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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOTZ icon
426
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.44B
$50K 0.02%
2,500
– –
REGL icon
427
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.81B
$50K 0.02%
860
+5
+0.6% +$290
VFC icon
428
VF Corp
VFC
$5.8B
$50K 0.02%
558
+1
+0.2% +$85
DELL icon
429
Dell
DELL
$283B
$49K 0.02%
1,872
-5,327
-74% -$141K
ITB icon
430
iShares US Home Construction ETF
ITB
$2.28B
$49K 0.02%
1,136
– –
JD icon
431
JD.com
JD
$44.3B
$49K 0.02%
1,730
-1,420
-45% -$42.9K
THQ
432
abrdn Healthcare Opportunities Fund
THQ
$786M
$49K 0.02%
2,829
+18
+0.6% +$315
CHRD icon
433
Chord Energy
CHRD
$7.46B
$48K 0.02%
13,845
-300
-2% -$1.18K
ITW icon
434
Illinois Tool Works
ITW
$84.8B
$48K 0.02%
307
– –
IYR icon
435
iShares US Real Estate ETF
IYR
$4.63B
$48K 0.02%
513
– –
LPLA icon
436
LPL Financial
LPLA
$28.3B
$48K 0.02%
582
-23
-4% -$1.84K
TCBK icon
437
TriCo Bancshares
TCBK
$1.84B
$48K 0.02%
1,321
– –
TRGP icon
438
Targa Resources
TRGP
$57.6B
$48K 0.02%
1,200
-560
-32% -$21.4K
ZBH icon
439
Zimmer Biomet
ZBH
$18.5B
$48K 0.02%
362
+1
+0.3% +$129
A icon
440
Agilent Technologies
A
$39.9B
$47K 0.02%
615
– –
BNDX icon
441
Vanguard Total International Bond ETF
BNDX
$82.1B
$47K 0.02%
791
+3
+0.4% +$175
CSB icon
442
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$271M
$47K 0.02%
1,069
+9
+0.8% +$392
GME icon
443
GameStop
GME
$8.63B
$47K 0.02%
+34,000
New +$36.7K
HCSG icon
444
Healthcare Services Group
HCSG
$1.51B
$47K 0.02%
1,920
– –
BKI
445
DELISTED
Black Knight, Inc. Common Stock
BKI
$47K 0.02%
762
– –
AAL icon
446
American Airlines Group
AAL
$10.6B
$46K 0.02%
1,700
-100
-6% -$2.93K
ETB
447
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$456M
$46K 0.02%
2,941
+25
+0.9% +$391
EXAS
448
DELISTED
Exact Sciences
EXAS
$46K 0.02%
510
– –
L icon
449
Loews
L
$23.7B
$46K 0.02%
900
– –
NEA icon
450
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$46K 0.02%
+3,200
New +$45.4K
16 17
18
19 20

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PHS
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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.