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HA

Havens Advisors Portfolio holdings

AUM $39.3M
1-Year Est. Return 80.07%
This Fund
S&P 500
This Quarter Est. Return
+11.16%
1 Year Est. Return
+80.07%
3 Year Est. Return
+460.15%
5 Year Est. Return
+1,430.14%
10 Year Est. Return
–
AUM
$180M
AUM Growth
+$42.5M
Cap. Flow
+$37.4M
Cap. Flow %
20.71%
Top 10 Hldgs %
45.48%
Holding
73
New
30
Increased
8
Reduced
8
Closed
20

Top Buys

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$13.2M
2
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$7.9M
3
BYI
BALLY TECHNOLOGIES, INC.
BYI
+$7.65M
4
SHPG
Shire pic
SHPG
+$7.2M
5
AMRE
AMREIT INC NEW COM STK
AMRE
+$6.51M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$10.4M
2
RDA
RDA MICROELECTRONICS INC SPONSORED ADR
RDA
+$6.43M
3
IDIX
IDENIX PHARMACEUTICALS INC
IDIX
+$6.05M
4
CHDX
CHINDEX INTL INC
CHDX
+$4.64M
5
HSH
HILLSHIRE BRANDS CO
HSH
+$3.89M

Sector Composition

Rank Sector Weight
1 Healthcare 13.68%
2 Consumer Staples 12.88%
3 Consumer Discretionary 10.35%
4 Technology 9.81%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WU icon
26
Western Union
WU
$1.98B
$2.53M 1.4%
157,883
– –
DRC
27
DELISTED
DRESSER-RAND GROUP INC
DRC
$2.47M 1.37%
+30,000
New +$2.02M
HSBC icon
28
HSBC
HSBC
$365B
$2.41M 1.33%
54,956
– –
URS
29
DELISTED
URS CORP
URS
$2.3M 1.27%
+39,900
New +$2.32M
TWTC
30
DELISTED
TW TELECOM INC CL A COM
TWTC
$2.12M 1.18%
51,000
+1,000
+2% +$40.7K
ATHL
31
DELISTED
ATHLON ENERGY INC COM
ATHL
$2.04M 1.13%
+35,000
New +$1.62M
BNNY
32
DELISTED
ANNIES INC COMMON STOCK (DE)
BNNY
$2.02M 1.12%
+44,000
New +$1.54M
BOLT
33
DELISTED
BOLT TECHNOLOGY CORPORATION
BOLT
$2.02M 1.12%
+92,000
New +$1.72M
CPWR
34
DELISTED
COMPUWARE CORP
CPWR
$2.02M 1.12%
+197,790
New +$1.86M
TAM
35
DELISTED
TAMINCO CORP COM
TAM
$2.01M 1.11%
+77,000
New +$1.79M
IRF
36
DELISTED
INTL RECTIFIER CORP
IRF
$2M 1.11%
+51,000
New +$1.66M
GFIG
37
DELISTED
GFI GROUP INC
GFIG
$1.96M 1.09%
+362,000
New +$1.59M
AUXL
38
DELISTED
AUXILIUM PHARAMCEUTICALS INC
AUXL
$1.94M 1.08%
+65,000
New +$1.38M
HCT
39
DELISTED
AMRICAN RLTY CAP HEALTHCARE TRUST INC. COMMON STOCK
HCT
$1.94M 1.07%
185,000
-8,000
-4% -$86K
JNPR
40
DELISTED
Juniper Networks
JNPR
$1.86M 1.03%
84,190
– –
KOG
41
DELISTED
KODIAK OIL & GAS CORP
KOG
$1.74M 0.96%
+128,000
New +$1.92M
AMGN icon
42
Amgen
AMGN
$208B
$1.58M 0.88%
11,276
– –
YHOO
43
DELISTED
Yahoo Inc
YHOO
$1.32M 0.73%
32,520
– –
HRB icon
44
H&R Block
HRB
$5.58B
$1.27M 0.7%
+41,000
New +$1.34M
CNVR
45
DELISTED
CONVERSANT INC COM STK (DE)
CNVR
$1.16M 0.64%
+33,900
New +$925K
PL
46
CALL
DELISTED
PROTECTIVE LIFE CORP
PL
$1.04M 0.58%
15,000
– –
TMUS icon
47
T-Mobile US
TMUS
$185B
$982K 0.54%
34,000
-2,000
-6% -$61.5K
TRW
48
CALL
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$952K 0.53%
+9,400
New +$940K
USCR
49
DELISTED
U S Concrete, Inc.
USCR
$799K 0.44%
30,553
-54,697
-64% -$1.41M
VGR
50
DELISTED
Vector Group Ltd.
VGR
$665K 0.37%
+53,987
New +$634K
1
2
3

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NRC
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EOCM
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LN
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Havens Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Havens Advisors held 73 positions worth $180M, up 31% from $138M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Havens Advisors deployed $37.4M of net new capital in Q3 2014, opening 30 new positions and adding to 8 existing holdings. Its largest new stake was FAMILY DOLLAR STORES: 179,000 shares worth $13.8M.

By sector, the portfolio is most concentrated in Healthcare at 14% of assets, down from 22% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

On the sell side, the largest reduction was HUDSON CITY BANCORP INC, an estimated $2.43M trimmed.

  • Havens Advisors's largest Q3 2014 buy was FAMILY DOLLAR STORES: 179,000 shares worth $13.8M.
  • Havens Advisors added most to TIME WARNER CABLE INC NEW COM STK in Q3 2014, an estimated $1.04M increase.
  • Havens Advisors's biggest Q3 2014 reduction was HUDSON CITY BANCORP INC, cutting an estimated $2.43M.
  • Havens Advisors fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $10.4M.
  • Havens Advisors's ten largest holdings make up 45% of its $180M portfolio in Q3 2014.
  • Havens Advisors opened 30 new positions and closed 20 in Q3 2014.
  • Havens Advisors's portfolio value rose 31% quarter-over-quarter to $180M.

Based on Havens Advisors's 13F filing for Q3 2014, filed 31 Oct 2014.