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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+5.14%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$643M
AUM Growth
+$141M
Cap. Flow
+$127M
Cap. Flow %
19.76%
Top 10 Hldgs %
21.52%
Holding
450
New
154
Increased
172
Reduced
79
Closed
36

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.37M
2
AAPL icon
Apple
AAPL
+$5.54M
3
AMZN icon
Amazon
AMZN
+$4.35M
4
DMTK
DermTech, Inc. Common Stock
DMTK
+$4.28M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$4.01M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$21.4M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$5.84M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$3.33M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.45M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.2M

Sector Composition

Rank Sector Weight
1 Technology 7.32%
2 Consumer Discretionary 4.86%
3 Healthcare 4.23%
4 Financials 3.56%
5 Communication Services 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTUM icon
201
iShares MSCI USA Momentum Factor ETF
MTUM
$25B
$653K 0.1%
4,059
+131
+3% +$21.7K
XLF icon
202
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$650K 0.1%
+19,076
New +$613K
SPOT icon
203
Spotify
SPOT
$103B
$644K 0.1%
2,402
+986
+70% +$307K
JDIV
204
DELISTED
JPMorgan U.S. Dividend ETF
JDIV
$633K 0.1%
20,393
-7,387
-27% -$215K
BGFV
205
DELISTED
Big 5 Sporting Goods
BGFV
$630K 0.1%
40,114
-56,094
-58% -$787K
IJK icon
206
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
$630K 0.1%
8,035
+229
+3% +$17.6K
SCHD icon
207
Schwab US Dividend Equity ETF
SCHD
$103B
$617K 0.1%
25,371
+6,351
+33% +$144K
MUB icon
208
iShares National Muni Bond ETF
MUB
$45.1B
$612K 0.1%
5,273
+2,712
+106% +$316K
VYM icon
209
Vanguard High Dividend Yield ETF
VYM
$80.9B
$601K 0.09%
5,943
-190
-3% -$18.3K
ADBE icon
210
Adobe
ADBE
$99.5B
$595K 0.09%
1,251
+385
+44% +$180K
PINS icon
211
Pinterest
PINS
$13.4B
$594K 0.09%
8,023
-152
-2% -$11.3K
ARKF icon
212
ARK Blockchain & Fintech Innovation ETF
ARKF
$710M
$593K 0.09%
+11,605
New +$632K
COST icon
213
Costco
COST
$422B
$588K 0.09%
+1,667
New +$580K
SE icon
214
Sea Limited
SE
$65.4B
$582K 0.09%
2,608
-254
-9% -$59K
ARKW icon
215
ARK Web x.0 ETF
ARKW
$1.63B
$579K 0.09%
3,924
+1,167
+42% +$188K
XLI icon
216
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$578K 0.09%
+5,867
New +$537K
ESGU icon
217
iShares ESG Aware MSCI USA ETF
ESGU
$17.9B
$570K 0.09%
6,270
+1,623
+35% +$144K
ETJ
218
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$567M
$566K 0.09%
52,471
+1,872
+4% +$19.8K
NOBL icon
219
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$559K 0.09%
+12,950
New +$532K
VGIT icon
220
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$558K 0.09%
8,307
-758
-8% -$51.8K
XLP icon
221
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$553K 0.09%
+8,091
New +$532K
RTX icon
222
RTX Corp
RTX
$290B
$551K 0.09%
7,126
+3,918
+122% +$286K
VO icon
223
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$551K 0.09%
9,964
+512
+5% +$27.8K
BFX
224
DELISTED
BowFlex Inc.
BFX
$547K 0.09%
35,000
-12,300
-26% -$264K
LQD icon
225
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$544K 0.08%
4,184
-8,292
-66% -$1.1M
7 8
9
10 11

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BFA
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FTUS
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EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
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BP
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GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
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BI
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Gladstone Institutional Advisory's Q1 2021 Portfolio in Review

As of Q1 2021, Gladstone Institutional Advisory held 450 positions worth $643M, up 28% from $502M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Gladstone Institutional Advisory deployed $127M of net new capital in Q1 2021, opening 154 new positions and adding to 172 existing holdings. Its largest new stake was DermTech, Inc. Common Stock: 81,745 shares worth $4.15M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 5.9% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $21.4M trimmed.

  • Gladstone Institutional Advisory's largest Q1 2021 buy was DermTech, Inc. Common Stock: 81,745 shares worth $4.15M.
  • Gladstone Institutional Advisory added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2021, an estimated $6.37M increase.
  • Gladstone Institutional Advisory's biggest Q1 2021 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $21.4M.
  • Gladstone Institutional Advisory fully exited First Trust Global Wind Energy ETF in Q1 2021, selling an estimated $883K.
  • Gladstone Institutional Advisory's ten largest holdings make up 22% of its $643M portfolio in Q1 2021.
  • Gladstone Institutional Advisory opened 154 new positions and closed 36 in Q1 2021.
  • Gladstone Institutional Advisory's portfolio value rose 28% quarter-over-quarter to $643M.

Based on Gladstone Institutional Advisory's 13F filing for Q1 2021, filed 17 May 2021.