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Havens Advisors Portfolio holdings

AUM $39.3M
1-Year Est. Return 80.07%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+80.07%
3 Year Est. Return
+460.15%
5 Year Est. Return
+1,430.14%
10 Year Est. Return
–
AUM
$164M
AUM Growth
+$29.6M
Cap. Flow
+$31.7M
Cap. Flow %
19.36%
Top 10 Hldgs %
68.6%
Holding
46
New
13
Increased
12
Reduced
–
Closed
16

Top Buys

Rank Stock Value
1
PCP
PRECISION CASTPARTS CORP
PCP
+$12.7M
2
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
+$12.5M
3
SLH
SOLERA HOLDINGS, INC. COM
SLH
+$9.51M
4
BRCM
BROADCOM CORP CL-A
BRCM
+$8.8M
5
HUM icon
Humana
HUM
+$8.42M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$14.2M
2
FDO
FAMILY DOLLAR STORES
FDO
+$13.3M
3
HSP
HOSPIRA INC
HSP
+$10.5M
4
OCR
OMNICARE INC
OCR
+$10.4M
5
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$8.97M

Sector Composition

Rank Sector Weight
1 Communication Services 14.2%
2 Healthcare 13.77%
3 Energy 11.05%
4 Financials 9.39%
5 Industrials 9.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YHOO
26
DELISTED
Yahoo Inc
YHOO
$940K 0.57%
32,520
– –
XOOM
27
DELISTED
XOOM CORP COM
XOOM
$624K 0.38%
+25,100
New +$624K
SYT
28
DELISTED
Syngenta Ag
SYT
$510K 0.31%
8,000
+3,000
+60% +$229K
ZU
29
DELISTED
ZULILY INC CLASS A COMMON STOCK
ZU
$355K 0.22%
+20,394
New +$316K
LPNT
30
DELISTED
LifePoint Health, Inc.
LPNT
$217K 0.13%
3,070
– –
WEN icon
31
Wendy's
WEN
$1.4B
– –
-190,000
Closed -$2.14M
WEN icon
32
PUT
Wendy's
WEN
$1.4B
– –
-70,000
Closed -$790K
MHGC
33
DELISTED
Morgans Hotel Group Co.
MHGC
– –
-144,640
Closed -$975K
VRS
34
DELISTED
VERSO CORP COM STK (DE)
VRS
– –
-81,150
Closed -$54K
HSP
35
DELISTED
HOSPIRA INC
HSP
– –
-118,000
Closed -$10.5M
OCR
36
DELISTED
OMNICARE INC
OCR
– –
-110,700
Closed -$10.4M
GTI
37
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
– –
-972,328
Closed -$4.82M
INFA
38
DELISTED
INFORMATICA CORP
INFA
– –
-45,000
Closed -$2.18M
CYNI
39
DELISTED
CYAN INC COM
CYNI
– –
-146,900
Closed -$770K
DTV
40
DELISTED
DIRECTV COM STK (DE)
DTV
– –
-152,729
Closed -$14.2M
CTRX
41
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
– –
-146,900
Closed -$8.97M
ROSE
42
DELISTED
ROSETTA RESOURCES INC
ROSE
– –
-50,000
Closed -$1.16M
FDO
43
DELISTED
FAMILY DOLLAR STORES
FDO
– –
-168,489
Closed -$13.3M
IGTE
44
DELISTED
IGATE CORPORATION
IGTE
– –
-45,000
Closed -$2.15M
DRC
45
DELISTED
DRESSER-RAND GROUP INC
DRC
– –
-51,500
Closed -$4.39M
RTI
46
DELISTED
RTI INTL METALS INC(HLDG CO)
RTI
– –
-50,000
Closed -$1.58M
1
2

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JI
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BGP
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NRC
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EOCM
Energy Opportunities Capital Management Austin, Texas $34.4M AUM 54.2% 1-Year Est. Return
LN
Lewin Nick $31.5M AUM
ACM
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CL
Chubb Ltd Zurich, Switzerland $29.9M AUM 48.89% 1-Year Est. Return
ECM
Evolution Capital Management Crystal Bay, Nevada $29M AUM 2.56% 1-Year Est. Return

Havens Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Havens Advisors held 46 positions worth $164M, up 22% from $134M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Havens Advisors deployed $31.7M of net new capital in Q3 2015, opening 13 new positions and adding to 12 existing holdings. Its largest new stake was PRECISION CASTPARTS CORP: 59,239 shares worth $13.6M.

By sector, the portfolio is most concentrated in Communication Services at 14% of assets, up from 5.6% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the most notable exit was DIRECTV COM STK (DE), an estimated $14.2M sold.

  • Havens Advisors's largest Q3 2015 buy was PRECISION CASTPARTS CORP: 59,239 shares worth $13.6M.
  • Havens Advisors added most to DEALERTRACK TECHNOLOGIES, INC. COM STK in Q3 2015, an estimated $12.5M increase.
  • Havens Advisors fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $14.2M.
  • Havens Advisors's ten largest holdings make up 69% of its $164M portfolio in Q3 2015.
  • Havens Advisors opened 13 new positions and closed 16 in Q3 2015.
  • Havens Advisors's portfolio value rose 22% quarter-over-quarter to $164M.

Based on Havens Advisors's 13F filing for Q3 2015, filed 10 Nov 2015.