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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+7.37%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$419M
AUM Growth
+$25.5M
Cap. Flow
+$2.1M
Cap. Flow %
0.5%
Top 10 Hldgs %
33.41%
Holding
308
New
66
Increased
106
Reduced
92
Closed
39

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$10.1M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.38M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$4.34M
4
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$4.26M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.77M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$12.9M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$7.48M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$6.89M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$3.05M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.88M

Sector Composition

Rank Sector Weight
1 Technology 6.03%
2 Consumer Discretionary 3.76%
3 Healthcare 3.63%
4 Communication Services 2.61%
5 Financials 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDX icon
201
FedEx
FDX
$72.7B
$314K 0.08%
+1,249
New +$250K
IBM icon
202
IBM
IBM
$211B
$313K 0.07%
2,692
+112
+4% +$13.2K
IGIB icon
203
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$313K 0.07%
5,143
-27,478
-84% -$1.68M
DHR icon
204
Danaher
DHR
$137B
$312K 0.07%
+1,637
New +$291K
GSK icon
205
GSK
GSK
$104B
$307K 0.07%
+6,526
New +$327K
VOOV icon
206
Vanguard S&P 500 Value ETF
VOOV
$6.59B
$307K 0.07%
2,816
-73
-3% -$7.99K
SDY icon
207
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$305K 0.07%
3,304
+233
+8% +$22K
MUB icon
208
iShares National Muni Bond ETF
MUB
$45.1B
$303K 0.07%
2,615
-419
-14% -$48.7K
REGN icon
209
Regeneron Pharmaceuticals
REGN
$78.5B
$297K 0.07%
530
-208
-28% -$126K
HMOP icon
210
Hartford Municipal Opportunities ETF
HMOP
$777M
$295K 0.07%
7,166
-160
-2% -$6.75K
CMCSA icon
211
Comcast
CMCSA
$85B
$294K 0.07%
+6,358
New +$276K
GOVT icon
212
iShares US Treasury Bond ETF
GOVT
$43.6B
$294K 0.07%
10,504
-1,528
-13% -$42.8K
SMH icon
213
VanEck Semiconductor ETF
SMH
$65.2B
$294K 0.07%
+3,374
New +$283K
ANGL icon
214
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.05B
$293K 0.07%
9,844
-4,364
-31% -$131K
VB icon
215
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$290K 0.07%
1,887
-6
-0.3% -$922
HYD icon
216
VanEck High Yield Muni ETF
HYD
$4.43B
$280K 0.07%
4,688
-1,157
-20% -$69.3K
LMT icon
217
Lockheed Martin
LMT
$134B
$279K 0.07%
728
+65
+10% +$24.8K
BABA icon
218
Alibaba
BABA
$293B
$275K 0.07%
937
-125
-12% -$32.9K
MS icon
219
Morgan Stanley
MS
$331B
$273K 0.07%
+5,650
New +$285K
OPEN icon
220
Opendoor
OPEN
$3.64B
$267K 0.06%
+14,518
New +$174K
DON icon
221
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$264K 0.06%
9,145
+625
+7% +$18.4K
RDNW
222
RideNow Group
RDNW
$238M
$261K 0.06%
+9,800
New +$243K
DBEF icon
223
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.17B
$256K 0.06%
8,368
– –
EMB icon
224
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$255K 0.06%
2,302
-349
-13% -$39.2K
MBB icon
225
iShares MBS ETF
MBB
$38.9B
$255K 0.06%
2,309
-214
-8% -$23.7K
7 8
9
10 11

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FTUS
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EA
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CVA
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BP
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GKWIM
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FAM
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BI
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Gladstone Institutional Advisory's Q3 2020 Portfolio in Review

As of Q3 2020, Gladstone Institutional Advisory held 308 positions worth $419M, up 6.5% from $393M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Gladstone Institutional Advisory's Q3 2020 filing shows 66 new, 106 increased, 92 reduced and 39 closed positions. Its largest new stake was Distillate US Fundamental Stability & Value ETF: 87,554 shares worth $2.86M. The largest sale was Schwab International Equity ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 4.8% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Gladstone Institutional Advisory's largest Q3 2020 buy was Distillate US Fundamental Stability & Value ETF: 87,554 shares worth $2.86M.
  • Gladstone Institutional Advisory added most to First Trust Smith Opportunistic Fixed Income ETF in Q3 2020, an estimated $10.1M increase.
  • Gladstone Institutional Advisory's biggest Q3 2020 reduction was Schwab International Equity ETF, cutting an estimated $12.9M.
  • Gladstone Institutional Advisory fully exited Schwab Emerging Markets Equity ETF in Q3 2020, selling an estimated $2.79M.
  • Gladstone Institutional Advisory's ten largest holdings make up 33% of its $419M portfolio in Q3 2020.
  • Gladstone Institutional Advisory opened 66 new positions and closed 39 in Q3 2020.
  • Gladstone Institutional Advisory's portfolio value rose 6.5% quarter-over-quarter to $419M.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2020, filed 16 Nov 2020.