We are live on ! Find out more
HA

Havens Advisors Portfolio holdings

AUM $39.3M
1-Year Est. Return 80.07%
This Fund
S&P 500
This Quarter Est. Return
+11.13%
1 Year Est. Return
+80.07%
3 Year Est. Return
+460.15%
5 Year Est. Return
+1,430.14%
10 Year Est. Return
–
AUM
$98.1M
AUM Growth
-$27.9M
Cap. Flow
-$30.7M
Cap. Flow %
-31.28%
Top 10 Hldgs %
60.35%
Holding
52
New
15
Increased
3
Reduced
4
Closed
22

Top Buys

Rank Stock Value
1
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$7.53M
2
FRX
FOREST LABORATORIES INC
FRX
+$7.42M
3
AGN
Allergan Inc
AGN
+$4.51M
4
SWS
SWS GROUP INC
SWS
+$4.37M
5
BEAM
BEAM INC COM STK (DE)
BEAM
+$4.07M

Top Sells

Rank Stock Value
1
LPS
LENDER PROCESSING SERVICES INC
LPS
+$9.35M
2
CSE
CAPITALSOURCE INC
CSE
+$6.97M
3
BPO
BROOKFIELD OFFICE PROPERTIES. INC
BPO
+$6.01M
4
HMA
HEALTH MGMT ASSOC INC CL-A
HMA
+$5.76M
5
OMC icon
Omnicom Group
OMC
+$5.28M

Sector Composition

Rank Sector Weight
1 Healthcare 17.14%
2 Communication Services 12.07%
3 Financials 9.34%
4 Consumer Discretionary 7.38%
5 Technology 5.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNK
26
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$787K 0.8%
+11,051
New +$696K
AAL icon
27
American Airlines Group
AAL
$10.1B
$499K 0.51%
+14,218
New +$484K
LPNT
28
DELISTED
LifePoint Health, Inc.
LPNT
$172K 0.18%
3,070
– –
AAL icon
29
PUT
American Airlines Group
AAL
$10.1B
– –
-19,000
Closed -$480K
JEF icon
30
Jefferies Financial Group
JEF
$12.6B
– –
-63,044
Closed -$1.6M
OMC icon
31
Omnicom Group
OMC
$21.6B
– –
-71,000
Closed -$5.28M
PFE icon
32
Pfizer
PFE
$143B
– –
-70,451
Closed -$2.05M
MW
33
PUT
DELISTED
THE MENS WAREHOUSE INC
MW
– –
-40,000
Closed -$2.04M
BPO
34
DELISTED
BROOKFIELD OFFICE PROPERTIES. INC
BPO
– –
-312,000
Closed -$6.01M
CSE
35
DELISTED
CAPITALSOURCE INC
CSE
– –
-485,000
Closed -$6.97M
BRE
36
DELISTED
BRE PROPERTIES INC CL A
BRE
– –
-70,000
Closed -$3.83M
LEAP
37
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
– –
-126,000
Closed -$2.19M
CCIX
38
DELISTED
COLEMAN CABLE IN COM
CCIX
– –
-135,000
Closed -$3.54M
COLE
39
DELISTED
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
– –
-334,000
Closed -$4.69M
MKTG
40
DELISTED
RESPONSYS INC COM STK (CA)
MKTG
– –
-90,000
Closed -$2.47M
CRTX
41
DELISTED
CORNERSTONE THERAPEUTICS INC
CRTX
– –
-247,000
Closed -$2.34M
LIFE
42
CALL
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
– –
-25,000
Closed -$1.9M
LIFE
43
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
– –
-47,000
Closed -$3.56M
ATX
44
DELISTED
COSTA INC CL A
ATX
– –
-218,000
Closed -$4.74M
HMA
45
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
– –
-440,000
Closed -$5.76M
SLTM
46
DELISTED
SOLTA MED INC (DE)
SLTM
– –
-901,700
Closed -$2.66M
EVAC
47
DELISTED
EDWARDS GROUP LTD ADR (CYM)
EVAC
– –
-230,481
Closed -$2.35M
LPS
48
DELISTED
LENDER PROCESSING SERVICES INC
LPS
– –
-250,000
Closed -$9.35M
SNTS
49
DELISTED
SANTARUS INC
SNTS
– –
-113,000
Closed -$3.62M
GCVRZ
50
DELISTED
Sanofi Contingent Value Rights
GCVRZ
– –
-435,000
Closed -$148K
1
2

Similar funds

JI
Jeereddi Investments Los Angeles, California $38.1M AUM 12.15% 1-Year Est. Return
BGP
BrandyTrust Global Partners Hockessin, Delaware $35.4M AUM
NRC
North Run Capital Boston, Massachusetts $43.5M AUM 38.24% 1-Year Est. Return
EOCM
Energy Opportunities Capital Management Austin, Texas $34.4M AUM 54.2% 1-Year Est. Return
LN
Lewin Nick $31.5M AUM
ACM
Axel Capital Management New York $47.4M AUM 2.75% 1-Year Est. Return
CL
Chubb Ltd Zurich, Switzerland $29.9M AUM 48.89% 1-Year Est. Return
ECM
Evolution Capital Management Crystal Bay, Nevada $29M AUM 2.56% 1-Year Est. Return

Havens Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Havens Advisors held 52 positions worth $98.1M, down 22% from $126M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Havens Advisors withdrew a net $30.7M in Q1 2014, closing 22 positions and reducing 4 holdings. Its most notable exit was LENDER PROCESSING SERVICES INC, an estimated $9.35M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 7.4% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Havens Advisors opened a new position in TIME WARNER CABLE INC NEW COM STK worth $7.78M.

  • Havens Advisors's largest Q1 2014 buy was TIME WARNER CABLE INC NEW COM STK: 55,000 shares worth $7.78M.
  • Havens Advisors added most to RDA MICROELECTRONICS INC SPONSORED ADR in Q1 2014, an estimated $1.26M increase.
  • Havens Advisors's biggest Q1 2014 reduction was HUDSON CITY BANCORP INC, cutting an estimated $1.24M.
  • Havens Advisors fully exited LENDER PROCESSING SERVICES INC in Q1 2014, selling an estimated $9.35M.
  • Havens Advisors's ten largest holdings make up 60% of its $98.1M portfolio in Q1 2014.
  • Havens Advisors opened 15 new positions and closed 22 in Q1 2014.
  • Havens Advisors's portfolio value fell 22% quarter-over-quarter to $98.1M.

Based on Havens Advisors's 13F filing for Q1 2014, filed 8 May 2014.