We are live on ! Find out more
GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DWM icon
726
WisdomTree International Equity Fund
DWM
$691M
$11K ﹤0.01%
214
+1
+0.5% +$50
ELD icon
727
WisdomTree Emerging Markets Local Debt Fund
ELD
$142M
$11K ﹤0.01%
319
– –
EMO
728
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.01B
$11K ﹤0.01%
245
– –
LNC icon
729
Lincoln National
LNC
$8.93B
$11K ﹤0.01%
182
– –
MLM icon
730
Martin Marietta Materials
MLM
$32.3B
$11K ﹤0.01%
41
– –
MOMO
731
Hello Group
MOMO
$855M
$11K ﹤0.01%
350
– –
NVO
732
CALL
Novo Nordisk
NVO
$203B
$11K ﹤0.01%
46
– –
SCHH icon
733
Schwab US REIT ETF
SCHH
$11.4B
$11K ﹤0.01%
476
+466
+4,660% +$10.7K
SJM icon
734
J.M. Smucker
SJM
$12.7B
$11K ﹤0.01%
100
– –
SYK icon
735
Stryker
SYK
$129B
$11K ﹤0.01%
50
– –
WEC icon
736
WEC Energy
WEC
$35.2B
$11K ﹤0.01%
118
+40
+51% +$3.6K
WHR icon
737
Whirlpool
WHR
$2.8B
$11K ﹤0.01%
72
– –
XRAY icon
738
Dentsply Sirona
XRAY
$2.64B
$11K ﹤0.01%
200
– –
GRUB
739
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$11K ﹤0.01%
95
– –
IPOA.U
740
DELISTED
Social Capital Hedosophia Holdings Corp.
IPOA.U
$11K ﹤0.01%
1,000
– –
AAOI icon
741
Applied Optoelectronics
AAOI
$9.97B
$10K ﹤0.01%
925
-1,750
-65% -$17.5K
ADM icon
742
Archer Daniels Midland
ADM
$37.4B
$10K ﹤0.01%
250
– –
AFL icon
743
Aflac
AFL
$64.5B
$10K ﹤0.01%
200
– –
ALGN icon
744
Align Technology
ALGN
$12B
$10K ﹤0.01%
54
-305
-85% -$63.4K
BIDU icon
745
Baidu
BIDU
$37.1B
$10K ﹤0.01%
+100
New +$10.7K
DBX icon
746
Dropbox
DBX
$8.06B
$10K ﹤0.01%
+507
New +$10.8K
DHR icon
747
Danaher
DHR
$141B
$10K ﹤0.01%
79
– –
DLS icon
748
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
$10K ﹤0.01%
150
– –
ETSY icon
749
Etsy
ETSY
$7.55B
$10K ﹤0.01%
170
– –
ETV
750
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.75B
$10K ﹤0.01%
657
+10
+2% +$149
28 29
30
31 32

Similar funds

DAM
Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return
PHS
PFM Health Sciences San Francisco, California $1.1B AUM 57.92% 1-Year Est. Return
MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return
DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.