We are live on ! Find out more
GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MXIM
651
DELISTED
Maxim Integrated Products
MXIM
$17K 0.01%
300
+200
+200% +$11.6K
AON icon
652
Aon
AON
$76B
$16K 0.01%
84
– –
CPRX
653
DELISTED
Catalyst Pharmaceutical
CPRX
$16K 0.01%
3,000
-3,000
-50% -$16K
EMHY icon
654
iShares JPMorgan EM High Yield Bond ETF
EMHY
$627M
$16K 0.01%
335
+80
+31% +$3.76K
HPE icon
655
Hewlett Packard
HPE
$68.8B
$16K 0.01%
1,073
– –
JNK icon
656
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$16K 0.01%
146
– –
LRGF icon
657
iShares US Equity Factor ETF
LRGF
$3.7B
$16K 0.01%
493
– –
NUE icon
658
Nucor
NUE
$61.1B
$16K 0.01%
313
-1,499
-83% -$78.3K
OC icon
659
Owens Corning
OC
$12.3B
$16K 0.01%
250
-150
-38% -$8.59K
PSEC icon
660
Prospect Capital
PSEC
$1.13B
$16K 0.01%
2,450
– –
ADEA icon
661
Adeia
ADEA
$3.1B
$15K ﹤0.01%
2,737
-3,988
-59% -$21.3K
AVB icon
662
AvalonBay Communities
AVB
$26.7B
$15K ﹤0.01%
69
– –
AVK
663
Advent Convertible and Income Fund
AVK
$563M
$15K ﹤0.01%
1,054
– –
BUD icon
664
AB InBev
BUD
$166B
$15K ﹤0.01%
+153
New +$14.5K
CRWD icon
665
CrowdStrike
CRWD
$219B
$15K ﹤0.01%
1,000
– –
DOC icon
666
Healthpeak Properties
DOC
$14.7B
$15K ﹤0.01%
426
– –
EWX icon
667
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$690M
$15K ﹤0.01%
346
-87
-20% -$3.84K
FLRN icon
668
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.09B
$15K ﹤0.01%
500
– –
IYT icon
669
iShares US Transportation ETF
IYT
$2.29B
$15K ﹤0.01%
324
– –
LITE icon
670
Lumentum
LITE
$69.3B
$15K ﹤0.01%
288
+20
+7% +$1.13K
RSPU icon
671
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$527M
$15K ﹤0.01%
280
– –
VGSH icon
672
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$15K ﹤0.01%
+250
New +$15.2K
VRNT
673
DELISTED
Verint Systems
VRNT
$15K ﹤0.01%
697
– –
WOLF icon
674
Wolfspeed
WOLF
$1.55B
$15K ﹤0.01%
301
-100
-25% -$5.44K
TWTR
675
DELISTED
Twitter, Inc.
TWTR
$15K ﹤0.01%
361
-1,840
-84% -$75.2K
25 26
27
28 29

Similar funds

DAM
Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return
PHS
PFM Health Sciences San Francisco, California $1.1B AUM 57.92% 1-Year Est. Return
MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return
DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.