HA

Havens Advisors Portfolio holdings

AUM $39.3M
1-Year Return 80.25%
This Quarter Return
+8.41%
1 Year Return
+80.25%
3 Year Return
+459.2%
5 Year Return
+1,415.43%
10 Year Return
–
AUM
$131M
AUM Growth
-$12.7M
Cap. Flow
-$11.5M
Cap. Flow %
-8.8%
Top 10 Hldgs %
79.3%
Holding
36
New
9
Increased
9
Reduced
2
Closed
14

Top Buys

1
TRCO
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$7.37M
2
CPN
Calpine Corporation
CPN
$6.77M
3
GGP
GGP Inc.
GGP
$5.26M
4
COL
Rockwell Collins
COL
$4.86M
5
RXDX
Ignyta, Inc.
RXDX
$4.41M

Top Sells

1
ALR
Alere Inc
ALR
$13.3M
2
BRCD
Brocade Communications Systems, Inc. NEW
BRCD
$8.5M
3
BCR
CR Bard Inc.
BCR
$8.01M
4
LVLT
Level 3 Communications Inc
LVLT
$7.89M
5
KITE
Kite Pharma, Inc.
KITE
$7.14M

Sector Composition

1 Communication Services 35.37%
2 Technology 13.6%
3 Utilities 10%
4 Materials 9.51%
5 Healthcare 7.96%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PMC
26
DELISTED
PharMerica Corporation
PMC
– –
-60,500
Closed -$1.77M
RIC
27
DELISTED
Richmont Mines Inc.
RIC
– –
-33,300
Closed -$311K
BRCD
28
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
– –
-711,500
Closed -$8.5M
RICE
29
DELISTED
Rice Energy Inc.
RICE
– –
-245,000
Closed -$7.09M
LVLT
30
DELISTED
Level 3 Communications Inc
LVLT
– –
-148,000
Closed -$7.89M
KITE
31
DELISTED
Kite Pharma, Inc.
KITE
– –
-39,700
Closed -$7.14M
ALR
32
DELISTED
Alere Inc
ALR
– –
-260,000
Closed -$13.3M
LPNT
33
DELISTED
LifePoint Health, Inc.
LPNT
– –
-3,070
Closed -$178K
BCR
34
DELISTED
CR Bard Inc.
BCR
– –
-25,000
Closed -$8.01M
NDRM
35
DELISTED
NeuroDerm Ltd. Ordinary Shares
NDRM
– –
-45,750
Closed -$1.78M
DDC
36
DELISTED
Dominion Diamond Corporation
DDC
– –
-173,047
Closed -$2.45M
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