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HA

Havens Advisors Portfolio holdings

AUM $39.3M
1-Year Est. Return 80.07%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+80.07%
3 Year Est. Return
+460.15%
5 Year Est. Return
+1,430.14%
10 Year Est. Return
–
AUM
$161M
AUM Growth
-$19.4M
Cap. Flow
-$31.1M
Cap. Flow %
-19.33%
Top 10 Hldgs %
56.01%
Holding
68
New
14
Increased
13
Reduced
8
Closed
24

Top Buys

Rank Stock Value
1
CBST
CUBIST PHARMACEUTICALS INC
CBST
+$3.81M
2
DRC
DRESSER-RAND GROUP INC
DRC
+$3.66M
3
ROC
ROCKWOOD HLDGS INC
ROC
+$3.55M
4
AUXL
AUXILIUM PHARAMCEUTICALS INC
AUXL
+$3.1M
5
AMRE
AMREIT INC NEW COM STK
AMRE
+$2.74M

Top Sells

Rank Stock Value
1
BYI
BALLY TECHNOLOGIES, INC.
BYI
+$8.47M
2
MGAM
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
+$5.99M
3
SHPG
Shire pic
SHPG
+$5.69M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$4.21M
5
MW
THE MENS WAREHOUSE INC
MW
+$3.52M

Sector Composition

Rank Sector Weight
1 Healthcare 16.12%
2 Consumer Staples 12.24%
3 Consumer Discretionary 10.61%
4 Financials 9.49%
5 Communication Services 6.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAPE
26
DELISTED
SAPIENT CORP
SAPE
$2.14M 1.33%
+86,000
New +$1.82M
HRB icon
27
H&R Block
HRB
$5.58B
$2.09M 1.3%
62,000
+21,000
+51% +$673K
MHGC
28
DELISTED
Morgans Hotel Group Co.
MHGC
$2.07M 1.28%
263,512
-59,767
-18% -$469K
JNPR
29
DELISTED
Juniper Networks
JNPR
$1.88M 1.17%
84,190
– –
PTP
30
DELISTED
PLATINUM UNDERWRITERS HLDGS LTD
PTP
$1.87M 1.16%
+25,500
New +$1.69M
AMGN icon
31
Amgen
AMGN
$208B
$1.8M 1.11%
11,276
– –
YHOO
32
DELISTED
Yahoo Inc
YHOO
$1.64M 1.02%
32,520
– –
BHI
33
DELISTED
Baker Hughes
BHI
$1.6M 0.99%
+28,500
New +$1.61M
SWS
34
DELISTED
SWS GROUP INC
SWS
$1.38M 0.86%
199,701
-247,799
-55% -$1.74M
STE icon
35
CALL
Steris
STE
$22.3B
$1.3M 0.81%
+20,000
New +$1.24M
PL
36
CALL
DELISTED
PROTECTIVE LIFE CORP
PL
$1.04M 0.65%
15,000
– –
AGN
37
CALL
DELISTED
Allergan plc
AGN
$1.03M 0.64%
+4,000
New +$1,000K
TRW
38
CALL
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$967K 0.6%
9,400
– –
SHPG
39
DELISTED
Shire pic
SHPG
$468K 0.29%
2,200
-26,800
-92% -$5.69M
VOLC
40
DELISTED
VOLCANO CORPORATION COM STK
VOLC
$274K 0.17%
+15,300
New +$184K
QSR icon
41
Restaurant Brands International
QSR
$25.7B
$254K 0.16%
+6,500
New +$250K
LPNT
42
DELISTED
LifePoint Health, Inc.
LPNT
$221K 0.14%
3,070
– –
KALU icon
43
Kaiser Aluminum
KALU
$2.61B
$11K 0.01%
+157
New +$11.3K
T icon
44
PUT
AT&T
T
$159B
– –
-113,864
Closed -$3.03M
TMUS icon
45
T-Mobile US
TMUS
$185B
– –
-34,000
Closed -$982K
VGR
46
DELISTED
Vector Group Ltd.
VGR
– –
-53,987
Closed -$665K
USCR
47
DELISTED
U S Concrete, Inc.
USCR
– –
-30,553
Closed -$799K
MW
48
DELISTED
THE MENS WAREHOUSE INC
MW
– –
-74,500
Closed -$3.52M
OVTI
49
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
– –
-11,000
Closed -$291K
FDO
50
CALL
DELISTED
FAMILY DOLLAR STORES
FDO
– –
-7,100
Closed -$548K
1
2
3

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JI
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BGP
BrandyTrust Global Partners Hockessin, Delaware $35.4M AUM
NRC
North Run Capital Boston, Massachusetts $43.5M AUM 38.24% 1-Year Est. Return
EOCM
Energy Opportunities Capital Management Austin, Texas $34.4M AUM 54.2% 1-Year Est. Return
LN
Lewin Nick $31.5M AUM
ACM
Axel Capital Management New York $47.4M AUM 2.75% 1-Year Est. Return
CL
Chubb Ltd Zurich, Switzerland $29.9M AUM 48.89% 1-Year Est. Return
ECM
Evolution Capital Management Crystal Bay, Nevada $29M AUM 2.56% 1-Year Est. Return

Havens Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Havens Advisors held 68 positions worth $161M, down 11% from $180M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Havens Advisors withdrew a net $31.1M in Q4 2014, closing 24 positions and reducing 8 holdings. Its most notable exit was BALLY TECHNOLOGIES, INC., an estimated $8.47M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 16% of assets, up from 14% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

Against the trend, Havens Advisors opened a new position in CUBIST PHARMACEUTICALS INC worth $4.93M.

  • Havens Advisors's largest Q4 2014 buy was CUBIST PHARMACEUTICALS INC: 49,000 shares worth $4.93M.
  • Havens Advisors added most to DRESSER-RAND GROUP INC in Q4 2014, an estimated $3.66M increase.
  • Havens Advisors's biggest Q4 2014 reduction was Shire pic, cutting an estimated $5.69M.
  • Havens Advisors fully exited BALLY TECHNOLOGIES, INC. in Q4 2014, selling an estimated $8.47M.
  • Havens Advisors's ten largest holdings make up 56% of its $161M portfolio in Q4 2014.
  • Havens Advisors opened 14 new positions and closed 24 in Q4 2014.
  • Havens Advisors's portfolio value fell 11% quarter-over-quarter to $161M.

Based on Havens Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.