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Havens Advisors Portfolio holdings

AUM $39.3M
1-Year Est. Return 80.07%
This Fund
S&P 500
This Quarter Est. Return
+2.08%
1 Year Est. Return
+80.07%
3 Year Est. Return
+460.15%
5 Year Est. Return
+1,430.14%
10 Year Est. Return
–
AUM
$110M
AUM Growth
-$32.3M
Cap. Flow
-$35.6M
Cap. Flow %
-32.38%
Top 10 Hldgs %
72.64%
Holding
40
New
9
Increased
8
Reduced
5
Closed
13

Top Buys

Rank Stock Value
1
GWR
Genesee & Wyoming Inc.
GWR
+$5.67M
2
AGN
Allergan plc
AGN
+$5.29M
3
ADSW
Advanced Disposal Services Inc
ADSW
+$4.33M
4
MDSO
Medidata Solutions, Inc.
MDSO
+$4.3M
5
CZR
Caesars Entertainment Corporation
CZR
+$3.65M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$14.7M
2
APC
Anadarko Petroleum
APC
+$12.8M
3
FDC
First Data Corporation
FDC
+$11.1M
4
WP
Worldpay, Inc.
WP
+$8.82M
5
FNSR
Finisar Corp
FNSR
+$5.67M

Sector Composition

Rank Sector Weight
1 Healthcare 27.62%
2 Industrials 16.3%
3 Technology 14.39%
4 Consumer Discretionary 5.24%
5 Energy 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOFV
26
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
– –
-1,938
Closed -$310K
AQ
27
DELISTED
Aquantia Corp. Common Stock
AQ
– –
-9,700
Closed -$126K
WAGE
28
DELISTED
WageWorks, Inc.
WAGE
– –
-92,450
Closed -$4.7M
APC
29
DELISTED
Anadarko Petroleum
APC
– –
-181,000
Closed -$12.8M
DATA
30
DELISTED
Tableau Software, Inc.
DATA
– –
-22,000
Closed -$3.65M
WP
31
DELISTED
Worldpay, Inc.
WP
– –
-72,000
Closed -$8.82M
ARRY
32
DELISTED
Array Biopharma Inc
ARRY
– –
-109,500
Closed -$5.07M
BRSS
33
DELISTED
Global Brass & Copper Hldgs, Inc
BRSS
– –
-23,000
Closed -$1.01M
TRCO
34
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
– –
-73,000
Closed -$3.37M
TSS
35
DELISTED
Total System Services, Inc.
TSS
– –
-17,000
Closed -$2.18M
RHT
36
DELISTED
Red Hat Inc
RHT
– –
-78,390
Closed -$14.7M
FNSR
37
DELISTED
Finisar Corp
FNSR
– –
-247,998
Closed -$5.67M
FDC
38
DELISTED
First Data Corporation
FDC
– –
-410,000
Closed -$11.1M
1
2

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LN
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Havens Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Havens Advisors held 40 positions worth $110M, down 23% from $142M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Havens Advisors withdrew a net $35.6M in Q3 2019, closing 13 positions and reducing 5 holdings. Its most notable exit was Red Hat Inc, an estimated $14.7M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, up from 18% a quarter earlier, followed by Industrials and Technology.

Against the trend, Havens Advisors opened a new position in Genesee & Wyoming Inc. worth $5.69M.

  • Havens Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 51,503 shares worth $5.69M.
  • Havens Advisors added most to Allergan plc in Q3 2019, an estimated $5.29M increase.
  • Havens Advisors's biggest Q3 2019 reduction was Versum Materials, Inc., cutting an estimated $1.56M.
  • Havens Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $14.7M.
  • Havens Advisors's ten largest holdings make up 73% of its $110M portfolio in Q3 2019.
  • Havens Advisors opened 9 new positions and closed 13 in Q3 2019.
  • Havens Advisors's portfolio value fell 23% quarter-over-quarter to $110M.

Based on Havens Advisors's 13F filing for Q3 2019, filed 9 Oct 2019.