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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
K
926
DELISTED
Kellanova
K
$3K ﹤0.01%
53
– –
KDP icon
927
Keurig Dr Pepper
KDP
$41.3B
$3K ﹤0.01%
115
+1
+0.9% +$28
KTB icon
928
Kontoor Brands
KTB
$4.36B
$3K ﹤0.01%
76
– –
LUMN icon
929
Lumen
LUMN
$6.09B
$3K ﹤0.01%
264
– –
PARA
930
DELISTED
Paramount Global Class B
PARA
$3K ﹤0.01%
81
– –
PNR icon
931
Pentair
PNR
$11.2B
$3K ﹤0.01%
72
-22
-23% -$818
QTEC icon
932
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.75B
$3K ﹤0.01%
30
– –
RRR icon
933
Red Rock Resorts
RRR
$3.68B
$3K ﹤0.01%
142
– –
SPLB icon
934
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.16B
$3K ﹤0.01%
90
– –
SPOT icon
935
Spotify
SPOT
$97.7B
$3K ﹤0.01%
30
– –
SYF icon
936
Synchrony
SYF
$25.6B
$3K ﹤0.01%
102
-98
-49% -$3.36K
TAP icon
937
Molson Coors Class B
TAP
$7.95B
$3K ﹤0.01%
48
– –
TLK icon
938
Telkom Indonesia
TLK
$14.8B
$3K ﹤0.01%
112
– –
TWLO icon
939
Twilio
TWLO
$29.3B
$3K ﹤0.01%
25
-1,060
-98% -$137K
UBX
940
DELISTED
Unity Biotechnology
UBX
$3K ﹤0.01%
50
– –
VIAV icon
941
Viavi Solutions
VIAV
$10B
$3K ﹤0.01%
193
+100
+108% +$1.42K
VNQI icon
942
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$3K ﹤0.01%
+45
New +$2.63K
VOD icon
943
Vodafone
VOD
$37B
$3K ﹤0.01%
147
-514
-78% -$9.31K
VTIP icon
944
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$3K ﹤0.01%
68
+1
+1% +$49
WPM icon
945
Wheaton Precious Metals
WPM
$56.9B
$3K ﹤0.01%
100
– –
WWD icon
946
Woodward
WWD
$21.6B
$3K ﹤0.01%
25
– –
XHR
947
Xenia Hotels & Resorts
XHR
$1.82B
$3K ﹤0.01%
140
– –
YCBD icon
948
cbdMD
YCBD
$5.94M
$3K ﹤0.01%
2
-1
-33% -$1.6K
YOLO icon
949
AdvisorShares Pure Cannabis ETF
YOLO
$30.2M
$3K ﹤0.01%
+175
New +$3.41K
PBCT
950
DELISTED
People's United Financial Inc
PBCT
$3K ﹤0.01%
173
– –
36 37
38
39 40

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MAM
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KCM
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PWA
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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.