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HA

Havens Advisors Portfolio holdings

AUM $39.3M
1-Year Est. Return 80.07%
This Fund
S&P 500
This Quarter Est. Return
+9.56%
1 Year Est. Return
+80.07%
3 Year Est. Return
+460.15%
5 Year Est. Return
+1,430.14%
10 Year Est. Return
–
AUM
$108M
AUM Growth
-$36.6M
Cap. Flow
-$38.5M
Cap. Flow %
-35.7%
Top 10 Hldgs %
72.51%
Holding
51
New
16
Increased
6
Reduced
5
Closed
20

Top Buys

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$11.1M
2
SODA
SodaStream International Ltd
SODA
+$7.44M
3
IDTI
Integrated Device Technology I
IDTI
+$6.28M
4
SCG
Scana
SCG
+$5.41M
5
ORBK
Orbotech Ltd
ORBK
+$4.27M

Top Sells

Rank Stock Value
1
COL
Rockwell Collins
COL
+$12.6M
2
ESRX
Express Scripts Holding Company
ESRX
+$10.3M
3
AET
Aetna Inc
AET
+$10.2M
4
KLXI
KLX Inc.
KLXI
+$9.48M
5
NXPI icon
NXP Semiconductors
NXPI
+$7.72M

Sector Composition

Rank Sector Weight
1 Communication Services 28.6%
2 Healthcare 17.57%
3 Financials 10.43%
4 Technology 9.43%
5 Consumer Discretionary 8.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDC
26
DELISTED
Rowan Companies Plc
RDC
$503K 0.47%
+60,000
New +$882K
REN
27
DELISTED
Resolute Energy Corporaton
REN
$450K 0.42%
+15,529
New +$490K
MMDM
28
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
$408K 0.38%
+40,000
New +$405K
HPK icon
29
HighPeak Energy
HPK
$903M
$394K 0.37%
40,000
– –
HOFV
30
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$300K 0.28%
1,938
– –
SEND
31
DELISTED
SendGrid, Inc.
SEND
$230K 0.21%
+5,319
New +$205K
KLXE icon
32
KLX Energy Services
KLXE
$45M
– –
-2,731
Closed -$437K
MGI
33
DELISTED
MoneyGram International, Inc. New
MGI
– –
-34,000
Closed -$182K
AKRX
34
CALL
DELISTED
Akorn Inc
AKRX
– –
-34,400
Closed -$447K
AKRX
35
DELISTED
Akorn Inc
AKRX
– –
-236,000
Closed -$3.06M
ESRX
36
DELISTED
Express Scripts Holding Company
ESRX
– –
-108,900
Closed -$10.3M
OCLR
37
DELISTED
Oclaro Inc.
OCLR
– –
-344,402
Closed -$3.08M
LHO
38
DELISTED
LaSalle Hotel Properties
LHO
– –
-155,800
Closed -$5.39M
EGN
39
DELISTED
Energen
EGN
– –
-15,200
Closed -$1.31M
AET
40
DELISTED
Aetna Inc
AET
– –
-50,200
Closed -$10.2M
COL
41
DELISTED
Rockwell Collins
COL
– –
-90,000
Closed -$12.6M
KMG
42
DELISTED
KMG Chemicals Inc
KMG
– –
-30,000
Closed -$2.27M
KTWO
43
DELISTED
K2M Group Holdings, Inc
KTWO
– –
-56,000
Closed -$1.53M
PF
44
DELISTED
Pinnacle Foods, Inc.
PF
– –
-24,000
Closed -$1.55M
SVU
45
DELISTED
SUPERVALU Inc.
SVU
– –
-33,800
Closed -$1.09M
EVHC
46
DELISTED
Envision Healthcare Holdings Inc
EVHC
– –
-103,756
Closed -$4.75M
WEB
47
DELISTED
Web.com Group, Inc.
WEB
– –
-30,000
Closed -$837K
GPT
48
DELISTED
Gramercy Property Trust
GPT
– –
-21,324
Closed -$585K
KLXI
49
DELISTED
KLX Inc.
KLXI
– –
-151,000
Closed -$9.48M
ORIG
50
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
-64,000
Closed -$2.22M
1
2
3

Similar funds

JI
Jeereddi Investments Los Angeles, California $38.1M AUM 12.15% 1-Year Est. Return
BGP
BrandyTrust Global Partners Hockessin, Delaware $35.4M AUM
NRC
North Run Capital Boston, Massachusetts $43.5M AUM 38.24% 1-Year Est. Return
EOCM
Energy Opportunities Capital Management Austin, Texas $34.4M AUM 54.2% 1-Year Est. Return
LN
Lewin Nick $31.5M AUM
ACM
Axel Capital Management New York $47.4M AUM 2.75% 1-Year Est. Return
CL
Chubb Ltd Zurich, Switzerland $29.9M AUM 48.89% 1-Year Est. Return
ECM
Evolution Capital Management Crystal Bay, Nevada $29M AUM 2.56% 1-Year Est. Return

Havens Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Havens Advisors held 51 positions worth $108M, down 25% from $144M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Havens Advisors withdrew a net $38.5M in Q4 2018, closing 20 positions and reducing 5 holdings. Its most notable exit was Rockwell Collins, an estimated $12.6M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 29% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Havens Advisors opened a new position in Red Hat Inc worth $12.4M.

  • Havens Advisors's largest Q4 2018 buy was Red Hat Inc: 70,324 shares worth $12.4M.
  • Havens Advisors added most to SodaStream International Ltd in Q4 2018, an estimated $7.44M increase.
  • Havens Advisors's biggest Q4 2018 reduction was NXP Semiconductors, cutting an estimated $7.72M.
  • Havens Advisors fully exited Rockwell Collins in Q4 2018, selling an estimated $12.6M.
  • Havens Advisors's ten largest holdings make up 73% of its $108M portfolio in Q4 2018.
  • Havens Advisors opened 16 new positions and closed 20 in Q4 2018.
  • Havens Advisors's portfolio value fell 25% quarter-over-quarter to $108M.

Based on Havens Advisors's 13F filing for Q4 2018, filed 15 Jan 2019.