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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCK icon
351
McKesson
MCK
$101B
$78K 0.03%
570
+400
+235% +$56.7K
SO icon
352
Southern Company
SO
$107B
$78K 0.03%
1,263
+549
+77% +$31.8K
F icon
353
Ford
F
$55.7B
$77K 0.03%
8,374
+1,483
+22% +$14.1K
SPTS icon
354
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$77K 0.03%
2,575
+562
+28% +$16.9K
OHI icon
355
Omega Healthcare
OHI
$14.7B
$76K 0.03%
1,808
-7,324
-80% -$285K
WM icon
356
Waste Management
WM
$91B
$76K 0.03%
664
+432
+186% +$50.5K
SLY
357
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$75K 0.02%
1,110
– –
CCL icon
358
Carnival Corporation Ltd
CCL
$39.7B
$74K 0.02%
1,703
-205
-11% -$9.46K
QRVO icon
359
Qorvo
QRVO
$8.74B
$74K 0.02%
994
– –
PEGI
360
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$74K 0.02%
2,740
– –
IVZ icon
361
Invesco
IVZ
$13.9B
$73K 0.02%
4,310
+4,000
+1,290% +$70.6K
SKYY icon
362
First Trust Cloud Computing ETF
SKYY
$3.12B
$73K 0.02%
1,300
-150
-10% -$8.69K
ATVI
363
DELISTED
Activision Blizzard
ATVI
$73K 0.02%
1,372
-504
-27% -$25.1K
PCEF icon
364
Invesco CEF Income Composite ETF
PCEF
$814M
$72K 0.02%
3,200
-200
-6% -$4.52K
DD icon
365
DuPont de Nemours
DD
$19.2B
$70K 0.02%
778
-458
-37% -$40.3K
HYLS icon
366
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$70K 0.02%
1,445
– –
TJX icon
367
TJX Companies
TJX
$178B
$70K 0.02%
1,264
-40
-3% -$2.18K
VNQ icon
368
Vanguard Real Estate ETF
VNQ
$39B
$70K 0.02%
746
+30
+4% +$2.72K
VSS icon
369
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$70K 0.02%
684
-218
-24% -$22.4K
ICVT icon
370
iShares Convertible Bond ETF
ICVT
$7.35B
$69K 0.02%
1,183
+255
+27% +$15.2K
IEFA icon
371
iShares Core MSCI EAFE ETF
IEFA
$196B
$69K 0.02%
1,124
+468
+71% +$28.2K
TTD icon
372
Trade Desk
TTD
$6.49B
$69K 0.02%
3,670
+1,200
+49% +$28.6K
EWJ icon
373
iShares MSCI Japan ETF
EWJ
$23B
$68K 0.02%
1,202
-1,130
-48% -$61.9K
FUN icon
374
Cedar Fair
FUN
$1.67B
$68K 0.02%
1,162
– –
SH icon
375
ProShares Short S&P500
SH
$897M
$68K 0.02%
+650
New +$68.7K
13 14
15
16 17

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DAM
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PHS
PFM Health Sciences San Francisco, California $1.1B AUM 57.92% 1-Year Est. Return
MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return
DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.