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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLB icon
851
Dolby
DLB
$5.71B
$5K ﹤0.01%
73
+1
+1% +$63
DSU icon
852
BlackRock Debt Strategies Fund
DSU
$593M
$5K ﹤0.01%
500
– –
DY icon
853
Dycom Industries
DY
$12B
$5K ﹤0.01%
100
– –
EIS icon
854
iShares MSCI Israel ETF
EIS
$888M
$5K ﹤0.01%
89
– –
GEN icon
855
Gen Digital
GEN
$16.8B
$5K ﹤0.01%
214
– –
GNSS icon
856
Genasys
GNSS
$80.2M
$5K ﹤0.01%
1,380
– –
HIMX
857
Himax Technologies
HIMX
$2.4B
$5K ﹤0.01%
2,000
– –
IHI icon
858
iShares US Medical Devices ETF
IHI
$3.36B
$5K ﹤0.01%
+120
New +$4.91K
IYG icon
859
iShares US Financial Services ETF
IYG
$2.21B
$5K ﹤0.01%
114
– –
KBR icon
860
KBR
KBR
$4.74B
$5K ﹤0.01%
201
– –
MRSH
861
Marsh
MRSH
$92.2B
$5K ﹤0.01%
46
– –
MUFG icon
862
Mitsubishi UFJ Financial
MUFG
$254B
$5K ﹤0.01%
1,000
– –
NBIX icon
863
Neurocrine Biosciences
NBIX
$16.2B
$5K ﹤0.01%
54
-946
-95% -$88.4K
NKE icon
864
CALL
Nike
NKE
$62.3B
$5K ﹤0.01%
11
– –
PBJ icon
865
Invesco Food & Beverage ETF
PBJ
$107M
$5K ﹤0.01%
150
– –
RF icon
866
Regions Financial
RF
$26.8B
$5K ﹤0.01%
309
– –
SCHM icon
867
Schwab US Mid-Cap ETF
SCHM
$14.9B
$5K ﹤0.01%
279
– –
STT icon
868
State Street
STT
$50.8B
$5K ﹤0.01%
90
– –
USO icon
869
United States Oil Fund
USO
$1.86B
$5K ﹤0.01%
50
– –
USRT icon
870
iShares Core US REIT ETF
USRT
$4.6B
$5K ﹤0.01%
88
+2
+2% +$108
FIF
871
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$5K ﹤0.01%
300
– –
CTXS
872
DELISTED
Citrix Systems Inc
CTXS
$5K ﹤0.01%
56
+1
+2% +$96
GSS
873
DELISTED
Golden Star Resources Ltd.
GSS
$5K ﹤0.01%
1,600
– –
TIF
874
DELISTED
Tiffany & Co.
TIF
$5K ﹤0.01%
50
– –
AMTD
875
DELISTED
TD Ameritrade Holding Corp
AMTD
$5K ﹤0.01%
100
– –
33 34
35
36 37

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MAM
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KCM
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MIA
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PWA
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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.