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HA

Havens Advisors Portfolio holdings

AUM $39.3M
1-Year Est. Return 80.07%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+80.07%
3 Year Est. Return
+460.15%
5 Year Est. Return
+1,430.14%
10 Year Est. Return
–
AUM
$133M
AUM Growth
-$15.4M
Cap. Flow
-$19.1M
Cap. Flow %
-14.41%
Top 10 Hldgs %
77.93%
Holding
37
New
10
Increased
9
Reduced
2
Closed
16

Top Buys

Rank Stock Value
1
TRCO
TRIBUNE MEDIA COMPANY CLASS A
TRCO
+$7.16M
2
CPN
Calpine Corporation
CPN
+$6.7M
3
GGP
GGP Inc.
GGP
+$5.01M
4
COL
Rockwell Collins
COL
+$4.8M
5
AAAP
Advanced Accelerator Applications S.A.
AAAP
+$4.1M

Top Sells

Rank Stock Value
1
ALR
Alere Inc
ALR
+$13.3M
2
BRCD
Brocade Communications Systems, Inc. NEW
BRCD
+$8.5M
3
BCR
CR Bard Inc.
BCR
+$8.01M
4
LVLT
Level 3 Communications Inc
LVLT
+$7.89M
5
KITE
Kite Pharma, Inc.
KITE
+$7.14M

Sector Composition

Rank Sector Weight
1 Communication Services 34.75%
2 Technology 13.36%
3 Utilities 9.83%
4 Materials 9.34%
5 Healthcare 7.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMC
26
DELISTED
PharMerica Corporation
PMC
– –
-60,500
Closed -$1.77M
RIC
27
DELISTED
Richmont Mines Inc.
RIC
– –
-33,300
Closed -$311K
BRCD
28
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
– –
-711,500
Closed -$8.5M
RICE
29
DELISTED
Rice Energy Inc.
RICE
– –
-245,000
Closed -$7.09M
LVLT
30
DELISTED
Level 3 Communications Inc
LVLT
– –
-148,000
Closed -$7.89M
KITE
31
CALL
DELISTED
Kite Pharma, Inc.
KITE
– –
-16,700
Closed -$3M
KITE
32
DELISTED
Kite Pharma, Inc.
KITE
– –
-39,700
Closed -$7.14M
ALR
33
DELISTED
Alere Inc
ALR
– –
-260,000
Closed -$13.3M
LPNT
34
DELISTED
LifePoint Health, Inc.
LPNT
– –
-3,070
Closed -$178K
BCR
35
DELISTED
CR Bard Inc.
BCR
– –
-25,000
Closed -$8.01M
NDRM
36
DELISTED
NeuroDerm Ltd. Ordinary Shares
NDRM
– –
-45,750
Closed -$1.78M
DDC
37
DELISTED
Dominion Diamond Corporation
DDC
– –
-173,047
Closed -$2.45M
1
2

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Havens Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Havens Advisors held 37 positions worth $133M, down 10% from $148M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Havens Advisors withdrew a net $19.1M in Q4 2017, closing 16 positions and reducing 2 holdings. Its most notable exit was Alere Inc, an estimated $13.3M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 35% of assets, up from 25% a quarter earlier, followed by Technology and Utilities.

Against the trend, Havens Advisors opened a new position in GGP Inc. worth $5.26M.

  • Havens Advisors's largest Q4 2017 buy was GGP Inc.: 225,000 shares worth $5.26M.
  • Havens Advisors added most to TRIBUNE MEDIA COMPANY CLASS A in Q4 2017, an estimated $7.16M increase.
  • Havens Advisors's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $4.53M.
  • Havens Advisors fully exited Alere Inc in Q4 2017, selling an estimated $13.3M.
  • Havens Advisors's ten largest holdings make up 78% of its $133M portfolio in Q4 2017.
  • Havens Advisors opened 10 new positions and closed 16 in Q4 2017.
  • Havens Advisors's portfolio value fell 10% quarter-over-quarter to $133M.

Based on Havens Advisors's 13F filing for Q4 2017, filed 17 Jan 2018.