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HA

Havens Advisors Portfolio holdings

AUM $39.3M
1-Year Est. Return 80.07%
This Fund
S&P 500
This Quarter Est. Return
+14.44%
1 Year Est. Return
+80.07%
3 Year Est. Return
+460.15%
5 Year Est. Return
+1,430.14%
10 Year Est. Return
–
AUM
$128M
AUM Growth
-$3.38M
Cap. Flow
-$9.19M
Cap. Flow %
-7.16%
Top 10 Hldgs %
66.8%
Holding
62
New
18
Increased
9
Reduced
2
Closed
29

Top Buys

Rank Stock Value
1
WWAV
The WhiteWave Foods Company
WWAV
+$7.27M
2
VA
Virgin America Inc.
VA
+$6.8M
3
LNKD
LinkedIn Corporation
LNKD
+$5.37M
4
MON
Monsanto Co
MON
+$4.54M
5
STJ
St Jude Medical
STJ
+$4.13M

Top Sells

Rank Stock Value
1
MDVN
MEDIVATION, INC.
MDVN
+$11.1M
2
EMC
EMC CORPORATION
EMC
+$7.61M
3
GAS
AGL Resources Inc
GAS
+$7.39M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$4.92M
5
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$4.51M

Sector Composition

Rank Sector Weight
1 Materials 20.24%
2 Healthcare 15.16%
3 Technology 13.12%
4 Communication Services 11.76%
5 Industrials 10.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YHOO
26
DELISTED
Yahoo Inc
YHOO
$1.4M 1.09%
32,520
– –
BLOX
27
DELISTED
Infoblox Inc
BLOX
$1.33M 1.04%
+50,477
New +$1.06M
AVG
28
DELISTED
AVG Technologies N.V.
AVG
$1.29M 1.01%
+51,600
New +$1.27M
RPTP
29
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
$987K 0.77%
+110,000
New +$782K
N
30
DELISTED
Netsuite Inc
N
$687K 0.54%
+6,207
New +$626K
CST
31
DELISTED
CST Brands, Inc.
CST
$411K 0.32%
+8,538
New +$393K
LPNT
32
DELISTED
LifePoint Health, Inc.
LPNT
$182K 0.14%
3,070
– –
TBRA
33
DELISTED
Tobira Therapeutics, Inc. Common Stock
TBRA
$119K 0.09%
+3,000
New +$33.5K
HRI icon
34
Herc Holdings
HRI
$5.02B
– –
-2,928
Closed -$97K
ODP
35
DELISTED
ODP
ODP
– –
-63,045
Closed -$2.09M
VTRS icon
36
CALL
Viatris
VTRS
$20.4B
– –
-20,100
Closed -$869K
MON
37
CALL
DELISTED
Monsanto Co
MON
– –
-15,000
Closed -$1.55M
BHI
38
DELISTED
Baker Hughes
BHI
– –
-14,845
Closed -$670K
CVT
39
DELISTED
CVENT, INC.
CVT
– –
-53,900
Closed -$1.93M
FEIC
40
DELISTED
FEI COMPANY
FEIC
– –
-25,000
Closed -$2.67M
MRD
41
DELISTED
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
– –
-30,400
Closed -$483K
EMC
42
DELISTED
EMC CORPORATION
EMC
– –
-280,000
Closed -$7.61M
AXLL
43
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-46,700
Closed -$1.52M
HTWR
44
DELISTED
HEARTWARE INTERNATIONAL INC COM STK (DE)
HTWR
– –
-31,000
Closed -$1.79M
DWA
45
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
– –
-39,000
Closed -$1.59M
MKTO
46
DELISTED
MARKETO INC COM STK (DE)
MKTO
– –
-84,710
Closed -$2.95M
QLGC
47
DELISTED
QLOGIC CORP
QLGC
– –
-129,000
Closed -$1.9M
TUMI
48
DELISTED
TUMI HLDGS INC COM
TUMI
– –
-143,928
Closed -$3.85M
SQI
49
DELISTED
SCIQUEST, INC. COMMON STOCK
SQI
– –
-107,000
Closed -$1.89M
EXAM
50
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
– –
-70,358
Closed -$2.45M
1
2
3

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NRC
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EOCM
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LN
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ACM
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CL
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ECM
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Havens Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Havens Advisors held 62 positions worth $128M, down 2.6% from $132M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Havens Advisors withdrew a net $9.19M in Q3 2016, closing 29 positions and reducing 2 holdings. Its most notable exit was MEDIVATION, INC., an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Materials at 20% of assets, up from 12% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Havens Advisors opened a new position in The WhiteWave Foods Company worth $7.18M.

  • Havens Advisors's largest Q3 2016 buy was The WhiteWave Foods Company: 132,000 shares worth $7.18M.
  • Havens Advisors added most to Virgin America Inc. in Q3 2016, an estimated $6.8M increase.
  • Havens Advisors's biggest Q3 2016 reduction was Humana, cutting an estimated $3.47M.
  • Havens Advisors fully exited MEDIVATION, INC. in Q3 2016, selling an estimated $11.1M.
  • Havens Advisors's ten largest holdings make up 67% of its $128M portfolio in Q3 2016.
  • Havens Advisors opened 18 new positions and closed 29 in Q3 2016.
  • Havens Advisors's portfolio value fell 2.6% quarter-over-quarter to $128M.

Based on Havens Advisors's 13F filing for Q3 2016, filed 13 Oct 2016.