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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTW icon
551
Manitowoc
MTW
$681M
$29K 0.01%
+2,300
New +$34.7K
SHY icon
552
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$29K 0.01%
345
+2
+0.6% +$169
SPLK
553
DELISTED
Splunk Inc
SPLK
$29K 0.01%
245
-1,755
-88% -$219K
RTL
554
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$29K 0.01%
2,088
– –
PEI
555
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$29K 0.01%
333
– –
BOND icon
556
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.46B
$28K 0.01%
255
– –
HYLB icon
557
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.48B
$28K 0.01%
693
+13
+2% +$520
KIM icon
558
Kimco Realty
KIM
$16.5B
$28K 0.01%
+1,321
New +$25.1K
VIOV icon
559
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.89B
$28K 0.01%
432
+2
+0.5% +$127
BSV icon
560
Vanguard Short-Term Bond ETF
BSV
$44.6B
$27K 0.01%
333
+21
+7% +$1.69K
FAF icon
561
First American
FAF
$7.63B
$27K 0.01%
453
– –
SYSB
562
iShares Systematic Bond ETF
SYSB
$1.17B
$27K 0.01%
271
– –
JCI icon
563
Johnson Controls International
JCI
$92.6B
$27K 0.01%
615
+2
+0.3% +$85
MGK icon
564
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34B
$27K 0.01%
1,000
-10,095
-91% -$267K
VOX icon
565
Vanguard Communication Services ETF
VOX
$5.76B
$27K 0.01%
312
– –
FDM icon
566
First Trust Dow Jones Select MicroCap Index Fund
FDM
$271M
$26K 0.01%
565
– –
HAL icon
567
Halliburton
HAL
$26.8B
$26K 0.01%
1,353
+666
+97% +$13.8K
SPG icon
568
Simon Property Group
SPG
$71.9B
$26K 0.01%
169
+1
+0.6% +$156
SU icon
569
Suncor Energy
SU
$70.8B
$26K 0.01%
810
+293
+57% +$8.81K
VDE icon
570
Vanguard Energy ETF
VDE
$9.79B
$26K 0.01%
338
-1,542
-82% -$123K
XBI icon
571
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$26K 0.01%
335
– –
CE icon
572
Celanese
CE
$4.87B
$25K 0.01%
+201
New +$22.6K
EBAY icon
573
eBay
EBAY
$49.8B
$25K 0.01%
638
-130
-17% -$5.21K
HEDJ icon
574
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$25K 0.01%
740
– –
HEFA icon
575
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.69B
$25K 0.01%
850
+265
+45% +$7.74K
21 22
23
24 25

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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.