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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCIJ
676
DELISTED
Global X Scientific Beta Japan ETF
SCIJ
$15K ﹤0.01%
550
– –
CHY
677
Calamos Convertible and High Income Fund
CHY
$1.05B
$14K ﹤0.01%
1,250
– –
CIBR icon
678
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.2B
$14K ﹤0.01%
500
– –
FCX icon
679
Freeport-McMoran
FCX
$96.7B
$14K ﹤0.01%
1,508
+304
+25% +$3.12K
HIX
680
Western Asset High Income Fund II
HIX
$355M
$14K ﹤0.01%
2,056
– –
IDOG icon
681
ALPS International Sector Dividend Dogs ETF
IDOG
$555M
$14K ﹤0.01%
534
+4
+0.8% +$102
KR icon
682
Kroger
KR
$34.5B
$14K ﹤0.01%
545
– –
MAR icon
683
Marriott International
MAR
$93.4B
$14K ﹤0.01%
114
– –
NIO icon
684
NIO
NIO
$11.9B
$14K ﹤0.01%
9,175
-6,500
-41% -$19.9K
PRF icon
685
Invesco FTSE RAFI US 1000 ETF
PRF
$9.99B
$14K ﹤0.01%
595
– –
XMLV icon
686
Invesco S&P MidCap Low Volatility ETF
XMLV
$747M
$14K ﹤0.01%
270
-88
-25% -$4.56K
DG icon
687
Dollar General
DG
$27.9B
$13K ﹤0.01%
80
+40
+100% +$5.79K
EFAV icon
688
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$13K ﹤0.01%
182
– –
FAST icon
689
Fastenal
FAST
$59B
$13K ﹤0.01%
800
– –
IMTB icon
690
iShares Core 5-10 Year USD Bond ETF
IMTB
$276M
$13K ﹤0.01%
256
+1
+0.4% +$51
IYE icon
691
iShares US Energy ETF
IYE
$1.71B
$13K ﹤0.01%
400
– –
JBLU icon
692
JetBlue
JBLU
$2.27B
$13K ﹤0.01%
794
– –
LIT icon
693
Global X Lithium & Battery Tech ETF
LIT
$1.59B
$13K ﹤0.01%
534
– –
PBT
694
Permian Basin Royalty Trust
PBT
$1.47B
$13K ﹤0.01%
2,446
– –
PPG icon
695
PPG Industries
PPG
$26.5B
$13K ﹤0.01%
109
-4
-4% -$461
PPL
696
PPL Corp
PPL
$26.6B
$13K ﹤0.01%
400
– –
QUS icon
697
State Street SPDR MSCI USA StrategicFactors ETF
QUS
$1.58B
$13K ﹤0.01%
147
-2,770
-95% -$243K
STLD icon
698
Steel Dynamics
STLD
$37.1B
$13K ﹤0.01%
423
-203
-32% -$5.99K
SYY icon
699
Sysco
SYY
$40B
$13K ﹤0.01%
160
+40
+33% +$2.94K
WH icon
700
Wyndham Hotels & Resorts
WH
$5.51B
$13K ﹤0.01%
250
– –
26 27
28
29 30

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KCM
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PWA
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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.