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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNKO icon
751
Funko
FNKO
$295M
$10K ﹤0.01%
500
-450
-47% -$10.4K
IMCB icon
752
iShares Morningstar Mid-Cap ETF
IMCB
$1.69B
$10K ﹤0.01%
200
– –
IQDF icon
753
FlexShares International Quality Dividend Index Fund
IQDF
$1.16B
$10K ﹤0.01%
459
+70
+18% +$1.57K
KWEB icon
754
KraneShares CSI China Internet ETF
KWEB
$5.62B
$10K ﹤0.01%
250
– –
LEG icon
755
Leggett & Platt
LEG
$1.31B
$10K ﹤0.01%
246
– –
NKX icon
756
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$655M
$10K ﹤0.01%
656
– –
RIO icon
757
Rio Tinto
RIO
$162B
$10K ﹤0.01%
200
– –
SSBI icon
758
Summit State Bank
SSBI
$90.1M
$10K ﹤0.01%
934
– –
TFLO icon
759
iShares Treasury Floating Rate Bond ETF
TFLO
$6.64B
$10K ﹤0.01%
200
– –
TSN icon
760
Tyson Foods
TSN
$20.6B
$10K ﹤0.01%
114
– –
ACWX icon
761
iShares MSCI ACWI ex US ETF
ACWX
$11.7B
$9K ﹤0.01%
194
– –
AIVL icon
762
WisdomTree US AI Enhanced Value Fund
AIVL
$433M
$9K ﹤0.01%
100
– –
ARKW icon
763
ARK Web x.0 ETF
ARKW
$1.71B
$9K ﹤0.01%
178
– –
ASML icon
764
ASML
ASML
$655B
$9K ﹤0.01%
36
– –
BFH icon
765
Bread Financial
BFH
$4.44B
$9K ﹤0.01%
88
– –
BOX icon
766
Box
BOX
$4.41B
$9K ﹤0.01%
550
– –
GRPM icon
767
Invesco S&P MidCap 400 GARP ETF
GRPM
$498M
$9K ﹤0.01%
144
– –
HWM icon
768
Howmet Aerospace
HWM
$116B
$9K ﹤0.01%
449
– –
PDX
769
PIMCO Dynamic Income Strategy Fund
PDX
$966M
$9K ﹤0.01%
+500
New +$9.42K
REM icon
770
iShares Mortgage Real Estate ETF
REM
$535M
$9K ﹤0.01%
202
+100
+98% +$4.22K
XHB icon
771
State Street SPDR S&P Homebuilders ETF
XHB
$1.53B
$9K ﹤0.01%
198
– –
ZEN
772
DELISTED
ZENDESK INC
ZEN
$9K ﹤0.01%
125
– –
SHI
773
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
$9K ﹤0.01%
300
– –
BBL
774
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$9K ﹤0.01%
200
+1
+0.5% +$46
AOA icon
775
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.26B
$8K ﹤0.01%
139
– –
29 30
31
32 33

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PHS
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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.