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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPM
876
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$5K ﹤0.01%
600
– –
ABBV icon
877
CALL
AbbVie
ABBV
$431B
$4K ﹤0.01%
7
– –
ARKQ icon
878
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.02B
$4K ﹤0.01%
132
– –
CFR icon
879
Cullen/Frost Bankers
CFR
$10.2B
$4K ﹤0.01%
48
– –
CRON
880
Cronos Group
CRON
$1.15B
$4K ﹤0.01%
400
– –
CVS icon
881
CALL
CVS Health
CVS
$123B
$4K ﹤0.01%
7
– –
EEMV icon
882
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.52B
$4K ﹤0.01%
77
– –
ERIC icon
883
Ericsson
ERIC
$33.3B
$4K ﹤0.01%
450
– –
EWU icon
884
iShares MSCI United Kingdom ETF
EWU
$4.13B
$4K ﹤0.01%
+128
New +$3.99K
FNDE icon
885
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.76B
$4K ﹤0.01%
+151
New +$4.18K
FXI icon
886
iShares China Large-Cap ETF
FXI
$4.29B
$4K ﹤0.01%
106
– –
GDX icon
887
VanEck Gold Miners ETF
GDX
$25.6B
$4K ﹤0.01%
132
-405
-75% -$11.3K
HES
888
DELISTED
Hess
HES
$4K ﹤0.01%
60
– –
HSBC icon
889
HSBC
HSBC
$352B
$4K ﹤0.01%
104
– –
HUM icon
890
Humana
HUM
$44.1B
$4K ﹤0.01%
15
– –
IAU icon
891
iShares Gold Trust
IAU
$66B
$4K ﹤0.01%
143
-2,592
-95% -$73.1K
BRSL
892
Brightstar Lottery PLC
BRSL
$2.03B
$4K ﹤0.01%
300
– –
ILCG icon
893
iShares Morningstar Growth ETF
ILCG
$3.24B
$4K ﹤0.01%
100
– –
JPM icon
894
CALL
JPMorgan Chase
JPM
$947B
$4K ﹤0.01%
13
– –
KBE icon
895
State Street SPDR S&P Bank ETF
KBE
$1.66B
$4K ﹤0.01%
100
– –
NTCT icon
896
NETSCOUT
NTCT
$2.92B
$4K ﹤0.01%
160
– –
PBR icon
897
Petrobras
PBR
$119B
$4K ﹤0.01%
251
+1
+0.4% +$15
PWR icon
898
Quanta Services
PWR
$100B
$4K ﹤0.01%
100
– –
QEMM icon
899
State Street SPDR MSCI Emerging Markets StrategicFactors ETF
QEMM
$55.7M
$4K ﹤0.01%
70
-1,220
-95% -$70K
SCHP icon
900
Schwab US TIPS ETF
SCHP
$16.3B
$4K ﹤0.01%
140
+22
+19% +$624
34 35
36
37 38

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PHS
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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.