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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LSXMA
1051
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$1K ﹤0.01%
24
– –
TWOU
1052
DELISTED
2U Inc
TWOU
$1K ﹤0.01%
3
– –
PXD
1053
DELISTED
Pioneer Natural Resource Co.
PXD
$1K ﹤0.01%
6
– –
MDC
1054
DELISTED
M.D.C. Holdings, Inc.
MDC
$1K ﹤0.01%
30
+1
+3% +$35
RAD
1055
DELISTED
Rite Aid Corporation
RAD
$1K ﹤0.01%
175
– –
WWE
1056
DELISTED
World Wrestling Entertainment
WWE
$1K ﹤0.01%
10
– –
ASAP
1057
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$1K ﹤0.01%
50
– –
ZNGA
1058
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$1K ﹤0.01%
200
– –
ARNA
1059
DELISTED
Arena Pharmaceuticals Inc
ARNA
$1K ﹤0.01%
30
– –
FIT
1060
DELISTED
Fitbit, Inc. Class A common stock
FIT
$1K ﹤0.01%
300
+250
+500% +$929
WPX
1061
DELISTED
WPX Energy, Inc.
WPX
$1K ﹤0.01%
+100
New +$1.05K
AXAS
1062
DELISTED
Abraxas Petroleum Corp
AXAS
$1K ﹤0.01%
50
– –
LOGM
1063
DELISTED
LogMein, Inc.
LOGM
$1K ﹤0.01%
9
– –
DNR
1064
DELISTED
Denbury Resources, Inc.
DNR
$1K ﹤0.01%
800
– –
VSM
1065
DELISTED
Versum Materials, Inc.
VSM
$1K ﹤0.01%
12
– –
VIA
1066
DELISTED
Viacom Inc. Class A
VIA
$1K ﹤0.01%
50
– –
FUD
1067
DELISTED
E-TRACS UBS Bloomberg CMCI Food ETN
FUD
$1K ﹤0.01%
50
– –
ADNT icon
1068
Adient
ADNT
$1.48B
$0 ﹤0.01%
6
– –
ANET icon
1069
Arista Networks
ANET
$242B
– –
-2,560
Closed -$41K
ARKG icon
1070
ARK Genomic Revolution ETF
ARKG
$1.63B
– –
-450
Closed -$15K
ASIX icon
1071
AdvanSix
ASIX
$543M
$0 ﹤0.01%
12
-11
-48% -$267
BCS icon
1072
Barclays
BCS
$95B
– –
-1,721
Closed -$12K
CAH icon
1073
Cardinal Health
CAH
$55.7B
$0 ﹤0.01%
10
– –
CFG icon
1074
Citizens Financial Group
CFG
$30.5B
– –
-535
Closed -$18K
CLF icon
1075
Cleveland-Cliffs
CLF
$6.98B
– –
-2,010
Closed -$21K
41 42
43
44 45

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MAM
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KCM
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PWA
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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.