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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+12.85%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$502M
AUM Growth
+$83.4M
Cap. Flow
+$38.4M
Cap. Flow %
7.64%
Top 10 Hldgs %
30.28%
Holding
329
New
60
Increased
108
Reduced
123
Closed
33

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.1M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.75M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$5.11M
4
WCLD
WisdomTree Cloud Computing Fund
WCLD
+$4.83M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$4.32M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.87M
2
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$4.32M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$3.06M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.88M
5
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$1.3M

Sector Composition

Rank Sector Weight
1 Technology 5.88%
2 Consumer Discretionary 4.19%
3 Healthcare 3.13%
4 Communication Services 2.4%
5 Industrials 1.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVS icon
201
Novartis
NVS
$297B
$363K 0.07%
3,845
-450
-10% -$39.3K
VOE icon
202
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.7B
$363K 0.07%
3,050
-166
-5% -$18.6K
NKE icon
203
Nike
NKE
$61.9B
$356K 0.07%
2,518
-1,023
-29% -$136K
CDNS icon
204
Cadence Design Systems
CDNS
$93.6B
$355K 0.07%
2,600
-487
-16% -$57.1K
ETW
205
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
$355K 0.07%
+36,650
New +$334K
CSCO icon
206
Cisco
CSCO
$457B
$353K 0.07%
7,883
-2,842
-26% -$117K
SDY icon
207
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$350K 0.07%
3,307
+3
+0.1% +$304
SOXX icon
208
iShares Semiconductor ETF
SOXX
$41.7B
$342K 0.07%
2,703
+603
+29% +$69.2K
OKTA icon
209
Okta
OKTA
$24.7B
$338K 0.07%
1,330
-2,962
-69% -$704K
TWTR
210
DELISTED
Twitter, Inc.
TWTR
$338K 0.07%
+6,240
New +$298K
VB icon
211
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$337K 0.07%
1,731
-156
-8% -$27.5K
VWO icon
212
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$336K 0.07%
6,702
+829
+14% +$38.9K
EEM icon
213
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$335K 0.07%
6,476
-1,761
-21% -$84.7K
XLV icon
214
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$331K 0.07%
2,916
-348
-11% -$38K
WDAY icon
215
Workday
WDAY
$39.6B
$330K 0.07%
1,378
-429
-24% -$96.4K
TWLO icon
216
Twilio
TWLO
$30B
$326K 0.06%
+962
New +$301K
UBER icon
217
Uber
UBER
$143B
$326K 0.06%
6,395
+257
+4% +$11.5K
SJNK icon
218
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$319K 0.06%
11,843
-337
-3% -$8.89K
PEP icon
219
PepsiCo
PEP
$190B
$318K 0.06%
2,146
-163
-7% -$23.2K
ANGL icon
220
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.05B
$316K 0.06%
9,859
+15
+0.2% +$464
VBR icon
221
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.1B
$315K 0.06%
2,213
+324
+17% +$41.8K
GE icon
222
GE Aerospace
GE
$374B
$312K 0.06%
5,794
+1,051
+22% +$47.1K
HACK icon
223
Amplify Cybersecurity ETF
HACK
$2.68B
$312K 0.06%
+5,414
New +$273K
VBK icon
224
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
$302K 0.06%
1,129
+12
+1% +$2.9K
AMGN icon
225
Amgen
AMGN
$208B
$301K 0.06%
1,309
-105
-7% -$24.2K
7 8
9
10 11

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BFA
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FTUS
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EA
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CVA
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BP
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GKWIM
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FAM
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BI
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Gladstone Institutional Advisory's Q4 2020 Portfolio in Review

As of Q4 2020, Gladstone Institutional Advisory held 329 positions worth $502M, up 20% from $419M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gladstone Institutional Advisory deployed $38.4M of net new capital in Q4 2020, opening 60 new positions and adding to 108 existing holdings. Its largest new stake was First Trust Mid Cap Growth AlphaDEX Fund: 37,496 shares worth $2.45M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, down from 6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Smith Opportunistic Fixed Income ETF, an estimated $4.87M trimmed.

  • Gladstone Institutional Advisory's largest Q4 2020 buy was First Trust Mid Cap Growth AlphaDEX Fund: 37,496 shares worth $2.45M.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q4 2020, an estimated $11.1M increase.
  • Gladstone Institutional Advisory's biggest Q4 2020 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $4.87M.
  • Gladstone Institutional Advisory fully exited Desktop Metal, Inc. in Q4 2020, selling an estimated $701K.
  • Gladstone Institutional Advisory's ten largest holdings make up 30% of its $502M portfolio in Q4 2020.
  • Gladstone Institutional Advisory opened 60 new positions and closed 33 in Q4 2020.
  • Gladstone Institutional Advisory's portfolio value rose 20% quarter-over-quarter to $502M.

Based on Gladstone Institutional Advisory's 13F filing for Q4 2020, filed 16 Feb 2021.