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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CQQQ icon
1076
Invesco China Technology ETF
CQQQ
$3.17B
– –
-1,900
Closed -$86K
CRNT icon
1077
Ceragon Networks
CRNT
$202M
$0 ﹤0.01%
50
-3,200
-98% -$8.41K
DAL icon
1078
Delta Air Lines
DAL
$60.5B
– –
-50
Closed -$2K
DD icon
1079
CALL
DuPont de Nemours
DD
$19.5B
– –
-8
Closed -$3K
DOCU
1080
DocuSign
DOCU
$10.9B
– –
-300
Closed -$14K
DXC icon
1081
DXC Technology
DXC
$1.77B
$0 ﹤0.01%
14
– –
EQT icon
1082
EQT Corp
EQT
$32.3B
$0 ﹤0.01%
7
– –
FCO
1083
DELISTED
abrdn Global Income Fund
FCO
$0 ﹤0.01%
54
– –
FNDA icon
1084
Schwab Fundamental US Small Company Index ETF
FNDA
$9.27B
$0 ﹤0.01%
+24
New +$449
FNDC icon
1085
Schwab Fundamental International Small Company Index ETF
FNDC
$3.12B
$0 ﹤0.01%
15
+9
+150% +$274
FNDF icon
1086
Schwab Fundamental International Large Company Index ETF
FNDF
$25.2B
$0 ﹤0.01%
+18
New +$488
FNX icon
1087
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.4B
– –
-10,690
Closed -$735K
FOXA icon
1088
Fox Class A
FOXA
$25.9B
$0 ﹤0.01%
6
-24
-80% -$831
FRA icon
1089
BlackRock Floating Rate Income Strategies Fund
FRA
$384M
$0 ﹤0.01%
7
– –
FTS icon
1090
Fortis
FTS
$28.6B
– –
-55
Closed -$2K
FYX icon
1091
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.39B
– –
-14,665
Closed -$901K
B
1092
Barrick Mining
B
$69.3B
$0 ﹤0.01%
25
– –
GOOS
1093
Canada Goose Holdings
GOOS
$837M
– –
-113
Closed -$4K
GS icon
1094
CALL
Goldman Sachs
GS
$301B
– –
-2
Closed -$1K
GTX icon
1095
Garrett Motion
GTX
$5.68B
$0 ﹤0.01%
34
-18
-35% -$221
HACK icon
1096
Amplify Cybersecurity ETF
HACK
$2.85B
– –
-250
Closed -$9K
HBI
1097
CALL
DELISTED
Hanesbrands
HBI
– –
-21
Closed -$2K
HUN icon
1098
Huntsman Corp
HUN
$1.78B
– –
-50
Closed -$1.03K
HYGH icon
1099
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$596M
– –
-9,489
Closed -$841K
PPLI
1100
People Inc
PPLI
$3.2B
– –
-140
Closed -$5K
42 43
44
45 46

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PWA
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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.