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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.01%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$906M
AUM Growth
+$84.4M
Cap. Flow
+$24.9M
Cap. Flow %
2.75%
Top 10 Hldgs %
32.17%
Holding
1,702
New
134
Increased
458
Reduced
344
Closed
41

Top Buys

Rank Stock Value
1
QGRO icon
American Century US Quality Growth ETF
QGRO
+$12.6M
2
BBUS icon
JPMorgan BetaBuilders US Equity ETF
BBUS
+$9.42M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$2.18M
4
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$1.87M
5
NVDA icon
NVIDIA
NVDA
+$1.63M

Top Sells

Rank Stock Value
1
GBTG icon
American Express Global Business Travel
GBTG
+$2.45M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$2.02M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$1.71M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$1.48M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 11.5%
2 Consumer Discretionary 4.3%
3 Financials 3.56%
4 Communication Services 3.32%
5 Industrials 2.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETN icon
151
Eaton
ETN
$174B
$914K 0.1%
2,442
-176
-7% -$64K
XLP icon
152
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$914K 0.1%
11,662
-73
-0.6% -$5.9K
HDMV icon
153
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$17.8M
$913K 0.1%
26,339
+301
+1% +$10.6K
JNJ icon
154
Johnson & Johnson
JNJ
$625B
$913K 0.1%
4,921
+422
+9% +$72.3K
GAL icon
155
State Street Global Allocation ETF
GAL
$313M
$909K 0.1%
18,498
-8,363
-31% -$401K
ROK icon
156
Rockwell Automation
ROK
$49B
$907K 0.1%
2,596
– –
XMHQ icon
157
Invesco S&P MidCap Quality ETF
XMHQ
$5.63B
$902K 0.1%
8,597
+422
+5% +$43.4K
IVE icon
158
iShares S&P 500 Value ETF
IVE
$49.8B
$894K 0.1%
4,331
+317
+8% +$63.7K
KORP icon
159
American Century Diversified Corporate Bond ETF
KORP
$883M
$893K 0.1%
18,770
-3,971
-17% -$187K
DIS icon
160
Walt Disney
DIS
$181B
$887K 0.1%
7,746
-111
-1% -$13.1K
VB icon
161
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$883K 0.1%
3,472
+26
+0.8% +$6.45K
XSHQ icon
162
Invesco S&P SmallCap Quality ETF
XSHQ
$322M
$883K 0.1%
20,521
+1,092
+6% +$46.6K
SO icon
163
Southern Company
SO
$107B
$881K 0.1%
9,296
-149
-2% -$13.9K
FLMI icon
164
Franklin Dynamic Municipal Bond ETF
FLMI
$2.33B
$879K 0.1%
35,467
+575
+2% +$14K
AMAT icon
165
Applied Materials
AMAT
$428B
$877K 0.1%
4,285
-31
-0.7% -$5.63K
XSMO icon
166
Invesco S&P SmallCap Momentum ETF
XSMO
$3.1B
$874K 0.1%
11,873
+742
+7% +$52.4K
OEF icon
167
iShares S&P 100 ETF
OEF
$20.6B
$869K 0.1%
2,611
+271
+12% +$86.2K
ORCL icon
168
Oracle
ORCL
$423B
$852K 0.09%
3,028
+448
+17% +$114K
PULS icon
169
PGIM Ultra Short Bond ETF
PULS
$18.3B
$848K 0.09%
17,010
-7,721
-31% -$384K
MCD icon
170
McDonald's
MCD
$195B
$843K 0.09%
2,774
+9
+0.3% +$2.74K
FCAL icon
171
First Trust California Municipal High income ETF
FCAL
$220M
$837K 0.09%
17,168
+9,980
+139% +$479K
AXON
172
Axon Enterprise
AXON
$46.4B
$837K 0.09%
1,166
+3
+0.3% +$2.28K
APO icon
173
Apollo Global Management
APO
$73.4B
$836K 0.09%
6,271
+465
+8% +$65.8K
FAD icon
174
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$594M
$830K 0.09%
5,168
-8
-0.2% -$1.22K
HYLS icon
175
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$826K 0.09%
19,649
+3,742
+24% +$157K
5 6
7
8 9

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PHS
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MAM
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KCM
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DAM
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PWA
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Golden State Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, Golden State Wealth Management held 1,702 positions worth $906M, up 10% from $822M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Golden State Wealth Management's Q3 2025 filing shows 134 new, 458 increased, 344 reduced and 41 closed positions. Its largest new stake was TIC Solutions Inc: 59,919 shares worth $798K. The largest sale was American Express Global Business Travel, an estimated $2.45M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Golden State Wealth Management's largest Q3 2025 buy was TIC Solutions Inc: 59,919 shares worth $798K.
  • Golden State Wealth Management added most to American Century US Quality Growth ETF in Q3 2025, an estimated $12.6M increase.
  • Golden State Wealth Management's biggest Q3 2025 reduction was First Trust Rising Dividend Achievers ETF, cutting an estimated $2.02M.
  • Golden State Wealth Management fully exited American Express Global Business Travel in Q3 2025, selling an estimated $2.45M.
  • Golden State Wealth Management's ten largest holdings make up 32% of its $906M portfolio in Q3 2025.
  • Golden State Wealth Management opened 134 new positions and closed 41 in Q3 2025.
  • Golden State Wealth Management's portfolio value rose 10% quarter-over-quarter to $906M.

Based on Golden State Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.