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HFA

Harbert Fund Advisors Portfolio holdings

AUM $3.03M
1-Year Est. Return 40.55%
This Fund
S&P 500
This Quarter Est. Return
-1.4%
1 Year Est. Return
+40.55%
3 Year Est. Return
+70.8%
5 Year Est. Return
+66.06%
10 Year Est. Return
–
AUM
$282M
AUM Growth
+$102M
Cap. Flow
+$107M
Cap. Flow %
37.91%
Top 10 Hldgs %
60.23%
Holding
47
New
15
Increased
9
Reduced
1
Closed
11

Top Buys

Rank Stock Value
1
FLOW
SPX FLOW, Inc.
FLOW
+$11.1M
2
MXCT icon
MaxCyte
MXCT
+$10.9M
3
TGNA
TEGNA Inc
TGNA
+$7.84M
4
SHCR
Sharecare, Inc. Class A Common Stock
SHCR
+$6.61M
5
CTXS
Citrix Systems Inc
CTXS
+$4.87M

Top Sells

Rank Stock Value
1
BFX
BowFlex Inc.
BFX
+$7.25M
2
CVA
Covanta Holding Corporation
CVA
+$6.87M
3
CTRN icon
Citi Trends
CTRN
+$6.39M
4
PLYA
Playa Hotels & Resorts
PLYA
+$4.38M
5
DBD
Diebold Nixdorf Incorporated
DBD
+$3.53M

Sector Composition

Rank Sector Weight
1 Healthcare 18.83%
2 Industrials 17.67%
3 Technology 13.94%
4 Financials 8.22%
5 Consumer Discretionary 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ULTA icon
26
Ulta Beauty
ULTA
$21.8B
$2.17M 0.77%
+6,000
New +$2.17M
WSC icon
27
WillScot Mobile Mini Holdings
WSC
$4.37B
$1.99M 0.71%
+62,682
New +$1.81M
IIIV icon
28
i3 Verticals
IIIV
$419M
$1.98M 0.7%
81,606
– –
FENC icon
29
Fennec Pharmaceuticals
FENC
$335M
$1.65M 0.58%
174,750
+53,899
+45% +$404K
DRRX
30
DELISTED
DURECT Corp
DRRX
$1.63M 0.58%
127,140
– –
LQDA icon
31
Liquidia Corp
LQDA
$7.72B
$1.16M 0.41%
420,939
+376,168
+840% +$978K
PCT icon
32
PureCycle Technologies
PCT
$1.19B
$880K 0.31%
66,255
+18,055
+37% +$272K
KLR
33
DELISTED
Kaleyra, Inc.
KLR
$649K 0.23%
16,857
-27,572
-62% -$1.09M
VATE icon
34
INNOVATE Corp
VATE
$106M
$568K 0.2%
13,852
– –
ISOS.WS
35
DELISTED
Isos Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share
ISOS.WS
$345K 0.12%
250,000
– –
UPH
36
DELISTED
UpHealth, Inc.
UPH
$158K 0.06%
5,000
– –
ACEL icon
37
Accel Entertainment
ACEL
$1B
– –
-145,305
Closed -$1.73M
CTRN icon
38
Citi Trends
CTRN
$555M
– –
-73,449
Closed -$6.39M
KPLT icon
39
Katapult Holdings
KPLT
$30.3M
– –
-9,999
Closed -$2.7M
MAPS
40
DELISTED
WM TECHNOLOGY INC A
MAPS
– –
-150,000
Closed -$2.68M
PLYA
41
DELISTED
Playa Hotels & Resorts
PLYA
– –
-588,840
Closed -$4.38M
RXT icon
42
Rackspace Technology
RXT
$960M
– –
-33,500
Closed -$657K
BFX
43
DELISTED
BowFlex Inc.
BFX
– –
-430,000
Closed -$7.25M
DBD
44
DELISTED
Diebold Nixdorf Incorporated
DBD
– –
-275,000
Closed -$3.53M
AVYA
45
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-87,200
Closed -$2.35M
CVA
46
DELISTED
Covanta Holding Corporation
CVA
– –
-390,236
Closed -$6.87M
MSON
47
DELISTED
Misonix Inc
MSON
– –
-95,507
Closed -$2.12M
1
2

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Harbert Fund Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Harbert Fund Advisors held 47 positions worth $282M, up 57% from $179M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Harbert Fund Advisors deployed $107M of net new capital in Q3 2021, opening 15 new positions and adding to 9 existing holdings. Its largest new stake was SPX FLOW, Inc.: 146,520 shares worth $10.7M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, down from 20% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Kaleyra, Inc., an estimated $1.09M trimmed.

  • Harbert Fund Advisors's largest Q3 2021 buy was SPX FLOW, Inc.: 146,520 shares worth $10.7M.
  • Harbert Fund Advisors added most to Turtle Beach Corp in Q3 2021, an estimated $2.21M increase.
  • Harbert Fund Advisors's biggest Q3 2021 reduction was Kaleyra, Inc., cutting an estimated $1.09M.
  • Harbert Fund Advisors fully exited BowFlex Inc. in Q3 2021, selling an estimated $7.25M.
  • Harbert Fund Advisors's ten largest holdings make up 60% of its $282M portfolio in Q3 2021.
  • Harbert Fund Advisors opened 15 new positions and closed 11 in Q3 2021.
  • Harbert Fund Advisors's portfolio value rose 57% quarter-over-quarter to $282M.

Based on Harbert Fund Advisors's 13F filing for Q3 2021, filed 12 Nov 2021.