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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMC icon
376
Vulcan Materials
VMC
$36.5B
$67K 0.02%
445
-449
-50% -$63.4K
ES icon
377
Eversource Energy
ES
$27.1B
$66K 0.02%
767
+1
+0.1% +$79
VLO icon
378
Valero Energy
VLO
$87.2B
$66K 0.02%
772
-501
-39% -$40.5K
SDIV icon
379
Global X SuperDividend ETF
SDIV
$1.2B
$65K 0.02%
1,283
+566
+79% +$28.5K
WBA
380
DELISTED
Walgreens Boots Alliance
WBA
$65K 0.02%
1,180
+476
+68% +$25.5K
WELL icon
381
Welltower
WELL
$170B
$63K 0.02%
699
+40
+6% +$3.48K
TRV icon
382
Travelers Companies
TRV
$80.5B
$62K 0.02%
418
+11
+3% +$1.64K
VCLT icon
383
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.84B
$62K 0.02%
613
+6
+1% +$596
VGK icon
384
Vanguard FTSE Europe ETF
VGK
$31.1B
$62K 0.02%
1,150
-54
-4% -$2.89K
AMCX icon
385
AMC Global Media
AMCX
$490M
$61K 0.02%
1,250
+600
+92% +$30.9K
IYW icon
386
iShares US Technology ETF
IYW
$24.8B
$61K 0.02%
1,188
-832
-41% -$42.3K
CPRT icon
387
Copart
CPRT
$26.9B
$60K 0.02%
3,000
– –
EBND icon
388
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.27B
$60K 0.02%
2,214
+217
+11% +$5.97K
VPU
389
Vanguard Utilities ETF
VPU
$8.3B
$60K 0.02%
418
– –
WMB icon
390
Williams Companies
WMB
$87.8B
$60K 0.02%
2,500
+2,430
+3,471% +$61.3K
CELG
391
DELISTED
Celgene Corp
CELG
$60K 0.02%
606
– –
RWO icon
392
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$59K 0.02%
1,138
+374
+49% +$19K
ENB icon
393
Enbridge
ENB
$113B
$58K 0.02%
1,667
-48
-3% -$1.66K
GIS icon
394
General Mills
GIS
$19.3B
$58K 0.02%
1,056
– –
ISTB icon
395
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.12B
$58K 0.02%
1,148
+3
+0.3% +$151
XLU icon
396
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$58K 0.02%
1,800
– –
ETFC
397
DELISTED
E*Trade Financial Corporation
ETFC
$57K 0.02%
1,300
+450
+53% +$19.9K
ADP icon
398
Automatic Data Processing
ADP
$109B
$56K 0.02%
350
– –
MGC icon
399
Vanguard Morningstar Mega Cap ETF
MGC
$10.3B
$56K 0.02%
540
– –
MUC icon
400
BlackRock MuniHoldings California Quality Fund
MUC
$1B
$56K 0.02%
4,000
-9,264
-70% -$130K
14 15
16
17 18

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PHS
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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.