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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+2.19%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$947M
AUM Growth
+$40.7M
Cap. Flow
+$27.6M
Cap. Flow %
2.92%
Top 10 Hldgs %
32.15%
Holding
1,773
New
112
Increased
506
Reduced
377
Closed
93

Top Buys

Rank Stock Value
1
CAM
AB California Intermediate Municipal ETF
CAM
+$6.47M
2
RTX icon
RTX Corp
RTX
+$4.31M
3
CGCV
Capital Group Conservative Equity ETF
CGCV
+$1.67M
4
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$1.39M
5
TMSL icon
T. Rowe Price Small-Mid Cap ETF
TMSL
+$1.26M

Top Sells

Rank Stock Value
1
PTF icon
Invesco Dorsey Wright Technology Momentum ETF
PTF
+$1.54M
2
WDC icon
Western Digital
WDC
+$1.46M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.03M
4
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$836K
5
AAPL icon
Apple
AAPL
+$656K

Sector Composition

Rank Sector Weight
1 Technology 10.75%
2 Consumer Discretionary 4.2%
3 Communication Services 3.66%
4 Financials 3.55%
5 Industrials 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
176
Thermo Fisher Scientific
TMO
$220B
$849K 0.09%
1,464
-485
-25% -$274K
VRT icon
177
Vertiv
VRT
$105B
$846K 0.09%
5,221
+1
+0% +$174
DIS icon
178
Walt Disney
DIS
$181B
$841K 0.09%
7,395
-351
-5% -$38.7K
GAL icon
179
State Street Global Allocation ETF
GAL
$313M
$839K 0.09%
16,976
-1,522
-8% -$75.5K
SO icon
180
Southern Company
SO
$107B
$819K 0.09%
9,392
+96
+1% +$8.76K
FAD icon
181
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$594M
$818K 0.09%
5,053
-115
-2% -$18.6K
FIXD icon
182
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$802K 0.08%
18,103
+37
+0.2% +$1.65K
DSI icon
183
iShares MSCI KLD 400 Social ETF
DSI
$5.55B
$797K 0.08%
6,190
+228
+4% +$29.1K
MINT icon
184
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$794K 0.08%
7,911
-6,103
-44% -$613K
PG icon
185
Procter & Gamble
PG
$339B
$793K 0.08%
5,536
-502
-8% -$74K
KORP icon
186
American Century Diversified Corporate Bond ETF
KORP
$883M
$790K 0.08%
16,721
-2,049
-11% -$97.4K
SMMU icon
187
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.15B
$786K 0.08%
15,591
+280
+2% +$14.1K
ETN icon
188
Eaton
ETN
$174B
$785K 0.08%
2,465
+23
+0.9% +$8.15K
TBLL icon
189
Invesco Short Term Treasury ETF
TBLL
$2.61B
$783K 0.08%
7,414
+1,489
+25% +$157K
YLDE icon
190
ClearBridge Dividend Strategy ESG ETF
YLDE
$169M
$781K 0.08%
14,405
+1,200
+9% +$64.8K
IOO icon
191
iShares Global 100 ETF
IOO
$9.25B
$771K 0.08%
6,083
-291
-5% -$36.2K
SPMB icon
192
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7B
$754K 0.08%
33,640
+3,778
+13% +$85K
GARP
193
iShares MSCI USA Quality GARP ETF
GARP
$2.75B
$753K 0.08%
11,050
+952
+9% +$64.1K
AVIG icon
194
Avantis Core Fixed Income ETF
AVIG
$1.96B
$752K 0.08%
17,930
+1,311
+8% +$55.2K
MRK icon
195
Merck
MRK
$318B
$750K 0.08%
7,124
+9
+0.1% +$845
AOR icon
196
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.72B
$749K 0.08%
11,522
+800
+7% +$51.9K
DUK icon
197
Duke Energy
DUK
$97.3B
$744K 0.08%
6,344
+1,789
+39% +$218K
QCOM icon
198
Qualcomm
QCOM
$176B
$730K 0.08%
4,266
-37
-0.9% -$6.34K
PULS icon
199
PGIM Ultra Short Bond ETF
PULS
$18.3B
$723K 0.08%
14,583
-2,427
-14% -$121K
VWO icon
200
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$723K 0.08%
13,442
+368
+3% +$20K
6 7
8
9 10

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DAM
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PHS
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MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q4 2025 Portfolio in Review

As of Q4 2025, Golden State Wealth Management held 1,773 positions worth $947M, up 4.5% from $906M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Golden State Wealth Management's Q4 2025 filing shows 112 new, 506 increased, 377 reduced and 93 closed positions. Its largest new stake was AB California Intermediate Municipal ETF: 257,474 shares worth $6.46M. The largest sale was Invesco Dorsey Wright Technology Momentum ETF, an estimated $1.54M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Golden State Wealth Management's largest Q4 2025 buy was AB California Intermediate Municipal ETF: 257,474 shares worth $6.46M.
  • Golden State Wealth Management added most to RTX Corp in Q4 2025, an estimated $4.31M increase.
  • Golden State Wealth Management's biggest Q4 2025 reduction was Invesco Dorsey Wright Technology Momentum ETF, cutting an estimated $1.54M.
  • Golden State Wealth Management fully exited Columbia Multi-Sector Municipal Income ETF in Q4 2025, selling an estimated $246K.
  • Golden State Wealth Management's ten largest holdings make up 32% of its $947M portfolio in Q4 2025.
  • Golden State Wealth Management opened 112 new positions and closed 93 in Q4 2025.
  • Golden State Wealth Management's portfolio value rose 4.5% quarter-over-quarter to $947M.

Based on Golden State Wealth Management's 13F filing for Q4 2025, filed 13 Feb 2026.