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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+19.29%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$393M
AUM Growth
+$5.58M
Cap. Flow
-$53.6M
Cap. Flow %
-13.65%
Top 10 Hldgs %
30.59%
Holding
308
New
40
Increased
61
Reduced
131
Closed
66

Top Buys

Rank Stock Value
1
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$12.2M
2
LDSF icon
First Trust Low Duration Strategic Focus ETF
LDSF
+$9.01M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$6.37M
4
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$5.48M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$5.22M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$15.3M
2
SCHF icon
Schwab International Equity ETF
SCHF
+$7.55M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$6.09M
4
FCVT icon
First Trust SSI Strategic Convertible Securities ETF
FCVT
+$5.6M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.81M

Sector Composition

Rank Sector Weight
1 Technology 4.82%
2 Healthcare 4.19%
3 Consumer Discretionary 2.54%
4 Communication Services 2.36%
5 Energy 1.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HON icon
201
Honeywell
HON
$77B
$229K 0.06%
1,679
-1,782
-51% -$236K
CGC
202
Canopy Growth
CGC
$387M
$228K 0.06%
+1,411
New +$228K
CWB icon
203
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
$228K 0.06%
+3,767
New +$206K
IUSV icon
204
iShares Core S&P US Value ETF
IUSV
$27.2B
$228K 0.06%
4,370
-20,111
-82% -$1.03M
SMB icon
205
VanEck Short Muni ETF
SMB
$312M
$227K 0.06%
12,626
– –
WORK
206
DELISTED
Slack Technologies, Inc.
WORK
$222K 0.06%
+7,125
New +$214K
IAU icon
207
iShares Gold Trust
IAU
$62.9B
$219K 0.06%
6,456
+800
+14% +$26.2K
XLI icon
208
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$218K 0.06%
3,173
-2,031
-39% -$132K
LOW icon
209
Lowe's Companies
LOW
$117B
$217K 0.06%
1,608
-2,337
-59% -$267K
MUNI icon
210
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.06B
$217K 0.06%
3,909
– –
LHX icon
211
L3Harris
LHX
$51.6B
$213K 0.05%
1,258
-462
-27% -$86.8K
MGV icon
212
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.2B
$211K 0.05%
2,878
-583
-17% -$42.2K
VOOG icon
213
Vanguard S&P 500 Growth ETF
VOOG
$25.9B
$210K 0.05%
+6,750
New +$195K
DVY icon
214
iShares Select Dividend ETF
DVY
$23.5B
$208K 0.05%
+2,579
New +$206K
ITA icon
215
iShares US Aerospace & Defense ETF
ITA
$14.2B
$208K 0.05%
2,524
-2,452
-49% -$193K
SNAP icon
216
Snap
SNAP
$7.89B
$208K 0.05%
+8,855
New +$157K
SPOT icon
217
Spotify
SPOT
$103B
$208K 0.05%
+805
New +$138K
FNX icon
218
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$207K 0.05%
3,310
-6,278
-65% -$359K
BTAL icon
219
AGF US Market Neutral Anti-Beta Fund
BTAL
$304M
$204K 0.05%
+8,388
New +$207K
TGT icon
220
Target
TGT
$65.6B
$202K 0.05%
1,685
-2,509
-60% -$286K
NET icon
221
Cloudflare
NET
$99B
$201K 0.05%
+5,590
New +$156K
PEG icon
222
Public Service Enterprise Group
PEG
$38.2B
$201K 0.05%
4,093
-1,989
-33% -$99.1K
XLE icon
223
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$201K 0.05%
+10,614
New +$197K
AXON
224
Axon Enterprise
AXON
$42.5B
$200K 0.05%
+2,040
New +$165K
GE icon
225
GE Aerospace
GE
$374B
$172K 0.04%
5,048
-709
-12% -$23.9K
7 8
9
10 11

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FTUS
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EA
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CVA
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BP
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GKWIM
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Gladstone Institutional Advisory's Q2 2020 Portfolio in Review

As of Q2 2020, Gladstone Institutional Advisory held 308 positions worth $393M, up 1.4% from $388M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gladstone Institutional Advisory withdrew a net $53.6M in Q2 2020, closing 66 positions and reducing 131 holdings. Its most notable exit was First Trust Mid Cap Growth AlphaDEX Fund, an estimated $2.64M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.8% of assets, up from 4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Gladstone Institutional Advisory opened a new position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF worth $1.87M.

  • Gladstone Institutional Advisory's largest Q2 2020 buy was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 36,107 shares worth $1.87M.
  • Gladstone Institutional Advisory added most to First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q2 2020, an estimated $12.2M increase.
  • Gladstone Institutional Advisory's biggest Q2 2020 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $15.3M.
  • Gladstone Institutional Advisory fully exited First Trust Mid Cap Growth AlphaDEX Fund in Q2 2020, selling an estimated $2.64M.
  • Gladstone Institutional Advisory's ten largest holdings make up 31% of its $393M portfolio in Q2 2020.
  • Gladstone Institutional Advisory opened 40 new positions and closed 66 in Q2 2020.
  • Gladstone Institutional Advisory's portfolio value rose 1.4% quarter-over-quarter to $393M.

Based on Gladstone Institutional Advisory's 13F filing for Q2 2020, filed 17 Aug 2020.