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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NDAQ icon
576
Nasdaq
NDAQ
$53.3B
$25K 0.01%
750
– –
PCAR icon
577
PACCAR
PCAR
$69.8B
$25K 0.01%
534
+1
+0.2% +$46
SCHO icon
578
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$25K 0.01%
1,000
– –
SCZ icon
579
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$25K 0.01%
444
+103
+30% +$5.82K
XSOE icon
580
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.08B
$25K 0.01%
914
+12
+1% +$336
Z icon
581
Zillow
Z
$7.51B
$25K 0.01%
830
– –
CNNE icon
582
Cannae Holdings
CNNE
$647M
$24K 0.01%
857
– –
GILD icon
583
Gilead Sciences
GILD
$166B
$24K 0.01%
374
-272
-42% -$17.8K
ICE icon
584
Intercontinental Exchange
ICE
$85.1B
$24K 0.01%
256
– –
ORLY icon
585
O'Reilly Automotive
ORLY
$76.5B
$24K 0.01%
915
– –
SPH icon
586
Suburban Propane Partners
SPH
$1.18B
$24K 0.01%
1,000
– –
TT icon
587
Trane Technologies
TT
$106B
$24K 0.01%
196
-411
-68% -$50.2K
UA icon
588
Under Armour Class C
UA
$2.54B
$24K 0.01%
1,347
-325
-19% -$6.41K
AGN
589
DELISTED
Allergan plc
AGN
$24K 0.01%
142
+1
+0.7% +$163
ABM icon
590
ABM Industries
ABM
$2.86B
$23K 0.01%
625
– –
ALLE icon
591
Allegion
ALLE
$14.5B
$23K 0.01%
227
-299
-57% -$30.5K
INGR icon
592
Ingredion
INGR
$6.58B
$23K 0.01%
286
+2
+0.7% +$159
PKG icon
593
Packaging Corp of America
PKG
$22.8B
$23K 0.01%
219
+1
+0.5% +$101
ROUS icon
594
Hartford Multifactor US Equity ETF
ROUS
$716M
$23K 0.01%
701
+501
+251% +$15.9K
THW
595
abrdn World Healthcare Fund
THW
$551M
$23K 0.01%
1,746
-186
-10% -$2.47K
UGI icon
596
UGI
UGI
$7.41B
$23K 0.01%
+450
New +$22.5K
DGRS icon
597
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$415M
$22K 0.01%
632
– –
EMLC icon
598
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.83B
$22K 0.01%
664
+82
+14% +$2.77K
ET icon
599
Energy Transfer Partners
ET
$70B
$22K 0.01%
1,688
-135
-7% -$1.88K
NEE icon
600
NextEra Energy
NEE
$178B
$22K 0.01%
380
+52
+16% +$2.81K
22 23
24
25 26

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MAM
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KCM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.