We are live on ! Find out more
GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+22.89%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$312M
AUM Growth
+$85M
Cap. Flow
+$55.8M
Cap. Flow %
17.89%
Top 10 Hldgs %
52.97%
Holding
1,040
New
20
Increased
152
Reduced
24
Closed
836

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$65.8M
2
QCLN icon
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
+$19.1M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.2M
4
IDU icon
iShares US Utilities ETF
IDU
+$6.38M
5
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$6.3M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.2M
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$6.31M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.04M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$4.87M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Consumer Discretionary 4.76%
3 Financials 4.73%
4 Communication Services 3.52%
5 Healthcare 2.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCL icon
726
Royal Caribbean
RCL
$85.6B
– –
-861
Closed -$28K
RDFN
727
DELISTED
Redfin
RDFN
– –
-163
Closed -$3K
RDVY icon
728
First Trust Rising Dividend Achievers ETF
RDVY
$25.6B
– –
-18,537
Closed -$475K
REGL icon
729
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.82B
– –
-870
Closed -$39K
REGN icon
730
Regeneron Pharmaceuticals
REGN
$80.8B
– –
-300
Closed -$146K
REM icon
731
iShares Mortgage Real Estate ETF
REM
$548M
– –
-202
Closed -$4K
REZI icon
732
Resideo Technologies
REZI
$3.95B
– –
-53
Closed –
RF icon
733
Regions Financial
RF
$26.8B
– –
-1,084
Closed -$10K
RGLD icon
734
Royal Gold
RGLD
$19.5B
– –
-150
Closed -$13K
RIG icon
735
Transocean
RIG
$5.82B
– –
-52
Closed –
RIO icon
736
Rio Tinto
RIO
$164B
– –
-200
Closed -$9K
RITM icon
737
Rithm Capital
RITM
$5.69B
– –
-6,602
Closed -$33K
RLY icon
738
State Street Multi-Asset Real Return ETF
RLY
$1.28B
– –
-147
Closed -$3K
RMR icon
739
The RMR Group
RMR
$332M
– –
-8
Closed –
RNP icon
740
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
– –
-6
Closed –
ROP icon
741
Roper Technologies
ROP
$39.8B
– –
-5
Closed -$2K
ROSC icon
742
Hartford Multifactor Small Cap ETF
ROSC
$62.5M
– –
-1,000
Closed -$21K
ROUS icon
743
Hartford Multifactor US Equity ETF
ROUS
$717M
– –
-602
Closed -$16K
RRR icon
744
Red Rock Resorts
RRR
$3.62B
– –
-142
Closed -$1K
RSP icon
745
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
– –
-5,500
Closed -$462K
RWO icon
746
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
– –
-730
Closed -$26K
RWT
747
Redwood Trust
RWT
$594M
– –
-1,058
Closed -$5K
SAGE
748
DELISTED
Sage Therapeutics
SAGE
– –
-95
Closed -$3K
SAM icon
749
Boston Beer
SAM
$1.92B
– –
-10
Closed -$4K
SBSW icon
750
Sibanye-Stillwater
SBSW
$7.53B
– –
-118
Closed -$1K
28 29
30
31 32

Similar funds

DAM
Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return
PHS
PFM Health Sciences San Francisco, California $1.1B AUM 57.92% 1-Year Est. Return
MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return
DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q2 2020 Portfolio in Review

As of Q2 2020, Golden State Wealth Management held 1,040 positions worth $312M, up 37% from $227M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Golden State Wealth Management deployed $55.8M of net new capital in Q2 2020, opening 20 new positions and adding to 152 existing holdings. Its largest new stake was FS KKR Capital Corp. II: 79,682 shares worth $1.03M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 6.9% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $31.9M trimmed.

  • Golden State Wealth Management's largest Q2 2020 buy was FS KKR Capital Corp. II: 79,682 shares worth $1.03M.
  • Golden State Wealth Management added most to iShares Core S&P Mid-Cap ETF in Q2 2020, an estimated $65.8M increase.
  • Golden State Wealth Management's biggest Q2 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $31.9M.
  • Golden State Wealth Management fully exited iShares Core S&P 500 ETF in Q2 2020, selling an estimated $16.2M.
  • Golden State Wealth Management's ten largest holdings make up 53% of its $312M portfolio in Q2 2020.
  • Golden State Wealth Management opened 20 new positions and closed 836 in Q2 2020.
  • Golden State Wealth Management's portfolio value rose 37% quarter-over-quarter to $312M.

Based on Golden State Wealth Management's 13F filing for Q2 2020, filed 11 Aug 2020.