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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHG icon
176
Schwab US Large-Cap Growth ETF
SCHG
$62.2B
$253K 0.08%
24,048
– –
BNY
177
Bank of New York Mellon
BNY
$108B
$252K 0.08%
5,566
+5,270
+1,780% +$235K
IWN icon
178
iShares Russell 2000 Value ETF
IWN
$14.6B
$252K 0.08%
2,112
+1
+0% +$118
FMB icon
179
First Trust Managed Municipal ETF
FMB
$2.06B
$246K 0.08%
4,436
– –
IUSB icon
180
iShares Core Universal USD Bond ETF
IUSB
$43.2B
$246K 0.08%
4,699
– –
SPDW icon
181
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.3B
$243K 0.08%
8,262
+3,047
+58% +$88.4K
NFLX icon
182
Netflix
NFLX
$309B
$238K 0.08%
8,880
-5,010
-36% -$157K
AWF
183
AllianceBernstein Global High Income Fund
AWF
$876M
$237K 0.08%
19,741
+2,196
+13% +$26K
FTSL icon
184
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$232K 0.08%
4,900
-2,000
-29% -$94.6K
NOBL icon
185
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$230K 0.08%
6,426
+4
+0.1% +$140
DLN icon
186
WisdomTree US LargeCap Dividend Fund
DLN
$6.37B
$228K 0.08%
4,598
– –
HON icon
187
Honeywell
HON
$78.6B
$225K 0.07%
1,411
+1
+0.1% +$159
SHOP icon
188
Shopify
SHOP
$187B
$223K 0.07%
7,150
+6,650
+1,330% +$228K
CLX icon
189
Clorox
CLX
$12.8B
$221K 0.07%
1,453
+192
+15% +$30.4K
TOTL icon
190
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.03B
$221K 0.07%
4,496
-131
-3% -$6.44K
CODI icon
191
Compass Diversified
CODI
$816M
$217K 0.07%
11,000
– –
D icon
192
Dominion Energy
D
$60B
$213K 0.07%
2,629
+2,601
+9,289% +$201K
HASI icon
193
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.88B
$213K 0.07%
7,315
– –
VMW
194
DELISTED
VMware, Inc
VMW
$213K 0.07%
1,417
+180
+15% +$28.3K
FBT icon
195
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.75B
$209K 0.07%
1,685
-200
-11% -$26.6K
VMBS icon
196
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$208K 0.07%
3,910
+11
+0.3% +$583
IWF icon
197
iShares Russell 1000 Growth ETF
IWF
$127B
$207K 0.07%
5,192
+8
+0.2% +$321
SCHE icon
198
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$204K 0.07%
8,137
+5
+0.1% +$127
SWKS icon
199
Skyworks Solutions
SWKS
$10.1B
$204K 0.07%
2,575
+2,085
+426% +$166K
VGT icon
200
Vanguard Information Technology ETF
VGT
$147B
$204K 0.07%
7,592
-7,272
-49% -$196K
6 7
8
9 10

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MAM
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LCM
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KCM
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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.