
4
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$5.62M
5
BREW
Craft Brew Alliance, Inc.
BREW
+$5.46M

Sector Composition

Rank Sector Weight
1 Technology 19.17%
2 Financials 15.86%
3 Industrials 7.29%
4 Consumer Discretionary 4.31%
5 Healthcare 3.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CKH
26
DELISTED
Seacor Holdings Inc.
CKH
$622K 0.58%
+15,000
New +$526K
PS
27
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
$419K 0.39%
+20,000
New +$357K
TLRY icon
28
Tilray
TLRY
$618M
$264K 0.25%
+3,200
New +$233K
FCNCA icon
29
First Citizens BancShares
FCNCA
$24.9B
$239K 0.22%
+417
New +$210K
PRVL
30
DELISTED
Prevail Therapeutics Inc. Common Stock
PRVL
$231K 0.22%
+10,000
New +$127K
LVOX
31
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$209K 0.19%
+20,000
New +$203K
BURU
32
DELISTED
NUBURU INC
BURU
$208K 0.19%
+100
New +$197K
BOWX
33
DELISTED
BowX Acquisition Corp. Class A Common Stock
BOWX
$205K 0.19%
+20,000
New +$201K
GOAC
34
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$204K 0.19%
+20,000
New +$197K
GLS
35
DELISTED
Gelesis Holdings, Inc.
GLS
$203K 0.19%
+20,000
New +$197K
GPGI
36
GPGI Inc
GPGI
$3.83B
$202K 0.19%
+24,080
New +$201K
MSPR
37
DELISTED
MSP Recovery Inc
MSPR
$202K 0.19%
+5
New +$215K
LIVK
38
DELISTED
LIV Capital Acquisition Corp. Class A Ordinary Shares
LIVK
$202K 0.19%
+20,000
New +$199K
BMY.RT
39
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$84K 0.08%
122,301
-349,699
-74% -$745K
GNW icon
40
Genworth Financial
GNW
$3.76B
$76K 0.07%
20,000
-442,000
-96% -$1.82M
GNW icon
41
PUT
Genworth Financial
GNW
$3.76B
– –
-107,000
Closed -$358K
PACB icon
42
Pacific Biosciences
PACB
$435M
– –
-56,000
Closed -$553K
TCO
43
DELISTED
Taubman Centers Inc.
TCO
– –
-30,000
Closed -$999K
HUD
44
DELISTED
Hudson Ltd. Class A Common Shares
HUD
– –
-651,170
Closed -$4.95M
WMGI
45
DELISTED
Wright Medical Group Inc
WMGI
– –
-340,000
Closed -$10.4M
ADSW
46
DELISTED
Advanced Disposal Services Inc
ADSW
– –
-190,000
Closed -$5.74M
LVGO
47
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
-25,718
Closed -$3.6M
IMMU
48
DELISTED
Immunomedics Inc
IMMU
– –
-96,000
Closed -$8.16M
AIMT
49
DELISTED
Aimmune Therapeutics
AIMT
– –
-24,993
Closed -$861K
ETFC
50
DELISTED
E*Trade Financial Corporation
ETFC
– –
-24,689
Closed -$1.24M
1
2
3

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NRC
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ECM
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Havens Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Havens Advisors held 53 positions worth $107M, down 0.54% from $108M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Havens Advisors withdrew a net $10M in Q4 2020, closing 13 positions and reducing 7 holdings. Its most notable exit was Wright Medical Group Inc, an estimated $10.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 9.5% a quarter earlier, followed by Financials and Industrials.

Against the trend, Havens Advisors opened a new position in Xilinx Inc worth $9.07M.

  • Havens Advisors's largest Q4 2020 buy was Xilinx Inc: 64,000 shares worth $9.07M.
  • Havens Advisors added most to Tiffany & Co. in Q4 2020, an estimated $2.48M increase.
  • Havens Advisors's biggest Q4 2020 reduction was Acacia Communications Inc, cutting an estimated $2.21M.
  • Havens Advisors fully exited Wright Medical Group Inc in Q4 2020, selling an estimated $10.4M.
  • Havens Advisors's ten largest holdings make up 68% of its $107M portfolio in Q4 2020.
  • Havens Advisors opened 26 new positions and closed 13 in Q4 2020.
  • Havens Advisors's portfolio value fell 0.54% quarter-over-quarter to $107M.

Based on Havens Advisors's 13F filing for Q4 2020, filed 2 Feb 2021.