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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XYZ
326
Block Inc
XYZ
$47.5B
$94K 0.03%
1,516
+150
+11% +$10.2K
IDU icon
327
iShares US Utilities ETF
IDU
$1.39B
$93K 0.03%
1,144
– –
PRU icon
328
Prudential Financial
PRU
$41.9B
$93K 0.03%
1,036
+1
+0.1% +$91
EUDG icon
329
WisdomTree Europe Quality Dividend Growth Fund
EUDG
$70.3M
$89K 0.03%
3,525
+125
+4% +$3.15K
PKW icon
330
Invesco BuyBack Achievers ETF
PKW
$1.75B
$89K 0.03%
1,427
– –
MDT icon
331
Medtronic
MDT
$110B
$88K 0.03%
812
+81
+11% +$8.45K
WORK
332
DELISTED
Slack Technologies, Inc.
WORK
$88K 0.03%
3,710
-8,280
-69% -$251K
HQH
333
abrdn Healthcare Investors
HQH
$1.31B
$87K 0.03%
4,750
-907
-16% -$17.5K
RVT icon
334
Royce Value Trust
RVT
$2.27B
$87K 0.03%
6,352
-7,153
-53% -$98.4K
COF icon
335
Capital One
COF
$135B
$86K 0.03%
948
+300
+46% +$27K
PH icon
336
Parker-Hannifin
PH
$135B
$84K 0.03%
465
– –
SEDG icon
337
SolarEdge
SEDG
$2.01B
$84K 0.03%
1,001
– –
UTF icon
338
Cohen & Steers Infrastructure Fund
UTF
$3.05B
$83K 0.03%
3,040
+622
+26% +$16.4K
VWOB icon
339
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.16B
$83K 0.03%
1,031
– –
ABT icon
340
Abbott
ABT
$187B
$82K 0.03%
980
– –
RDS.A
341
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$82K 0.03%
1,386
+413
+42% +$24.5K
HYT icon
342
BlackRock Corporate High Yield Fund
HYT
$1.37B
$81K 0.03%
7,514
– –
VCIT icon
343
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$81K 0.03%
892
+100
+13% +$9.06K
CPB icon
344
Campbell Soup
CPB
$6.73B
$80K 0.03%
1,700
+1,600
+1,600% +$69.1K
EA
345
DELISTED
Electronic Arts
EA
$80K 0.03%
820
-500
-38% -$47K
IVOV icon
346
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.35B
$80K 0.03%
1,298
+2
+0.2% +$121
SPIB icon
347
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$79K 0.03%
2,235
+135
+6% +$4.74K
SVC
348
Service Properties Trust
SVC
$1.09B
$79K 0.03%
614
-199
-24% -$24.6K
VBK icon
349
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.9B
$79K 0.03%
433
– –
VIOG icon
350
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.07B
$79K 0.03%
1,032
+4
+0.4% +$310
12 13
14
15 16

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DAM
Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return
PHS
PFM Health Sciences San Francisco, California $1.1B AUM 57.92% 1-Year Est. Return
MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return
DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.