HA

Havens Advisors Portfolio holdings

AUM $39.3M
This Quarter Return
+34.36%
1 Year Return
+80.25%
3 Year Return
+459.2%
5 Year Return
+1,415.43%
10 Year Return
–
AUM
$103M
AUM Growth
+$103M
Cap. Flow
-$6.16M
Cap. Flow %
-5.99%
Top 10 Hldgs %
68.81%
Holding
51
New
19
Increased
3
Reduced
3
Closed
19

Top Buys

1
CELG
Celgene Corp
CELG
$8.02M
2
MLNX
Mellanox Technologies, Ltd.
MLNX
$7.81M
3
FDC
First Data Corporation
FDC
$7.62M
4
WP
Worldpay, Inc.
WP
$5.22M
5
MXWL
Maxwell Technologies Inc
MXWL
$5.19M

Top Sells

1
SHPG
Shire pic
SHPG
$11.2M
2
SODA
SodaStream International Ltd
SODA
$9.07M
3
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
$8.33M
4
ORBK
Orbotech Ltd
ORBK
$6.47M
5
SCG
Scana
SCG
$6.02M

Sector Composition

1 Communication Services 21.96%
2 Healthcare 13.69%
3 Technology 13.39%
4 Industrials 12.45%
5 Materials 7.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HPK icon
26
HighPeak Energy
HPK
$956M
$402K 0.39%
40,000
– –
AVCT
27
DELISTED
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$359K 0.35%
+35,000
New +$359K
VEAC
28
DELISTED
Vantage Energy Acquisition Corp. Class A
VEAC
$307K 0.3%
+30,000
New +$307K
HOFV
29
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$306K 0.3%
30,000
– –
OVV icon
30
Ovintiv
OVV
$10.6B
$138K 0.13%
+19,000
New +$138K
BMY icon
31
Bristol-Myers Squibb
BMY
$96.7B
– –
0
– –
NXPI icon
32
NXP Semiconductors
NXPI
$57.5B
– –
-7,900
Closed -$579K
MMDM
33
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
– –
-40,000
Closed -$408K
TFCFA
34
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-173,065
Closed -$8.33M
ESL
35
DELISTED
Esterline Technologies
ESL
– –
-19,000
Closed -$2.31M
NXEO
36
DELISTED
Nexeo Solutions, Inc. Common Stock
NXEO
– –
-90,000
Closed -$773K
ORBK
37
DELISTED
Orbotech Ltd
ORBK
– –
-114,342
Closed -$6.47M
AHL
38
DELISTED
ASPEN Insurance Holding Limited
AHL
– –
-36,000
Closed -$1.51M
NFX
39
DELISTED
Newfield Exploration
NFX
– –
-70,918
Closed -$1.04M
DNB
40
DELISTED
Dun & Bradstreet
DNB
– –
-41,784
Closed -$5.96M
P
41
DELISTED
Pandora Media Inc
P
– –
-468,000
Closed -$3.79M
SEND
42
DELISTED
SendGrid, Inc.
SEND
– –
-5,319
Closed -$230K
WRD
43
DELISTED
WildHorse Resource Development
WRD
– –
-40,565
Closed -$572K
ESIO
44
DELISTED
Electro Scientific Industries
ESIO
– –
-55,000
Closed -$1.65M
TSRO
45
DELISTED
TESARO, Inc.
TSRO
– –
-42,000
Closed -$3.12M
HDP
46
DELISTED
Hortonworks, Inc.
HDP
– –
-40,000
Closed -$577K
SCG
47
DELISTED
Scana
SCG
– –
-126,000
Closed -$6.02M
SODA
48
DELISTED
SodaStream International Ltd
SODA
– –
-63,000
Closed -$9.07M
REN
49
DELISTED
Resolute Energy Corporaton
REN
– –
-15,529
Closed -$450K
SHPG
50
DELISTED
Shire pic
SHPG
– –
-64,300
Closed -$11.2M
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