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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BX icon
26
Blackstone
BX
$108B
$2.3M 0.76%
47,174
+3,917
+9% +$191K
SDY icon
27
State Street SPDR S&P Dividend ETF
SDY
$23.6B
$2.27M 0.75%
22,128
-1,996
-8% -$201K
EES icon
28
WisdomTree US SmallCap Earnings Fund
EES
$729M
$2.05M 0.68%
57,627
-3,590
-6% -$125K
PCI
29
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$2.02M 0.66%
82,321
+6,290
+8% +$152K
LMT icon
30
Lockheed Martin
LMT
$135B
$2.01M 0.66%
5,154
+1,196
+30% +$450K
XLP icon
31
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
$1.96M 0.65%
31,891
– –
BA icon
32
Boeing
BA
$185B
$1.9M 0.63%
4,994
-588
-11% -$210K
JPM icon
33
JPMorgan Chase
JPM
$937B
$1.79M 0.59%
15,233
+584
+4% +$66.1K
IWP icon
34
iShares Russell Mid-Cap Growth ETF
IWP
$20.1B
$1.7M 0.56%
24,046
-540
-2% -$38.8K
USMV icon
35
iShares MSCI USA Min Vol Factor ETF
USMV
$23.7B
$1.6M 0.53%
24,895
-867
-3% -$54.9K
DSL
36
DoubleLine Income Solutions Fund
DSL
$1.22B
$1.56M 0.51%
78,282
-10,731
-12% -$214K
FTSD icon
37
Franklin Short Duration US Government ETF
FTSD
$301M
$1.55M 0.51%
16,369
-1,348
-8% -$128K
AXP icon
38
American Express
AXP
$233B
$1.53M 0.51%
12,972
-865
-6% -$106K
MSFT icon
39
Microsoft
MSFT
$3.62T
$1.5M 0.5%
10,828
+1,039
+11% +$143K
HD icon
40
Home Depot
HD
$339B
$1.5M 0.5%
6,484
+194
+3% +$42.4K
VDC icon
41
Vanguard Consumer Staples ETF
VDC
$7.95B
$1.48M 0.49%
9,467
-2,368
-20% -$364K
V icon
42
Visa
V
$683B
$1.42M 0.47%
8,248
+189
+2% +$33.7K
ITA icon
43
iShares US Aerospace & Defense ETF
ITA
$14.4B
$1.42M 0.47%
12,624
-320
-2% -$35K
FV icon
44
First Trust Dorsey Wright Focus 5 ETF
FV
$3.64B
$1.39M 0.46%
46,823
+1,525
+3% +$46K
SDOG icon
45
ALPS Sector Dividend Dogs ETF
SDOG
$1.42B
$1.38M 0.45%
31,434
-750
-2% -$32.4K
DPG
46
Duff & Phelps Utility and Infrastructure Fund
DPG
$523M
$1.3M 0.43%
82,114
-36,895
-31% -$573K
EEM icon
47
iShares MSCI Emerging Markets ETF
EEM
$28.9B
$1.3M 0.43%
31,731
-4,525
-12% -$187K
XOM icon
48
ExxonMobil
XOM
$643B
$1.29M 0.43%
18,261
+1,530
+9% +$111K
WDIV icon
49
State Street SPDR S&P Global Dividend ETF
WDIV
$278M
$1.19M 0.39%
17,683
-334
-2% -$22.1K
XLY icon
50
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$1.17M 0.39%
19,342
+400
+2% +$24.1K
1
2
3 4 5

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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.