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HA

Havens Advisors Portfolio holdings

AUM $39.3M
1-Year Est. Return 80.07%
This Fund
S&P 500
This Quarter Est. Return
+7.45%
1 Year Est. Return
+80.07%
3 Year Est. Return
+460.15%
5 Year Est. Return
+1,430.14%
10 Year Est. Return
–
AUM
$148M
AUM Growth
+$8.27M
Cap. Flow
+$3.7M
Cap. Flow %
2.5%
Top 10 Hldgs %
69.51%
Holding
42
New
11
Increased
10
Reduced
2
Closed
15

Top Buys

Rank Stock Value
1
STRP
Straight Path Communications Inc.
STRP
+$6.1M
2
ALR
Alere Inc
ALR
+$5.99M
3
CPN
Calpine Corporation
CPN
+$5.94M
4
KITE
Kite Pharma, Inc.
KITE
+$5.53M
5
AKRX
Akorn Inc
AKRX
+$5.29M

Top Sells

Rank Stock Value
1
MBLY
Mobileye N.V.
MBLY
+$10.7M
2
RAI
Reynolds American Inc
RAI
+$9.86M
3
WOOF
VCA Inc.
WOOF
+$7.94M
4
CAB
Cabela's Inc
CAB
+$6.24M
5
PNRA
Panera Bread Co
PNRA
+$5.38M

Sector Composition

Rank Sector Weight
1 Communication Services 24.84%
2 Technology 15.27%
3 Healthcare 11.96%
4 Materials 8.81%
5 Industrials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIC
26
DELISTED
Richmont Mines Inc.
RIC
$311K 0.21%
+33,300
New +$283K
LPNT
27
DELISTED
LifePoint Health, Inc.
LPNT
$178K 0.12%
3,070
– –
T icon
28
CALL
AT&T
T
$159B
– –
-13,240
Closed -$377K
MGI
29
DELISTED
MoneyGram International, Inc. New
MGI
– –
-49,936
Closed -$861K
CAB
30
DELISTED
Cabela's Inc
CAB
– –
-105,000
Closed -$6.24M
PTHN
31
DELISTED
Patheon N.V.
PTHN
– –
-52,000
Closed -$1.81M
MBLY
32
DELISTED
Mobileye N.V.
MBLY
– –
-170,000
Closed -$10.7M
WFM
33
DELISTED
Whole Foods Market Inc
WFM
– –
-45,000
Closed -$1.9M
EGAS
34
DELISTED
Gas Natural Inc.
EGAS
– –
-255,575
Closed -$3.3M
RAI
35
DELISTED
Reynolds American Inc
RAI
– –
-151,647
Closed -$9.86M
PNRA
36
DELISTED
Panera Bread Co
PNRA
– –
-17,100
Closed -$5.38M
ELOS
37
DELISTED
Syneron Medical Ltd
ELOS
– –
-280,200
Closed -$3.07M
KATE
38
DELISTED
Kate Spade & Company
KATE
– –
-500
Closed -$9K
CCN
39
DELISTED
CardConnect Corp.
CCN
– –
-53,000
Closed -$798K
AWH
40
DELISTED
Allied World Assurance Co Hld Lt
AWH
– –
-73,800
Closed -$3.9M
WR
41
DELISTED
Westar Energy Inc
WR
– –
-17,000
Closed -$901K
WOOF
42
DELISTED
VCA Inc.
WOOF
– –
-86,005
Closed -$7.94M
1
2

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Havens Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Havens Advisors held 42 positions worth $148M, up 5.9% from $140M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Havens Advisors's Q3 2017 filing shows 11 new, 10 increased, 2 reduced and 15 closed positions. Its largest new stake was Calpine Corporation: 416,000 shares worth $6.14M. The largest sale was Mobileye N.V., an estimated $10.7M.

By sector, the portfolio is most concentrated in Communication Services at 25% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • Havens Advisors's largest Q3 2017 buy was Calpine Corporation: 416,000 shares worth $6.14M.
  • Havens Advisors added most to Straight Path Communications Inc. in Q3 2017, an estimated $6.1M increase.
  • Havens Advisors's biggest Q3 2017 reduction was TerraForm Global, Inc. Class A Common Stock, cutting an estimated $597K.
  • Havens Advisors fully exited Mobileye N.V. in Q3 2017, selling an estimated $10.7M.
  • Havens Advisors's ten largest holdings make up 70% of its $148M portfolio in Q3 2017.
  • Havens Advisors opened 11 new positions and closed 15 in Q3 2017.
  • Havens Advisors's portfolio value rose 5.9% quarter-over-quarter to $148M.

Based on Havens Advisors's 13F filing for Q3 2017, filed 23 Oct 2017.