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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUMG icon
251
Nuveen ESG Mid-Cap Growth ETF
NUMG
$357M
$145K 0.05%
4,422
-86
-2% -$2.85K
GE icon
252
GE Aerospace
GE
$389B
$144K 0.05%
3,238
+381
+13% +$17.9K
BSCL
253
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$144K 0.05%
6,757
– –
ELV icon
254
Elevance Health
ELV
$84.9B
$142K 0.05%
591
-79
-12% -$21.6K
PSX icon
255
Phillips 66
PSX
$82B
$142K 0.05%
1,388
+791
+132% +$79.3K
BSCP
256
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$141K 0.05%
+6,600
New +$140K
BSCO
257
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$141K 0.05%
+6,600
New +$141K
BPL
258
DELISTED
Buckeye Partners, L.P.
BPL
$141K 0.05%
3,425
-500
-13% -$20.6K
BSCN
259
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$141K 0.05%
+6,600
New +$140K
BSCM
260
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$141K 0.05%
6,581
+6,400
+3,536% +$137K
BSCK
261
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$141K 0.05%
6,630
– –
BSCJ
262
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$140K 0.05%
6,662
– –
DGRW icon
263
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.2B
$137K 0.05%
3,043
+2
+0.1% +$88
IVOG icon
264
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.67B
$137K 0.05%
1,960
+2
+0.1% +$140
ORCL icon
265
Oracle
ORCL
$413B
$136K 0.04%
2,474
-2,128
-46% -$118K
VYM icon
266
Vanguard High Dividend Yield ETF
VYM
$82.3B
$136K 0.04%
1,531
+8
+0.5% +$700
PPBI
267
DELISTED
Pacific Premier Bancorp
PPBI
$135K 0.04%
4,335
– –
JPS
268
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$134K 0.04%
13,652
+74
+0.5% +$719
FDX icon
269
FedEx
FDX
$74.7B
$133K 0.04%
915
-32
-3% -$5.16K
FFIV icon
270
F5
FFIV
$23.5B
$133K 0.04%
950
+175
+23% +$24.2K
MSGS icon
271
Madison Square Garden
MSGS
$9.43B
$133K 0.04%
708
-63
-8% -$12.4K
BMY icon
272
Bristol-Myers Squibb
BMY
$131B
$132K 0.04%
2,598
+963
+59% +$45.3K
DWX icon
273
State Street SPDR S&P International Dividend ETF
DWX
$528M
$131K 0.04%
3,374
-225
-6% -$8.73K
IDV icon
274
iShares International Select Dividend ETF
IDV
$8.48B
$131K 0.04%
4,260
+29
+0.7% +$876
CACG
275
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$131K 0.04%
4,150
+1,950
+89% +$62.4K
9 10
11
12 13

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DAM
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PHS
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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.