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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOF icon
826
Guggenheim Strategic Opportunities Fund
GOF
$2.24B
$6K ﹤0.01%
300
– –
HBI
827
DELISTED
Hanesbrands
HBI
$6K ﹤0.01%
419
-2,095
-83% -$31.9K
HCA icon
828
HCA Healthcare
HCA
$88.5B
$6K ﹤0.01%
48
– –
IYZ icon
829
iShares US Telecommunications ETF
IYZ
$1.25B
$6K ﹤0.01%
200
– –
KPRX icon
830
Kiora Pharmaceuticals
KPRX
$11.3M
$6K ﹤0.01%
5
– –
MDU icon
831
MDU Resources
MDU
$4.34B
$6K ﹤0.01%
605
+460
+317% +$4.7K
MHK icon
832
Mohawk Industries
MHK
$8.97B
$6K ﹤0.01%
45
– –
PBE icon
833
Invesco Biotechnology & Genome ETF
PBE
$287M
$6K ﹤0.01%
120
– –
QYLD icon
834
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.24B
$6K ﹤0.01%
279
+6
+2% +$137
SIRI icon
835
SiriusXM
SIRI
$10.1B
$6K ﹤0.01%
104
– –
SKM icon
836
SK Telecom
SKM
$13.7B
$6K ﹤0.01%
171
– –
TAK icon
837
Takeda Pharmaceutical
TAK
$54.4B
$6K ﹤0.01%
377
– –
TLRY icon
838
Tilray
TLRY
$605M
$6K ﹤0.01%
26
+10
+63% +$3.65K
UNM icon
839
Unum
UNM
$14.2B
$6K ﹤0.01%
204
– –
UTG icon
840
Reaves Utility Income Fund
UTG
$3.58B
$6K ﹤0.01%
174
-512
-75% -$18.7K
WDC icon
841
Western Digital
WDC
$156B
$6K ﹤0.01%
131
+1
+0.8% +$43
WU icon
842
Western Union
WU
$2.23B
$6K ﹤0.01%
253
– –
XLRE icon
843
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.56B
$6K ﹤0.01%
164
-26
-14% -$998
YUM icon
844
Yum! Brands
YUM
$41.6B
$6K ﹤0.01%
53
– –
TELL
845
DELISTED
Tellurian Inc.
TELL
$6K ﹤0.01%
+750
New +$5.38K
AAP icon
846
Advance Auto Parts
AAP
$3.49B
$5K ﹤0.01%
31
– –
ALC icon
847
Alcon
ALC
$33.9B
$5K ﹤0.01%
90
– –
APD icon
848
Air Products & Chemicals
APD
$66.8B
$5K ﹤0.01%
24
– –
APPN icon
849
Appian
APPN
$2.23B
$5K ﹤0.01%
100
– –
COPX icon
850
Global X Copper Miners ETF NEW
COPX
$7.98B
$5K ﹤0.01%
310
– –
32 33
34
35 36

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PHS
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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.