We are live on ! Find out more
GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RQI icon
526
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$33K 0.01%
2,092
-3,832
-65% -$56.3K
TTE icon
527
TotalEnergies
TTE
$190B
$33K 0.01%
639
– –
LK
528
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
$33K 0.01%
+1,720
New +$36.4K
ED icon
529
Consolidated Edison
ED
$40B
$32K 0.01%
+334
New +$29.7K
GAB icon
530
Gabelli Equity Trust
GAB
$1.78B
$32K 0.01%
5,514
– –
GWX icon
531
State Street SPDR S&P International Small Cap ETF
GWX
$915M
$32K 0.01%
1,105
-165
-13% -$4.83K
SPYV icon
532
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
$32K 0.01%
1,014
– –
AZN icon
533
AstraZeneca
AZN
$249B
$31K 0.01%
350
– –
KEY icon
534
KeyCorp
KEY
$24.4B
$31K 0.01%
1,731
– –
SPMD icon
535
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
$31K 0.01%
929
+703
+311% +$23.7K
ADSK icon
536
Autodesk
ADSK
$52.5B
$30K 0.01%
200
-1,200
-86% -$187K
AOR icon
537
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.72B
$30K 0.01%
653
– –
IEMG icon
538
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$30K 0.01%
606
+20
+3% +$992
MBB icon
539
iShares MBS ETF
MBB
$39.1B
$30K 0.01%
279
+115
+70% +$12.4K
MGM icon
540
MGM Resorts International
MGM
$11.2B
$30K 0.01%
1,100
+200
+22% +$5.74K
PGF icon
541
Invesco Financial Preferred ETF
PGF
$673M
$30K 0.01%
1,600
– –
SLV icon
542
iShares Silver Trust
SLV
$30.7B
$30K 0.01%
1,870
-91,288
-98% -$1.45M
UBS icon
543
UBS Group
UBS
$177B
$30K 0.01%
2,614
+1,139
+77% +$12.8K
UL icon
544
Unilever
UL
$136B
$30K 0.01%
438
+402
+1,117% +$27.9K
MMP
545
DELISTED
Magellan Midstream Partners, L.P.
MMP
$30K 0.01%
450
– –
BME icon
546
BlackRock Health Sciences Trust
BME
$568M
$29K 0.01%
767
– –
CTVA icon
547
Corteva
CTVA
$51.5B
$29K 0.01%
1,043
-508
-33% -$14.7K
GCBC icon
548
Greene County Bancorp
GCBC
$591M
$29K 0.01%
2,084
-482
-19% -$6.61K
GLW icon
549
Corning
GLW
$143B
$29K 0.01%
1,000
– –
HDV
550
iShares Core High Dividend ETF
HDV
$14.9B
$29K 0.01%
1,530
-25
-2% -$470
20 21
22
23 24

Similar funds

DAM
Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return
PHS
PFM Health Sciences San Francisco, California $1.1B AUM 57.92% 1-Year Est. Return
MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return
DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.