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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+22.89%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$312M
AUM Growth
+$85M
Cap. Flow
+$55.8M
Cap. Flow %
17.89%
Top 10 Hldgs %
52.97%
Holding
1,040
New
20
Increased
152
Reduced
24
Closed
836

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$65.8M
2
QCLN icon
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
+$19.1M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.2M
4
IDU icon
iShares US Utilities ETF
IDU
+$6.38M
5
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$6.3M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.2M
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$6.31M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.04M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$4.87M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Consumer Discretionary 4.76%
3 Financials 4.73%
4 Communication Services 3.52%
5 Healthcare 2.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TJX icon
176
TJX Companies
TJX
$178B
$208K 0.07%
4,112
+1,226
+42% +$61.6K
PM icon
177
Philip Morris
PM
$295B
$205K 0.07%
2,923
+193
+7% +$14.1K
DFP
178
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$204K 0.07%
8,379
+80
+1% +$1.91K
WMB icon
179
Williams Companies
WMB
$86.1B
$203K 0.07%
10,662
+10,362
+3,454% +$193K
SOXX icon
180
iShares Semiconductor ETF
SOXX
$48.7B
$201K 0.06%
2,226
+192
+9% +$15.5K
MU icon
181
Micron Technology
MU
$991B
$200K 0.06%
3,887
+517
+15% +$24.4K
ORCL icon
182
Oracle
ORCL
$423B
$200K 0.06%
3,619
+1,333
+58% +$70.6K
GE icon
183
GE Aerospace
GE
$384B
$84K 0.03%
2,469
+318
+15% +$10.7K
SRNE
184
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$63K 0.02%
+10,000
New +$38.3K
MNK
185
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$55K 0.02%
20,476
– –
BB icon
186
BlackBerry
BB
$5.26B
$52K 0.02%
10,650
+3,000
+39% +$13.6K
CX icon
187
Cemex
CX
$16.3B
$40K 0.01%
14,000
+3,000
+27% +$7.04K
CLNE icon
188
Clean Energy Fuels
CLNE
$346M
$22K 0.01%
10,000
– –
AAPL icon
189
CALL
Apple
AAPL
$4.57T
$18K 0.01%
+8
New +$620
LOW icon
190
CALL
Lowe's Companies
LOW
$125B
$16K 0.01%
+6
New +$685
WSM icon
191
CALL
Williams-Sonoma
WSM
$29.6B
$14K ﹤0.01%
+10
New +$340
CHRD icon
192
Chord Energy
CHRD
$7.39B
$9K ﹤0.01%
12,645
– –
EMR icon
193
CALL
Emerson Electric
EMR
$88.3B
$4K ﹤0.01%
+8
New +$454
PSX icon
194
CALL
Phillips 66
PSX
$81.4B
$4K ﹤0.01%
+8
New +$566
PG icon
195
CALL
Procter & Gamble
PG
$339B
$3K ﹤0.01%
+33
New +$3.85K
BNY
196
CALL
Bank of New York Mellon
BNY
$107B
$2K ﹤0.01%
+9
New +$329
GIS icon
197
CALL
General Mills
GIS
$19.7B
$2K ﹤0.01%
+8
New +$482
UPS icon
198
CALL
United Parcel Service
UPS
$88.9B
$2K ﹤0.01%
+3
New +$299
MXIM
199
CALL
DELISTED
Maxim Integrated Products
MXIM
$2K ﹤0.01%
+9
New +$501
ACN icon
200
CALL
Accenture
ACN
$108B
$1K ﹤0.01%
+2
New +$378
6 7
8
9 10

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MAM
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KCM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q2 2020 Portfolio in Review

As of Q2 2020, Golden State Wealth Management held 1,040 positions worth $312M, up 37% from $227M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Golden State Wealth Management deployed $55.8M of net new capital in Q2 2020, opening 20 new positions and adding to 152 existing holdings. Its largest new stake was FS KKR Capital Corp. II: 79,682 shares worth $1.03M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 6.9% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $31.9M trimmed.

  • Golden State Wealth Management's largest Q2 2020 buy was FS KKR Capital Corp. II: 79,682 shares worth $1.03M.
  • Golden State Wealth Management added most to iShares Core S&P Mid-Cap ETF in Q2 2020, an estimated $65.8M increase.
  • Golden State Wealth Management's biggest Q2 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $31.9M.
  • Golden State Wealth Management fully exited iShares Core S&P 500 ETF in Q2 2020, selling an estimated $16.2M.
  • Golden State Wealth Management's ten largest holdings make up 53% of its $312M portfolio in Q2 2020.
  • Golden State Wealth Management opened 20 new positions and closed 836 in Q2 2020.
  • Golden State Wealth Management's portfolio value rose 37% quarter-over-quarter to $312M.

Based on Golden State Wealth Management's 13F filing for Q2 2020, filed 11 Aug 2020.