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Havens Advisors Portfolio holdings

AUM $39.3M
1-Year Est. Return 80.07%
This Fund
S&P 500
This Quarter Est. Return
+22.15%
1 Year Est. Return
+80.07%
3 Year Est. Return
+460.15%
5 Year Est. Return
+1,430.14%
10 Year Est. Return
–
AUM
$180M
AUM Growth
+$51.7M
Cap. Flow
+$45.3M
Cap. Flow %
25.22%
Top 10 Hldgs %
48.04%
Holding
71
New
28
Increased
6
Reduced
5
Closed
21

Top Buys

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$17.5M
2
SPRD
SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS)
SPRD
+$7.28M
3
CSE
CAPITALSOURCE INC
CSE
+$7.23M
4
NYX
NYSE EURONEXT INC
NYX
+$6.96M
5
FIRE
SOURCEFIRE INC COM STK
FIRE
+$5.22M

Top Sells

Rank Stock Value
1
SFD
SMITHFIELD FOODS,INC
SFD
+$12.1M
2
ET
EXACTTARGET INC COM STK (DE)
ET
+$6.07M
3
FON
SPRINT CORP FON COM
FON
+$5.18M
4
LEDR
MARKET LEADER INC COM STK (WA)
LEDR
+$4.82M
5
WWAV.B
THE WHITEWAVE FOODS COMPANY CLASS B COM STK
WWAV.B
+$2.71M

Sector Composition

Rank Sector Weight
1 Financials 14.78%
2 Healthcare 8.06%
3 Industrials 5.7%
4 Consumer Discretionary 5.11%
5 Communication Services 4.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ODP
26
DELISTED
ODP
ODP
$2.6M 1.45%
+53,800
New +$2.32M
HSBC icon
27
HSBC
HSBC
$365B
$2.57M 1.43%
54,956
– –
GWAY
28
DELISTED
GREENWAY MED TECHNOLOGIES INC CPM STK (DE)
GWAY
$2.48M 1.38%
+120,000
New +$1.63M
ASTX
29
DELISTED
ASTEX PHARMACEUTICALS, INC COM
ASTX
$2.46M 1.37%
+290,000
New +$1.84M
HTSI
30
DELISTED
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
$2.46M 1.37%
+50,000
New +$2.46M
TMS
31
DELISTED
TMS INTERNATIONAL CORP CLASS A COM STK
TMS
$2.46M 1.37%
+141,076
New +$2.32M
LEAP
32
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
$2.37M 1.32%
+150,000
New +$2.24M
EVAC
33
DELISTED
EDWARDS GROUP LTD ADR (CYM)
EVAC
$2.36M 1.32%
+240,000
New +$2.17M
OPAY
34
DELISTED
OFFICIAL PAYMENTS HLDGS INC
OPAY
$2.28M 1.27%
+274,470
New +$2.13M
LIFE
35
CALL
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$1.95M 1.09%
26,100
– –
PFE icon
36
Pfizer
PFE
$143B
$1.92M 1.07%
70,451
– –
GCVRZ
37
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$1.87M 1.04%
925,000
-164,400
-15% -$313K
CRTX
38
DELISTED
CORNERSTONE THERAPEUTICS INC
CRTX
$1.83M 1.02%
+195,000
New +$1.76M
JNPR
39
DELISTED
Juniper Networks
JNPR
$1.67M 0.93%
84,190
– –
ELN
40
PUT
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
$1.56M 0.87%
100,000
– –
AMGN icon
41
Amgen
AMGN
$208B
$1.26M 0.7%
11,276
– –
ONXX
42
CALL
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
$1.25M 0.69%
+10,000
New +$1.27M
LCC
43
PUT
DELISTED
US AIRWAYS GROUP INC.
LCC
$1.18M 0.66%
62,000
-72,000
-54% -$1.27M
YHOO
44
DELISTED
Yahoo Inc
YHOO
$1.08M 0.6%
32,520
– –
LCC
45
DELISTED
US AIRWAYS GROUP INC.
LCC
$815K 0.45%
43,000
-72,000
-63% -$1.27M
CYH icon
46
Community Health Systems
CYH
$393M
$630K 0.35%
+18,380
New +$652K
BB icon
47
BlackBerry
BB
$4.98B
$596K 0.33%
+75,000
New +$728K
BB icon
48
PUT
BlackBerry
BB
$4.98B
$596K 0.33%
+75,000
New +$728K
LPNT
49
DELISTED
LifePoint Health, Inc.
LPNT
$143K 0.08%
3,070
– –
TLAB
50
DELISTED
TELLABS INC
TLAB
$93K 0.05%
40,966
– –
1
2
3

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NRC
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Havens Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Havens Advisors held 71 positions worth $180M, up 40% from $128M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Havens Advisors deployed $45.3M of net new capital in Q3 2013, opening 28 new positions and adding to 6 existing holdings. Its largest new stake was ONYX PHARMACEUTICALS INC: 138,000 shares worth $17.2M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 10% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was DELL INC, an estimated $1.45M trimmed.

  • Havens Advisors's largest Q3 2013 buy was ONYX PHARMACEUTICALS INC: 138,000 shares worth $17.2M.
  • Havens Advisors added most to NYSE EURONEXT INC in Q3 2013, an estimated $6.96M increase.
  • Havens Advisors's biggest Q3 2013 reduction was DELL INC, cutting an estimated $1.45M.
  • Havens Advisors fully exited SMITHFIELD FOODS,INC in Q3 2013, selling an estimated $12.1M.
  • Havens Advisors's ten largest holdings make up 48% of its $180M portfolio in Q3 2013.
  • Havens Advisors opened 28 new positions and closed 21 in Q3 2013.
  • Havens Advisors's portfolio value rose 40% quarter-over-quarter to $180M.

Based on Havens Advisors's 13F filing for Q3 2013, filed 22 Oct 2013.