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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.01%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$906M
AUM Growth
+$84.4M
Cap. Flow
+$24.9M
Cap. Flow %
2.75%
Top 10 Hldgs %
32.17%
Holding
1,702
New
134
Increased
458
Reduced
344
Closed
41

Top Buys

Rank Stock Value
1
QGRO icon
American Century US Quality Growth ETF
QGRO
+$12.6M
2
BBUS icon
JPMorgan BetaBuilders US Equity ETF
BBUS
+$9.42M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$2.18M
4
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$1.87M
5
NVDA icon
NVIDIA
NVDA
+$1.63M

Top Sells

Rank Stock Value
1
GBTG icon
American Express Global Business Travel
GBTG
+$2.45M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$2.02M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$1.71M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$1.48M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 11.5%
2 Consumer Discretionary 4.3%
3 Financials 3.56%
4 Communication Services 3.32%
5 Industrials 2.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGT icon
526
Target
TGT
$68B
$92.6K 0.01%
1,032
+365
+55% +$35.9K
CL icon
527
Colgate-Palmolive
CL
$74.4B
$91.9K 0.01%
1,149
+1,006
+703% +$85.8K
GSLC icon
528
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16B
$91.5K 0.01%
702
– –
QRVO icon
529
Qorvo
QRVO
$8.74B
$91.4K 0.01%
1,004
+10
+1% +$890
SMB icon
530
VanEck Short Muni ETF
SMB
$314M
$91.2K 0.01%
5,236
-2,311
-31% -$40.1K
NVS icon
531
Novartis
NVS
$297B
$91K 0.01%
710
– –
SNPS icon
532
Synopsys
SNPS
$79.7B
$90.8K 0.01%
184
+7
+4% +$3.96K
CEV
533
Eaton Vance California Municipal Income Trust
CEV
$73.6M
$90.7K 0.01%
9,000
– –
DAPP icon
534
VanEck Digital Transformation ETF
DAPP
$230M
$90.2K 0.01%
4,147
-62
-1% -$1.14K
TLH icon
535
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$90K 0.01%
873
+339
+63% +$34.3K
DFP
536
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$89.4K 0.01%
4,131
+67
+2% +$1.41K
KR icon
537
Kroger
KR
$34.8B
$89K 0.01%
1,320
+35
+3% +$2.44K
BUD icon
538
AB InBev
BUD
$165B
$88.4K 0.01%
1,483
-371
-20% -$23.3K
IP icon
539
International Paper
IP
$22B
$87.4K 0.01%
1,883
– –
IWS icon
540
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$87.2K 0.01%
624
– –
PFLT icon
541
PennantPark Floating Rate Capital
PFLT
$746M
$86.7K 0.01%
9,756
– –
GOVT icon
542
iShares US Treasury Bond ETF
GOVT
$43.8B
$86.7K 0.01%
3,748
-226
-6% -$5.18K
JOBY icon
543
Joby Aviation
JOBY
$8.55B
$86.3K 0.01%
5,350
+200
+4% +$3.04K
ED icon
544
Consolidated Edison
ED
$39.9B
$86.3K 0.01%
859
+22
+3% +$2.21K
FAB icon
545
First Trust Multi Cap Value AlphaDEX Fund
FAB
$176M
$86K 0.01%
985
-12
-1% -$1.02K
FSZ icon
546
First Trust Switzerland AlphaDEX Fund
FSZ
$37.5M
$86K 0.01%
1,118
-35
-3% -$2.74K
FDX icon
547
FedEx
FDX
$75.4B
$84.9K 0.01%
360
-2
-0.6% -$461
CTVA icon
548
Corteva
CTVA
$51.3B
$84.6K 0.01%
1,251
– –
MELI icon
549
Mercado Libre
MELI
$92.3B
$84.1K 0.01%
36
+8
+29% +$19.2K
IYE icon
550
iShares US Energy ETF
IYE
$1.7B
$83.5K 0.01%
1,756
-265
-13% -$12.3K
20 21
22
23 24

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MAM
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KCM
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PWA
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Golden State Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, Golden State Wealth Management held 1,702 positions worth $906M, up 10% from $822M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Golden State Wealth Management's Q3 2025 filing shows 134 new, 458 increased, 344 reduced and 41 closed positions. Its largest new stake was TIC Solutions Inc: 59,919 shares worth $798K. The largest sale was American Express Global Business Travel, an estimated $2.45M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Golden State Wealth Management's largest Q3 2025 buy was TIC Solutions Inc: 59,919 shares worth $798K.
  • Golden State Wealth Management added most to American Century US Quality Growth ETF in Q3 2025, an estimated $12.6M increase.
  • Golden State Wealth Management's biggest Q3 2025 reduction was First Trust Rising Dividend Achievers ETF, cutting an estimated $2.02M.
  • Golden State Wealth Management fully exited American Express Global Business Travel in Q3 2025, selling an estimated $2.45M.
  • Golden State Wealth Management's ten largest holdings make up 32% of its $906M portfolio in Q3 2025.
  • Golden State Wealth Management opened 134 new positions and closed 41 in Q3 2025.
  • Golden State Wealth Management's portfolio value rose 10% quarter-over-quarter to $906M.

Based on Golden State Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.