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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLPX icon
976
Global X MLP & Energy Infrastructure ETF
MLPX
$3.59B
$2K ﹤0.01%
+42
New +$1.56K
MSB
977
Mesabi Trust
MSB
$302M
$2K ﹤0.01%
80
– –
NGG icon
978
National Grid
NGG
$80.8B
$2K ﹤0.01%
49
– –
NUAG icon
979
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$95M
$2K ﹤0.01%
96
– –
NVT icon
980
nVent Electric
NVT
$26.4B
$2K ﹤0.01%
73
-22
-23% -$494
PAG icon
981
Penske Automotive Group
PAG
$14.2B
$2K ﹤0.01%
38
– –
PCM
982
PCM Fund
PCM
$70M
$2K ﹤0.01%
+200
New +$2.23K
QCLN icon
983
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$619M
$2K ﹤0.01%
94
– –
RLY icon
984
State Street Multi-Asset Real Return ETF
RLY
$1.27B
$2K ﹤0.01%
68
-1,392
-95% -$34.5K
SCHA icon
985
Schwab U.S Small- Cap ETF
SCHA
$22.8B
$2K ﹤0.01%
112
+16
+17% +$283
SMLF icon
986
iShares US Small Cap Equity Factor ETF
SMLF
$4.21B
$2K ﹤0.01%
46
– –
SRPT icon
987
Sarepta Therapeutics
SRPT
$1.77B
$2K ﹤0.01%
25
– –
SXC icon
988
SunCoke Energy
SXC
$815M
$2K ﹤0.01%
+318
New +$2.29K
TBT icon
989
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$314M
$2K ﹤0.01%
91
– –
TRC icon
990
Tejon Ranch
TRC
$444M
$2K ﹤0.01%
101
– –
WBS icon
991
Webster Financial
WBS
$12.8B
$2K ﹤0.01%
37
– –
WFC icon
992
CALL
Wells Fargo
WFC
$265B
$2K ﹤0.01%
18
– –
YUMC icon
993
Yum China
YUMC
$16.5B
$2K ﹤0.01%
53
– –
ZION icon
994
Zions Bancorporation
ZION
$10.3B
$2K ﹤0.01%
51
+1
+2% +$43
LSXMK
995
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$2K ﹤0.01%
72
– –
NBEV
996
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
$2K ﹤0.01%
650
– –
JAX
997
DELISTED
J. Alexander's Holdings, Inc.
JAX
$2K ﹤0.01%
147
– –
MIE
998
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$2K ﹤0.01%
221
– –
NBL
999
DELISTED
Noble Energy, Inc.
NBL
$2K ﹤0.01%
76
– –
ZN
1000
DELISTED
Zion Oil & Gas, Inc.
ZN
$2K ﹤0.01%
6,228
– –
38 39
40
41 42

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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.